401k Plan data: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST plan

THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST
Plan identification number	001

THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE CLEVELAND HEAD AND NECK CLINIC, P.C. has sponsored the creation of one or more 401k plans.

Company Name: THE CLEVELAND HEAD AND NECK CLINIC, P.C.

Employer identification number (EIN): 621163566

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01 JACK BYRD 2022-05-16 JACK BYRD 2022-05-16
001 2020-01-01 JACK BYRD 2021-04-26 JACK BYRD 2021-04-26
001 2019-01-01 JACK BYRD 2020-04-07
001 2018-01-01 JACK BYRD 2019-04-22 JACK BYRD 2019-04-22
001 2017-01-01 JACK BYRD 2018-04-02
001 2016-01-01 JACK BYRD 2017-04-03
001 2015-01-01 JACK BYRD 2016-04-15
001 2014-01-01 JACK BYRD
001 2013-01-01 JACK BYRD
001 2012-01-01 JACK BYRD
001 2011-01-01 JACK BYRD
001 2009-01-01 TOMMY HORST
001 2009-01-01 JACK BYRD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01	JACK BYRD	2022-05-16	JACK BYRD	2022-05-16
001	2020-01-01	JACK BYRD	2021-04-26	JACK BYRD	2021-04-26
001	2019-01-01	JACK BYRD	2020-04-07
001	2018-01-01	JACK BYRD	2019-04-22	JACK BYRD	2019-04-22
001	2017-01-01	JACK BYRD	2018-04-02
001	2016-01-01	JACK BYRD	2017-04-03
001	2015-01-01	JACK BYRD	2016-04-15
001	2014-01-01	JACK BYRD
001	2013-01-01	JACK BYRD
001	2012-01-01	JACK BYRD
001	2011-01-01	JACK BYRD
001	2009-01-01	TOMMY HORST
001	2009-01-01	JACK BYRD

Plan Statistics for THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 8
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 15
Number of participants with account balances 2014-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 16
Number of participants with account balances 2013-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 14
Number of participants with account balances 2012-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 12
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 13
Number of participants with account balances 2011-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 16
Number of participants with account balances 2009-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	8
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	15
Number of participants with account balances	2014-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	16
Number of participants with account balances	2013-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	14
Number of participants with account balances	2012-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	12
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	13
Number of participants with account balances	2011-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	16
Number of participants with account balances	2009-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2014 : THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$283,230
Expenses. Total of all expenses incurred	2014-12-31	$217,063
Benefits paid (including direct rollovers)	2014-12-31	$184,489
Total plan assets at end of year	2014-12-31	$3,760,244
Total plan assets at beginning of year	2014-12-31	$3,694,077
Value of fidelity bond covering the plan	2014-12-31	$350,000
Total contributions received or receivable from participants	2014-12-31	$68,745
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$104,474
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$66,167
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,760,244
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,694,077
Assets. Value of participant loans	2014-12-31	$1,765
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$110,011
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$32,574
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$144,578
2013 : THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$486,398
Expenses. Total of all expenses incurred	2013-12-31	$29,044
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$3,694,077
Total plan assets at beginning of year	2013-12-31	$3,236,723
Value of fidelity bond covering the plan	2013-12-31	$350,000
Total contributions received or receivable from participants	2013-12-31	$69,797
Expenses. Other expenses not covered elsewhere	2013-12-31	$29,044
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$295,424
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$457,354
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,694,077
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,236,723
Assets. Value of participant loans	2013-12-31	$2,471
Assets. Value of real-estate (other than employer real property)	2013-12-31	$143,795
Total contributions received or receivable from employer(s)	2013-12-31	$121,177
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$425,740
Expenses. Total of all expenses incurred	2012-12-31	$142,430
Benefits paid (including direct rollovers)	2012-12-31	$115,507
Total plan assets at end of year	2012-12-31	$3,236,723
Total plan assets at beginning of year	2012-12-31	$2,953,413
Value of fidelity bond covering the plan	2012-12-31	$350,000
Total contributions received or receivable from participants	2012-12-31	$68,889
Expenses. Other expenses not covered elsewhere	2012-12-31	$26,923
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$236,586
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$283,310
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,236,723
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,953,413
Assets. Value of participant loans	2012-12-31	$9,944
Assets. Value of real-estate (other than employer real property)	2012-12-31	$138,000
Total contributions received or receivable from employer(s)	2012-12-31	$120,265
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$73,755
Expenses. Total of all expenses incurred	2011-12-31	$29,897
Benefits paid (including direct rollovers)	2011-12-31	$4,000
Total plan assets at end of year	2011-12-31	$2,953,413
Total plan assets at beginning of year	2011-12-31	$2,909,555
Value of fidelity bond covering the plan	2011-12-31	$350,000
Total contributions received or receivable from participants	2011-12-31	$75,099
Expenses. Other expenses not covered elsewhere	2011-12-31	$25,897
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-112,847
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$43,858
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,953,413
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,909,555
Assets. Value of participant loans	2011-12-31	$21,294
Assets. Value of real-estate (other than employer real property)	2011-12-31	$192,616
Total contributions received or receivable from employer(s)	2011-12-31	$111,503
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$297,103
Expenses. Total of all expenses incurred	2010-12-31	$18,052
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$2,909,555
Total plan assets at beginning of year	2010-12-31	$2,630,504
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$74,464
Expenses. Other expenses not covered elsewhere	2010-12-31	$18,052
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$108,268
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$279,051
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,909,555
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,630,504
Assets. Value of participant loans	2010-12-31	$24,825
Assets. Value of real-estate (other than employer real property)	2010-12-31	$192,616
Total contributions received or receivable from employer(s)	2010-12-31	$114,371
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST

2014: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE CLEVELAND HEAD AND NECK CLINIC, P.C. PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE CLEVELAND HEAD AND NECK CLINIC, P.C.
Employer identification number (EIN):	621163566
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists