401k Plan data: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES plan

CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan Name	CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES
Plan identification number	001

CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

CLIMAX MANUFACTURING CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: CLIMAX MANUFACTURING CO., INC.

Employer identification number (EIN): 611613722

NAIC Classification: 322100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-07-01 DONALD SCHNACKEL
001 2012-07-01 DONALD SCHNACKEL

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2013-07-01	DONALD SCHNACKEL
001	2012-07-01	DONALD SCHNACKEL

Plan Statistics for CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES

Measure Date Value
2013: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-07-01 299
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 88
Number of retired or separated participants receiving benefits 2013-07-01 131
Number of other retired or separated participants entitled to future benefits 2013-07-01 77
Total of all active and inactive participants 2013-07-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-07-01 304
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 91
Number of retired or separated participants receiving benefits 2012-07-01 76
Number of other retired or separated participants entitled to future benefits 2012-07-01 132
Total of all active and inactive participants 2012-07-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 1

Measure	Date	Value
2013: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-07-01	299
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	88
Number of retired or separated participants receiving benefits	2013-07-01	131
Number of other retired or separated participants entitled to future benefits	2013-07-01	77
Total of all active and inactive participants	2013-07-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-07-01	304
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	91
Number of retired or separated participants receiving benefits	2012-07-01	76
Number of other retired or separated participants entitled to future benefits	2012-07-01	132
Total of all active and inactive participants	2012-07-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	1

Financial Data on CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES

Measure	Date	Value
2014 : CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$1,900,453
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$1,028,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$1,023,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$308,757
Value of total assets at end of year	2014-06-30	$12,340,895
Value of total assets at beginning of year	2014-06-30	$11,469,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$5,000
Total interest from all sources	2014-06-30	$27,964
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Administrative expenses professional fees incurred	2014-06-30	$5,000
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$65,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$871,817
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$12,340,895
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$11,469,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in pooled separate accounts at end of year	2014-06-30	$7,357,553
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$10,624,260
Interest earned on other investments	2014-06-30	$27,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$4,983,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$844,818
Net investment gain/loss from pooled separate accounts	2014-06-30	$1,563,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$308,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$958,626
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	DOANE CPA FIRM
Accountancy firm EIN	2014-06-30	274431954
2013 : CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$1,613,842
Total loss/gain on sale of assets	2013-06-30	$14,086
Total of all expenses incurred	2013-06-30	$966,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$961,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$766,918
Value of total assets at end of year	2013-06-30	$11,469,078
Value of total assets at beginning of year	2013-06-30	$10,821,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$5,000
Total interest from all sources	2013-06-30	$23,843
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$647,135
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$11,469,078
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$10,821,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in pooled separate accounts at end of year	2013-06-30	$10,624,260
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$10,821,943
Interest earned on other investments	2013-06-30	$23,843
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$844,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$0
Net investment gain/loss from pooled separate accounts	2013-06-30	$808,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$766,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$961,707
Contract administrator fees	2013-06-30	$5,000
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$14,086
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	DOANE CPA FIRM
Accountancy firm EIN	2013-06-30	274431954

Form 5500 Responses for CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES

2013: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	Yes
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	Yes
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: CLIMAX MANUFACTURING COMPANY RETIREMENT INCOME PLAN FOR UNION EMPLOYEES 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	Yes
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	Yes
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CLIMAX MANUFACTURING CO., INC.
Employer identification number (EIN):	611613722
NAIC Classification:	322100