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EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 401k Plan overview

Plan NameEASTER SEALS OF TENNESSEE, INC. 403(B) PLAN
Plan identification number 002

EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EASTER SEALS OF TENNESSEE, INC. has sponsored the creation of one or more 401k plans.

Company Name:EASTER SEALS OF TENNESSEE, INC.
Employer identification number (EIN):620504893
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-09-01
0022020-09-01
0022020-09-01
0022020-01-01SUSAN BROWN2021-03-31 SUSAN BROWN2021-03-31
0022019-09-01
0022018-09-01
0022018-01-01SUSAN BROWN2019-06-13 SUSAN BROWN2019-06-13
0022017-09-01
0022017-01-01SUSAN BROWN2018-05-10 SUSAN BROWN2018-05-10
0022016-09-01SUSAN BROWN
0022016-01-01SUSAN BROWN2017-04-12 SUSAN BROWN2017-04-12
0022015-09-01SUSAN BROWN
0022015-01-01GERARD W BARDON2016-03-12
0022014-09-01PHILLIP MANY
0022014-09-01PHILLIP MANY
0022014-01-01GERARD W BARDON2015-06-03
0022013-09-01FRED DOWLING
0022013-01-01GERARD W BARDON2014-07-30
0022012-09-01FRED DOWLING
0022012-01-01GERARD W BARDON2013-06-26
0022011-10-01FRED DOWLING
0022011-01-01GERARD W BARDON2012-09-26
0022010-01-01SUSAN BROWN2011-09-26 SUSAN BROWN2011-09-26

Plan Statistics for EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN

401k plan membership statisitcs for EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN

Measure Date Value
2021: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-09-01267
Total number of active participants reported on line 7a of the Form 55002021-09-01181
Number of retired or separated participants receiving benefits2021-09-010
Number of other retired or separated participants entitled to future benefits2021-09-0122
Total of all active and inactive participants2021-09-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-09-010
Total participants2021-09-01203
Number of participants with account balances2021-09-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-09-010
2020: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-09-01267
Total number of active participants reported on line 7a of the Form 55002020-09-01238
Number of retired or separated participants receiving benefits2020-09-010
Number of other retired or separated participants entitled to future benefits2020-09-0122
Total of all active and inactive participants2020-09-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-09-010
Total participants2020-09-01260
Number of participants with account balances2020-09-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-09-010
2019: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-09-01303
Total number of active participants reported on line 7a of the Form 55002019-09-01227
Number of retired or separated participants receiving benefits2019-09-014
Number of other retired or separated participants entitled to future benefits2019-09-0121
Total of all active and inactive participants2019-09-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-09-010
Total participants2019-09-01252
Number of participants with account balances2019-09-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-09-010
2018: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-09-01333
Total number of active participants reported on line 7a of the Form 55002018-09-01280
Number of retired or separated participants receiving benefits2018-09-014
Number of other retired or separated participants entitled to future benefits2018-09-0119
Total of all active and inactive participants2018-09-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-09-010
Total participants2018-09-01303
Number of participants with account balances2018-09-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-09-012
2017: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-09-01362
Total number of active participants reported on line 7a of the Form 55002017-09-01312
Number of retired or separated participants receiving benefits2017-09-015
Number of other retired or separated participants entitled to future benefits2017-09-0116
Total of all active and inactive participants2017-09-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-09-010
Total participants2017-09-01333
Number of participants with account balances2017-09-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-09-014
2016: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-09-01347
Total number of active participants reported on line 7a of the Form 55002016-09-01345
Number of retired or separated participants receiving benefits2016-09-014
Number of other retired or separated participants entitled to future benefits2016-09-0112
Total of all active and inactive participants2016-09-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-09-010
Total participants2016-09-01361
Number of participants with account balances2016-09-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-09-011
2015: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-01328
Total number of active participants reported on line 7a of the Form 55002015-09-01326
Number of retired or separated participants receiving benefits2015-09-015
Number of other retired or separated participants entitled to future benefits2015-09-0115
Total of all active and inactive participants2015-09-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-01346
Number of participants with account balances2015-09-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-018
2014: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-01228
Total number of active participants reported on line 7a of the Form 55002014-09-01315
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-0113
Total of all active and inactive participants2014-09-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01328
Number of participants with account balances2014-09-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-010
2013: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-01195
Total number of active participants reported on line 7a of the Form 55002013-09-01218
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0110
Total of all active and inactive participants2013-09-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01228
Number of participants with account balances2013-09-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-010
2012: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-01235
Total number of active participants reported on line 7a of the Form 55002012-09-01184
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-0111
Total of all active and inactive participants2012-09-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-01195
Number of participants with account balances2012-09-0136
2011: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01222
Total number of active participants reported on line 7a of the Form 55002011-10-01228
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-017
Total of all active and inactive participants2011-10-01235
Total participants2011-10-01235
Number of participants with account balances2011-10-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010

Financial Data on EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN

Measure Date Value
2022 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-31$0
Total income from all sources (including contributions)2022-08-31$-2,985
Total loss/gain on sale of assets2022-08-31$0
Total of all expenses incurred2022-08-31$5,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-31$5,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-31$57,700
Value of total assets at end of year2022-08-31$321,388
Value of total assets at beginning of year2022-08-31$330,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-31$150
Total interest from all sources2022-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-31No
Was this plan covered by a fidelity bond2022-08-31Yes
Value of fidelity bond cover2022-08-31$275,000
If this is an individual account plan, was there a blackout period2022-08-31No
Were there any nonexempt tranactions with any party-in-interest2022-08-31No
Contributions received from participants2022-08-31$53,866
Participant contributions at end of year2022-08-31$1,188
Participant contributions at beginning of year2022-08-31$2,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Value of net income/loss2022-08-31$-8,869
Value of net assets at end of year (total assets less liabilities)2022-08-31$321,388
Value of net assets at beginning of year (total assets less liabilities)2022-08-31$330,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-31No
Were any leases to which the plan was party in default or uncollectible2022-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-31$320,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-31$328,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-31$-60,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-31No
Was there a failure to transmit to the plan any participant contributions2022-08-31No
Has the plan failed to provide any benefit when due under the plan2022-08-31No
Contributions received in cash from employer2022-08-31$3,834
Employer contributions (assets) at end of year2022-08-31$162
Employer contributions (assets) at beginning of year2022-08-31$154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-31$5,734
Contract administrator fees2022-08-31$150
Did the plan have assets held for investment2022-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-31No
Opinion of an independent qualified public accountant for this plan2022-08-31Disclaimer
Accountancy firm name2022-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2022-08-31560574444
2021 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-08-31$0
Total income from all sources (including contributions)2021-08-31$119,805
Total loss/gain on sale of assets2021-08-31$0
Total of all expenses incurred2021-08-31$56,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-08-31$56,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-08-31$58,337
Value of total assets at end of year2021-08-31$330,257
Value of total assets at beginning of year2021-08-31$266,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-08-31$104
Total interest from all sources2021-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-08-31No
Was this plan covered by a fidelity bond2021-08-31Yes
Value of fidelity bond cover2021-08-31$275,000
If this is an individual account plan, was there a blackout period2021-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-08-31$0
Were there any nonexempt tranactions with any party-in-interest2021-08-31No
Contributions received from participants2021-08-31$54,145
Participant contributions at end of year2021-08-31$0
Participant contributions at beginning of year2021-08-31$1,745
Other income not declared elsewhere2021-08-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Value of net income/loss2021-08-31$63,610
Value of net assets at end of year (total assets less liabilities)2021-08-31$330,257
Value of net assets at beginning of year (total assets less liabilities)2021-08-31$266,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-08-31No
Were any leases to which the plan was party in default or uncollectible2021-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-08-31$330,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-08-31$264,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-08-31$61,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-08-31No
Was there a failure to transmit to the plan any participant contributions2021-08-31No
Has the plan failed to provide any benefit when due under the plan2021-08-31No
Contributions received in cash from employer2021-08-31$4,192
Employer contributions (assets) at end of year2021-08-31$0
Employer contributions (assets) at beginning of year2021-08-31$203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-08-31$56,091
Contract administrator fees2021-08-31$104
Did the plan have assets held for investment2021-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-08-31No
Opinion of an independent qualified public accountant for this plan2021-08-31Disclaimer
Accountancy firm name2021-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2021-08-31560574444
2020 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$69,934
Total loss/gain on sale of assets2020-08-31$0
Total of all expenses incurred2020-08-31$6,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$6,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$47,449
Value of total assets at end of year2020-08-31$266,647
Value of total assets at beginning of year2020-08-31$203,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$0
Total interest from all sources2020-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31No
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$1,000,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Contributions received from participants2020-08-31$42,415
Participant contributions at end of year2020-08-31$1,745
Participant contributions at beginning of year2020-08-31$1,413
Other income not declared elsewhere2020-08-31$22,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$63,315
Value of net assets at end of year (total assets less liabilities)2020-08-31$266,647
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$203,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$264,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$201,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Contributions received in cash from employer2020-08-31$5,034
Employer contributions (assets) at end of year2020-08-31$203
Employer contributions (assets) at beginning of year2020-08-31$169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$6,619
Did the plan have assets held for investment2020-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-08-31Yes
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2020-08-31560574444
2019 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-08-31$0
Total income from all sources (including contributions)2019-08-31$38,851
Total loss/gain on sale of assets2019-08-31$0
