401k Plan data: RIVER ASSOCIATES INVESTMENTS, L.L.C. PROFIT SHARING 401(K) PLAN plan

RIVER ASSOCIATES INVESTMENTS, L.L.C. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	RIVER ASSOCIATES INVESTMENTS, L.L.C. PROFIT SHARING 401(K) PLAN
Plan identification number	001

RIVER ASSOCIATES INVESTMENTS, L.L.C. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVER ASSOCIATES INVESTMENTS, L.L.C has sponsored the creation of one or more 401k plans.

Company Name: RIVER ASSOCIATES INVESTMENTS, L.L.C

Employer identification number (EIN): 621855323

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIVER ASSOCIATES INVESTMENTS, L.L.C. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 COURTNEY CUDD 2017-07-24 MIKE BROOKSHIRE 2017-07-24
001 2015-01-01 COURTNEY CUDD 2016-07-28 MIKE BROOKSHIRE 2016-07-28
001 2014-01-01 COURTNEY CUDD 2015-06-26 MIKE BROOKSHIRE 2015-06-26
001 2013-01-01 COURTNEY CUDD 2014-06-16 MIKE BROOKSHIRE 2014-06-16
001 2012-01-01 COURTNEY CUDD 2013-07-17 MIKE BROOKSHIRE 2013-07-17
001 2011-01-01 COURTNEY CUDD 2012-07-24
001 2010-01-01 COURTNEY CUDD 2011-05-20 MIKE BROOKSHIRE 2011-05-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	COURTNEY CUDD	2017-07-24	MIKE BROOKSHIRE	2017-07-24
001	2015-01-01	COURTNEY CUDD	2016-07-28	MIKE BROOKSHIRE	2016-07-28
001	2014-01-01	COURTNEY CUDD	2015-06-26	MIKE BROOKSHIRE	2015-06-26
001	2013-01-01	COURTNEY CUDD	2014-06-16	MIKE BROOKSHIRE	2014-06-16
001	2012-01-01	COURTNEY CUDD	2013-07-17	MIKE BROOKSHIRE	2013-07-17
001	2011-01-01	COURTNEY CUDD	2012-07-24
001	2010-01-01	COURTNEY CUDD	2011-05-20	MIKE BROOKSHIRE	2011-05-20

Potentially related plans

RIVER ASSOCIATES INVESTMENTS, L.P. PROFIT SHARING 401(K) PLAN [EIN = 814763532]

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Company Name:	RIVER ASSOCIATES INVESTMENTS, L.L.C
Employer identification number (EIN):	621855323
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies