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PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 401k Plan overview

Plan NamePHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN
Plan identification number 001

PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

PHOENIX PRODUCTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:PHOENIX PRODUCTS, INC.
Employer identification number (EIN):610853599
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01EDWARD ROJAS2022-07-15
0012020-01-01EDWARD ROJAS2021-05-21
0012014-01-01PEGGY WILSON2015-03-10 PEGGY WILSON2015-03-10
0012013-01-01PEGGY WILSON2014-03-11 PEGGY WILSON2014-03-11
0012012-01-01PEGGY WILSON2013-10-15 PEGGY WILSON2013-10-15
0012011-01-01PEGGY WILSON2013-06-05 PEGGY WILSON2013-06-05
0012010-01-01PEGGY WILSON2013-06-05 PEGGY WILSON2013-06-05
0012008-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012007-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012006-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012005-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012004-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012003-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012002-01-01PEGGY WILSON PEGGY WILSON2013-06-05
0012001-01-01PEGGY WILSON PEGGY WILSON2013-06-05

Plan Statistics for PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN

401k plan membership statisitcs for PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN

Measure Date Value
2008: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0130
Total number of active participants reported on line 7a of the Form 55002008-01-0122
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0113
Total of all active and inactive participants2008-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0135
Number of participants with account balances2008-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010
2007: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-0131
Total number of active participants reported on line 7a of the Form 55002007-01-0119
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-0112
Total of all active and inactive participants2007-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-0131
Number of participants with account balances2007-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010
2006: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-0129
Total number of active participants reported on line 7a of the Form 55002006-01-0121
Number of retired or separated participants receiving benefits2006-01-010
Number of other retired or separated participants entitled to future benefits2006-01-0111
Total of all active and inactive participants2006-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-010
Total participants2006-01-0132
Number of participants with account balances2006-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-010
2005: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-0116
Total number of active participants reported on line 7a of the Form 55002005-01-0118
Number of retired or separated participants receiving benefits2005-01-010
Number of other retired or separated participants entitled to future benefits2005-01-019
Total of all active and inactive participants2005-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-01-010
Total participants2005-01-0127
Number of participants with account balances2005-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-010
2004: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year2004-01-0110
Total number of active participants reported on line 7a of the Form 55002004-01-017
Number of retired or separated participants receiving benefits2004-01-010
Number of other retired or separated participants entitled to future benefits2004-01-018
Total of all active and inactive participants2004-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-01-010
Total participants2004-01-0115
Number of participants with account balances2004-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-01-010
2003: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2003 401k membership
Total participants, beginning-of-year2003-01-0111
Total number of active participants reported on line 7a of the Form 55002003-01-015
Number of retired or separated participants receiving benefits2003-01-010
Number of other retired or separated participants entitled to future benefits2003-01-015
Total of all active and inactive participants2003-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2003-01-010
Total participants2003-01-0110
Number of participants with account balances2003-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-01-010
2002: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2002 401k membership
Total participants, beginning-of-year2002-01-019
Total number of active participants reported on line 7a of the Form 55002002-01-015
Number of retired or separated participants receiving benefits2002-01-010
Number of other retired or separated participants entitled to future benefits2002-01-014
Total of all active and inactive participants2002-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2002-01-010
Total participants2002-01-019
Number of participants with account balances2002-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2002-01-010
2001: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2001 401k membership
Total participants, beginning-of-year2001-01-017
Total number of active participants reported on line 7a of the Form 55002001-01-016
Number of other retired or separated participants entitled to future benefits2001-01-013
Total of all active and inactive participants2001-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2001-01-010
Total participants2001-01-019
Number of participants with account balances2001-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2001-01-010

Financial Data on PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN

Measure Date Value
2008 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2008 401k financial data
Total income from all sources2008-12-31$29,923
Expenses. Total of all expenses incurred2008-12-31$2,155
Benefits paid (including direct rollovers)2008-12-31$2,155
Total plan assets at end of year2008-12-31$317,874
Total plan assets at beginning of year2008-12-31$290,106
Total contributions received or receivable from participants2008-12-31$50,430
Other income received2008-12-31$-36,022
Net income (gross income less expenses)2008-12-31$27,768
Net plan assets at end of year (total assets less liabilities)2008-12-31$317,874
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$290,106
Assets. Value of participant loans2008-12-31$4,329
Total contributions received or receivable from employer(s)2008-12-31$15,515
2007 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2007 401k financial data
Total income from all sources2007-12-31$100,507
Expenses. Total of all expenses incurred2007-12-31$460
Benefits paid (including direct rollovers)2007-12-31$460
Total plan assets at end of year2007-12-31$290,106
Total plan assets at beginning of year2007-12-31$190,059
Total contributions received or receivable from participants2007-12-31$46,725
Contributions received from other sources (not participants or employers)2007-12-31$32,502
Other income received2007-12-31$9,040
Net income (gross income less expenses)2007-12-31$100,047
Net plan assets at end of year (total assets less liabilities)2007-12-31$290,106
Net plan assets at beginning of year (total assets less liabilities)2007-12-31$190,059
Assets. Value of participant loans2007-12-31$4,329
Total contributions received or receivable from employer(s)2007-12-31$12,240
2006 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2006 401k financial data
Total income from all sources2006-12-31$58,271
Expenses. Total of all expenses incurred2006-12-31$2,827
Benefits paid (including direct rollovers)2006-12-31$2,827
Total plan assets at end of year2006-12-31$190,059
Total plan assets at beginning of year2006-12-31$134,615
Total contributions received or receivable from participants2006-12-31$38,812
Other income received2006-12-31$10,062
Net income (gross income less expenses)2006-12-31$55,444
Net plan assets at end of year (total assets less liabilities)2006-12-31$190,059
Net plan assets at beginning of year (total assets less liabilities)2006-12-31$134,615
Assets. Value of participant loans2006-12-31$4,530
Total contributions received or receivable from employer(s)2006-12-31$9,397
2005 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2005 401k financial data
Total income from all sources2005-12-31$60,927
Expenses. Total of all expenses incurred2005-12-31$0
Total plan assets at end of year2005-12-31$134,615
Total plan assets at beginning of year2005-12-31$73,688
Total contributions received or receivable from participants2005-12-31$44,212
Other income received2005-12-31$3,312
Net income (gross income less expenses)2005-12-31$60,927
Net plan assets at end of year (total assets less liabilities)2005-12-31$134,615
Net plan assets at beginning of year (total assets less liabilities)2005-12-31$73,688
Assets. Value of participant loans2005-12-31$4,981
Total contributions received or receivable from employer(s)2005-12-31$13,403
2004 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2004 401k financial data
Total income from all sources2004-12-31$34,114
Expenses. Total of all expenses incurred2004-12-31$0
Total plan assets at end of year2004-12-31$73,688
Total plan assets at beginning of year2004-12-31$39,574
Total contributions received or receivable from participants2004-12-31$27,360
Other income received2004-12-31$328
Net income (gross income less expenses)2004-12-31$34,114
Net plan assets at end of year (total assets less liabilities)2004-12-31$73,688
Net plan assets at beginning of year (total assets less liabilities)2004-12-31$39,574
Total contributions received or receivable from employer(s)2004-12-31$6,426
2003 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2003 401k financial data
Total income from all sources2003-12-31$24,157
Expenses. Total of all expenses incurred2003-12-31$14,184
Benefits paid (including direct rollovers)2003-12-31$14,184
Total plan assets at end of year2003-12-31$39,574
Total plan assets at beginning of year2003-12-31$29,601
Total contributions received or receivable from participants2003-12-31$13,300
Other income received2003-12-31$4,848
Net income (gross income less expenses)2003-12-31$9,973
Net plan assets at end of year (total assets less liabilities)2003-12-31$39,574
Net plan assets at beginning of year (total assets less liabilities)2003-12-31$29,601
Total contributions received or receivable from employer(s)2003-12-31$6,009
2002 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2002 401k financial data
Total income from all sources2002-12-31$12,357
Expenses. Total of all expenses incurred2002-12-31$637
Benefits paid (including direct rollovers)2002-12-31$637
Total plan assets at end of year2002-12-31$29,601
Total plan assets at beginning of year2002-12-31$17,881
Total contributions received or receivable from participants2002-12-31$10,285
Other income received2002-12-31$-3,220
Net income (gross income less expenses)2002-12-31$11,720
Net plan assets at end of year (total assets less liabilities)2002-12-31$29,601
Net plan assets at beginning of year (total assets less liabilities)2002-12-31$17,881
Total contributions received or receivable from employer(s)2002-12-31$5,292
2001 : PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2001 401k financial data
Total income from all sources2001-12-31$14,118
Expenses. Total of all expenses incurred2001-12-31$2,746
Benefits paid (including direct rollovers)2001-12-31$2,746
Total plan assets at end of year2001-12-31$17,881
Total plan assets at beginning of year2001-12-31$6,509
Total contributions received or receivable from participants2001-12-31$9,753
Other income received2001-12-31$-466
Net income (gross income less expenses)2001-12-31$11,372
Net plan assets at end of year (total assets less liabilities)2001-12-31$17,881
Net plan assets at beginning of year (total assets less liabilities)2001-12-31$6,509
Total contributions received or receivable from employer(s)2001-12-31$4,831

Form 5500 Responses for PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN

2008: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes
2007: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes
2006: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedNo
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement - TrustYes
2005: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedNo
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement - TrustYes
2004: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedNo
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2004-01-01Plan funding arrangement – TrustYes
2004-01-01Plan benefit arrangement - TrustYes
2003: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedNo
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo
2003-01-01Plan funding arrangement – TrustYes
2003-01-01Plan benefit arrangement - TrustYes
2002: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2002 form 5500 responses
2002-01-01Type of plan entitySingle employer plan
2002-01-01Submission has been amendedNo
2002-01-01This submission is the final filingNo
2002-01-01This return/report is a short plan year return/report (less than 12 months)No
2002-01-01Plan is a collectively bargained planNo
2002-01-01Plan funding arrangement – TrustYes
2002-01-01Plan benefit arrangement - TrustYes
2001: PHOENIX PRODUCTS, INC.'S SAFE HARBOR 401(K) PLAN 2001 form 5500 responses
2001-01-01Type of plan entitySingle employer plan
2001-01-01Submission has been amendedNo
2001-01-01This submission is the final filingNo
2001-01-01This return/report is a short plan year return/report (less than 12 months)No
2001-01-01Plan is a collectively bargained planNo
2001-01-01Plan funding arrangement – TrustYes
2001-01-01Plan benefit arrangement - TrustYes

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