Total of all expenses incurred2019-08-31$6,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-08-31$6,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-08-31$41,141
Value of total assets at end of year2019-08-31$203,332
Value of total assets at beginning of year2019-08-31$171,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-08-31$0
Total interest from all sources2019-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-08-31No
Was this plan covered by a fidelity bond2019-08-31Yes
Value of fidelity bond cover2019-08-31$275,000
If this is an individual account plan, was there a blackout period2019-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-08-31$0
Were there any nonexempt tranactions with any party-in-interest2019-08-31No
Contributions received from participants2019-08-31$37,782
Participant contributions at end of year2019-08-31$1,413
Participant contributions at beginning of year2019-08-31$1,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Value of net income/loss2019-08-31$31,852
Value of net assets at end of year (total assets less liabilities)2019-08-31$203,332
Value of net assets at beginning of year (total assets less liabilities)2019-08-31$171,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-08-31No
Were any leases to which the plan was party in default or uncollectible2019-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-08-31$201,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-08-31$169,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-08-31$-2,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-08-31No
Was there a failure to transmit to the plan any participant contributions2019-08-31No
Has the plan failed to provide any benefit when due under the plan2019-08-31No
Contributions received in cash from employer2019-08-31$3,359
Employer contributions (assets) at end of year2019-08-31$169
Employer contributions (assets) at beginning of year2019-08-31$96
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-08-31$6,999
Did the plan have assets held for investment2019-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-08-31Yes
Opinion of an independent qualified public accountant for this plan2019-08-31Disclaimer
Accountancy firm name2019-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2019-08-31560574444
2018 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-31$0
Total income from all sources (including contributions)2018-08-31$57,009
Total loss/gain on sale of assets2018-08-31$0
Total of all expenses incurred2018-08-31$4,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-31$4,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-31$45,031
Value of total assets at end of year2018-08-31$171,480
Value of total assets at beginning of year2018-08-31$119,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-31$0
Total interest from all sources2018-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-31No
Was this plan covered by a fidelity bond2018-08-31Yes
Value of fidelity bond cover2018-08-31$275,000
If this is an individual account plan, was there a blackout period2018-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-31$0
Were there any nonexempt tranactions with any party-in-interest2018-08-31No
Contributions received from participants2018-08-31$43,194
Participant contributions at end of year2018-08-31$1,407
Participant contributions at beginning of year2018-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Value of net income/loss2018-08-31$52,191
Value of net assets at end of year (total assets less liabilities)2018-08-31$171,480
Value of net assets at beginning of year (total assets less liabilities)2018-08-31$119,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-31No
Were any leases to which the plan was party in default or uncollectible2018-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-31$169,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-31$119,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-31$11,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-31No
Was there a failure to transmit to the plan any participant contributions2018-08-31No
Has the plan failed to provide any benefit when due under the plan2018-08-31No
Contributions received in cash from employer2018-08-31$1,837
Employer contributions (assets) at end of year2018-08-31$96
Employer contributions (assets) at beginning of year2018-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-31$4,818
Did the plan have assets held for investment2018-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-31Yes
Opinion of an independent qualified public accountant for this plan2018-08-31Disclaimer
Accountancy firm name2018-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2018-08-31560574444
2017 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-08-31$0
Total income from all sources (including contributions)2017-08-31$48,885
Total loss/gain on sale of assets2017-08-31$0
Total of all expenses incurred2017-08-31$19,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-08-31$19,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-08-31$37,641
Value of total assets at end of year2017-08-31$119,289
Value of total assets at beginning of year2017-08-31$89,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-08-31$0
Total interest from all sources2017-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-08-31No
Was this plan covered by a fidelity bond2017-08-31Yes
Value of fidelity bond cover2017-08-31$275,000
If this is an individual account plan, was there a blackout period2017-08-31No
Were there any nonexempt tranactions with any party-in-interest2017-08-31No
Contributions received from participants2017-08-31$37,641
Participant contributions at end of year2017-08-31$0
Participant contributions at beginning of year2017-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Value of net income/loss2017-08-31$29,377
Value of net assets at end of year (total assets less liabilities)2017-08-31$119,289
Value of net assets at beginning of year (total assets less liabilities)2017-08-31$89,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-08-31No
Were any leases to which the plan was party in default or uncollectible2017-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-08-31$119,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-08-31$89,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-08-31$11,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-08-31No
Was there a failure to transmit to the plan any participant contributions2017-08-31No
Has the plan failed to provide any benefit when due under the plan2017-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-08-31$19,508
Did the plan have assets held for investment2017-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-08-31Yes
Opinion of an independent qualified public accountant for this plan2017-08-31Disclaimer
Accountancy firm name2017-08-31CHERRY BEKAERT, LLP
Accountancy firm EIN2017-08-31560574444
