401k Plan data: CAPITAL FINANCIAL GROUP, LLC 401(K) SAVINGS PLAN plan

CAPITAL FINANCIAL GROUP, LLC 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	CAPITAL FINANCIAL GROUP, LLC 401(K) SAVINGS PLAN
Plan identification number	001

CAPITAL FINANCIAL GROUP, LLC 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL FINANCIAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL FINANCIAL GROUP, LLC

Employer identification number (EIN): 621804114

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about CAPITAL FINANCIAL GROUP, LLC

Jurisdiction of Incorporation: Tennessee Secretary of State Division of Business Services

Incorporation Date:

Company Identification Number: 000316232

More information about CAPITAL FINANCIAL GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL FINANCIAL GROUP, LLC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 ELIZABETH KEY 2024-04-12
001 2022-01-01 ELIZABETH KEY 2023-09-25
001 2021-01-01 ELIZABETH KEY 2022-09-29
001 2020-01-01 DEREK MORRIS 2021-09-17
001 2019-01-01 DEREK A MORRIS 2020-09-08
001 2018-01-01 DEREK A MORRIS 2019-09-19
001 2017-01-01 R. TIMOTHY SINKS 2018-06-28
001 2016-01-01 R. TIMOTHY SINKS 2017-06-27
001 2015-01-01 R. TIMOTHY SINKS 2016-08-12
001 2014-01-01 R. TIMOTHY SINKS 2015-08-14
001 2013-01-01 R. TIMOTHY SINKS 2014-07-29
001 2012-01-01 R. TIMOTHY SINKS 2013-07-15
001 2011-01-01 R. TIMOTHY SINKS 2012-06-13
001 2010-01-01 R. TIMOTHY SINKS 2011-09-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	ELIZABETH KEY	2024-04-12
001	2022-01-01	ELIZABETH KEY	2023-09-25
001	2021-01-01	ELIZABETH KEY	2022-09-29
001	2020-01-01	DEREK MORRIS	2021-09-17
001	2019-01-01	DEREK A MORRIS	2020-09-08
001	2018-01-01	DEREK A MORRIS	2019-09-19
001	2017-01-01	R. TIMOTHY SINKS	2018-06-28
001	2016-01-01	R. TIMOTHY SINKS	2017-06-27
001	2015-01-01	R. TIMOTHY SINKS	2016-08-12
001	2014-01-01	R. TIMOTHY SINKS	2015-08-14
001	2013-01-01	R. TIMOTHY SINKS	2014-07-29
001	2012-01-01	R. TIMOTHY SINKS	2013-07-15
001	2011-01-01	R. TIMOTHY SINKS	2012-06-13
001	2010-01-01	R. TIMOTHY SINKS	2011-09-08

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Company Name:	CAPITAL FINANCIAL GROUP, LLC
Employer identification number (EIN):	621804114
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Tennessee Secretary of State Division of Business Services
Incorporation Date:
Company Identification Number:	000316232