2016 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-31$0
Total income from all sources (including contributions)2016-08-31$46,502
Total loss/gain on sale of assets2016-08-31$0
Total of all expenses incurred2016-08-31$123,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-31$123,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-31$47,222
Value of total assets at end of year2016-08-31$89,912
Value of total assets at beginning of year2016-08-31$166,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-31$0
Total interest from all sources2016-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-31No
Was this plan covered by a fidelity bond2016-08-31Yes
Value of fidelity bond cover2016-08-31$275,000
If this is an individual account plan, was there a blackout period2016-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
Were there any nonexempt tranactions with any party-in-interest2016-08-31No
Contributions received from participants2016-08-31$47,222
Participant contributions at end of year2016-08-31$0
Participant contributions at beginning of year2016-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Value of net income/loss2016-08-31$-76,532
Value of net assets at end of year (total assets less liabilities)2016-08-31$89,912
Value of net assets at beginning of year (total assets less liabilities)2016-08-31$166,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-31No
Were any leases to which the plan was party in default or uncollectible2016-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-31$89,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-31$166,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-31$-720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-31No
Was there a failure to transmit to the plan any participant contributions2016-08-31No
Has the plan failed to provide any benefit when due under the plan2016-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-31$123,034
Did the plan have assets held for investment2016-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-31Yes
Opinion of an independent qualified public accountant for this plan2016-08-31Disclaimer
Accountancy firm name2016-08-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2016-08-31621073578
2015 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$41,286
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$23,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$23,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$47,929
Value of total assets at end of year2015-08-31$166,444
Value of total assets at beginning of year2015-08-31$148,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$0
Total interest from all sources2015-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$245,000
If this is an individual account plan, was there a blackout period2015-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$47,929
Participant contributions at end of year2015-08-31$0
Participant contributions at beginning of year2015-08-31$65
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$18,180
Value of net assets at end of year (total assets less liabilities)2015-08-31$166,444
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$148,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$166,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$148,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-6,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$23,106
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2015-08-31621073578
2014 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total income from all sources (including contributions)2014-08-31$58,606
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$12,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$12,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$45,473
Value of total assets at end of year2014-08-31$148,264
Value of total assets at beginning of year2014-08-31$102,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$0
Total interest from all sources2014-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$245,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$45,473
Participant contributions at end of year2014-08-31$65
Participant contributions at beginning of year2014-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$46,099
Value of net assets at end of year (total assets less liabilities)2014-08-31$148,264
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$102,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$148,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$102,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$13,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$12,507
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2014-08-31621073578
2013 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$47,836
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$3,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$3,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$43,479
Value of total assets at end of year2013-08-31$102,165
Value of total assets at beginning of year2013-08-31$58,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$0
Total interest from all sources2013-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$245,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$43,479
Participant contributions at end of year2013-08-31$0
Participant contributions at beginning of year2013-08-31$1,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$43,912
Value of net assets at end of year (total assets less liabilities)2013-08-31$102,165
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$58,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$102,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$56,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$4,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$3,924
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2013-08-31621073578
2012 : EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$61,285
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$3,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$3,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$60,115
Value of total assets at end of year2012-08-31$58,253
Value of total assets at beginning of year2012-08-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$0
Total interest from all sources2012-08-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$245,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$37,198
Participant contributions at end of year2012-08-31$1,597
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$22,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$58,253
Value of net assets at end of year (total assets less liabilities)2012-08-31$58,253
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$56,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$1,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$3,032
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2012-08-31621073578

Form 5500 Responses for EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN

2021: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2021 form 5500 responses
2021-09-01Type of plan entitySingle employer plan
2021-09-01Submission has been amendedNo
2021-09-01This submission is the final filingNo
2021-09-01This return/report is a short plan year return/report (less than 12 months)No
2021-09-01Plan is a collectively bargained planNo
2021-09-01Plan funding arrangement – TrustYes
2021-09-01Plan benefit arrangement - TrustYes
2020: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2020 form 5500 responses
2020-09-01Type of plan entitySingle employer plan
2020-09-01Submission has been amendedNo
2020-09-01This submission is the final filingNo
2020-09-01This return/report is a short plan year return/report (less than 12 months)No
2020-09-01Plan is a collectively bargained planNo
2020-09-01Plan funding arrangement – TrustYes
2020-09-01Plan benefit arrangement - TrustYes
2019: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2019 form 5500 responses
2019-09-01Type of plan entitySingle employer plan
2019-09-01Submission has been amendedNo
2019-09-01This submission is the final filingNo
2019-09-01This return/report is a short plan year return/report (less than 12 months)No
2019-09-01Plan is a collectively bargained planNo
2019-09-01Plan funding arrangement – TrustYes
2019-09-01Plan benefit arrangement - TrustYes
2018: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2018 form 5500 responses
2018-09-01Type of plan entitySingle employer plan
2018-09-01Submission has been amendedNo
2018-09-01This submission is the final filingNo
2018-09-01This return/report is a short plan year return/report (less than 12 months)No
2018-09-01Plan is a collectively bargained planNo
2018-09-01Plan funding arrangement – TrustYes
2018-09-01Plan benefit arrangement - TrustYes
2017: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2017 form 5500 responses
2017-09-01Type of plan entitySingle employer plan
2017-09-01Submission has been amendedNo
2017-09-01This submission is the final filingNo
2017-09-01This return/report is a short plan year return/report (less than 12 months)No
2017-09-01Plan is a collectively bargained planNo
2017-09-01Plan funding arrangement – TrustYes
2017-09-01Plan benefit arrangement - TrustYes
2016: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2016 form 5500 responses
2016-09-01Type of plan entitySingle employer plan
2016-09-01Submission has been amendedNo
2016-09-01This submission is the final filingNo
2016-09-01This return/report is a short plan year return/report (less than 12 months)No
2016-09-01Plan is a collectively bargained planNo
2016-09-01Plan funding arrangement – TrustYes
2016-09-01Plan benefit arrangement - TrustYes
2015: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement - TrustYes
2014: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement - TrustYes
2013: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement - TrustYes
2012: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement - TrustYes
2011: EASTER SEALS OF TENNESSEE, INC. 403(B) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01First time form 5500 has been submittedYes
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number437-80285
Policy instance 1
Insurance contract or identification number437-80285
Number of Individuals Covered203
Insurance policy start date2021-09-01
Insurance policy end date2022-08-31
Total amount of commissions paid to insurance brokerUSD $3
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-DZ2D
Policy instance 1
Insurance contract or identification numberGAP-B2-DZ2D
Number of Individuals Covered260
Insurance policy start date2020-09-01
Insurance policy end date2021-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-DZ2D
Policy instance 1
Insurance contract or identification numberGAP-B2-DZ2D
Number of Individuals Covered0
Insurance policy start date2019-09-01
Insurance policy end date2020-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-DZ2D
Policy instance 1
Insurance contract or identification numberGAP-B2-DZ2D
Number of Individuals Covered0
Insurance policy start date2018-09-01
Insurance policy end date2019-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B2-DZ2D
Policy instance 1
Insurance contract or identification numberGAP-B2-DZ2D
Number of Individuals Covered0
Insurance policy start date2017-09-01
Insurance policy end date2018-08-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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