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THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameTHE RETIREMENT AND PROFIT SHARING 401(K) PLAN
Plan identification number 001

THE RETIREMENT AND PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ANDERSON PRESS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ANDERSON PRESS, INC.
Employer identification number (EIN):630495827
NAIC Classification:424990
NAIC Description:Other Miscellaneous Nondurable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RETIREMENT AND PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01ANNIE RISNER2018-10-04
0012017-01-01EMILY BEAVERS2019-02-25
0012017-01-01EMILY BEAVERS2020-11-03
0012016-01-01ANNIE RISNER
0012015-01-01DEBBIE CLANTON
0012014-01-01DEBBIE CLANTON
0012013-01-01DEBBIE CLANTON
0012012-01-01DEBBIE CLANTON
0012011-01-01DEBBIE CLANTON
0012010-01-01DEBBIE CLANTON
0012009-01-01DEBBIE CLANTON DEBBIE CLANTON2010-09-29

Plan Statistics for THE RETIREMENT AND PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for THE RETIREMENT AND PROFIT SHARING 401(K) PLAN

Measure Date Value
2016: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01121
Total number of active participants reported on line 7a of the Form 55002016-01-0130
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0193
Number of participants with account balances2016-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01127
Total number of active participants reported on line 7a of the Form 55002015-01-0148
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0171
Total of all active and inactive participants2015-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01120
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01171
Total number of active participants reported on line 7a of the Form 55002014-01-0158
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01127
Number of participants with account balances2014-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01189
Total number of active participants reported on line 7a of the Form 55002013-01-0186
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0183
Total of all active and inactive participants2013-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01170
Number of participants with account balances2013-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01236
Total number of active participants reported on line 7a of the Form 55002012-01-01119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01189
Number of participants with account balances2012-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01286
Total number of active participants reported on line 7a of the Form 55002011-01-01158
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0174
Total of all active and inactive participants2011-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01236
Number of participants with account balances2011-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01299
Total number of active participants reported on line 7a of the Form 55002010-01-01212
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0173
Total of all active and inactive participants2010-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01286
Number of participants with account balances2010-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01411
Total number of active participants reported on line 7a of the Form 55002009-01-01210
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01299
Number of participants with account balances2009-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on THE RETIREMENT AND PROFIT SHARING 401(K) PLAN

Measure Date Value
2016 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,554
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$483,922
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,809,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,804,700
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$3,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$183,755
Value of total assets at end of year2016-12-31$5,545,455
Value of total assets at beginning of year2016-12-31$6,869,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$762
Total interest from all sources2016-12-31$1,234
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$190,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$190,650
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$153,823
Participant contributions at end of year2016-12-31$28,614
Participant contributions at beginning of year2016-12-31$15,933
Participant contributions at end of year2016-12-31$2,530
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,554
Other income not declared elsewhere2016-12-31$1,146
Administrative expenses (other) incurred2016-12-31$762
Total non interest bearing cash at end of year2016-12-31$15
Total non interest bearing cash at beginning of year2016-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$-1,325,437
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,543,901
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,869,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,837,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,741,463
Interest on participant loans2016-12-31$1,234
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$641,991
Value of interest in common/collective trusts at beginning of year2016-12-31$1,061,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$5,213
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$404
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$107,137
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Contributions received in cash from employer2016-12-31$29,932
Employer contributions (assets) at end of year2016-12-31$29,932
Employer contributions (assets) at beginning of year2016-12-31$50,145
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,804,700
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$364,801
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,242,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,242,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$249,434
Value of total assets at end of year2015-12-31$6,869,338
Value of total assets at beginning of year2015-12-31$7,747,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50
Total interest from all sources2015-12-31$717
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$443,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$443,485
Administrative expenses professional fees incurred2015-12-31$507
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$199,289
Participant contributions at end of year2015-12-31$15,933
Participant contributions at beginning of year2015-12-31$18,272
Total non interest bearing cash at end of year2015-12-31$15
Total non interest bearing cash at beginning of year2015-12-31$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-877,684
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,869,338
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,747,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$-457
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,741,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,872,986
Interest on participant loans2015-12-31$717
Value of interest in common/collective trusts at end of year2015-12-31$1,061,378
Value of interest in common/collective trusts at beginning of year2015-12-31$785,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-333,309
Net investment gain or loss from common/collective trusts2015-12-31$4,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$50,145
Employer contributions (assets) at end of year2015-12-31$50,145
Employer contributions (assets) at beginning of year2015-12-31$69,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,242,435
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG
Accountancy firm EIN2015-12-31135565207
2014 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,124
Total income from all sources (including contributions)2014-12-31$658,813
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,371,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,371,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$256,926
Value of total assets at end of year2014-12-31$7,747,022
Value of total assets at beginning of year2014-12-31$8,469,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$-10
Total interest from all sources2014-12-31$1,553
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$987,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$987,523
Administrative expenses professional fees incurred2014-12-31$560
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$187,532
Participant contributions at end of year2014-12-31$18,272
Participant contributions at beginning of year2014-12-31$67,961
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$9,124
Administrative expenses (other) incurred2014-12-31$-570
Total non interest bearing cash at end of year2014-12-31$45
Total non interest bearing cash at beginning of year2014-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-712,964
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,747,022
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,459,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,872,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,463,133
Interest on participant loans2014-12-31$1,553
Value of interest in common/collective trusts at end of year2014-12-31$785,921
Value of interest in common/collective trusts at beginning of year2014-12-31$865,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-589,924
Net investment gain or loss from common/collective trusts2014-12-31$2,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$69,394
Employer contributions (assets) at end of year2014-12-31$69,394
Employer contributions (assets) at beginning of year2014-12-31$72,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,371,787
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$24,585
Total income from all sources (including contributions)2013-12-31$1,934,337
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,650,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,648,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$347,927
Value of total assets at end of year2013-12-31$8,469,110
Value of total assets at beginning of year2013-12-31$8,200,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,578
Total interest from all sources2013-12-31$3,609
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$553,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$553,367
Administrative expenses professional fees incurred2013-12-31$1,136
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$275,670
Participant contributions at end of year2013-12-31$67,961
Participant contributions at beginning of year2013-12-31$91,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$9,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$24,585
Other income not declared elsewhere2013-12-31$-1,733
Administrative expenses (other) incurred2013-12-31$442
Total non interest bearing cash at end of year2013-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$284,186
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,459,986
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,175,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,463,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,547,442
Interest on participant loans2013-12-31$3,609
Value of interest in common/collective trusts at end of year2013-12-31$865,325
Value of interest in common/collective trusts at beginning of year2013-12-31$1,469,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,022,796
Net investment gain or loss from common/collective trusts2013-12-31$8,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$72,257
Employer contributions (assets) at end of year2013-12-31$72,257
Employer contributions (assets) at beginning of year2013-12-31$91,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,648,573
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$24,585
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$44,592
Total income from all sources (including contributions)2012-12-31$1,346,724
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,323,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,322,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$388,982
Value of total assets at end of year2012-12-31$8,200,385
Value of total assets at beginning of year2012-12-31$8,196,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$917
Total interest from all sources2012-12-31$5,441
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$148,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$148,400
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$296,234
Participant contributions at end of year2012-12-31$91,019
Participant contributions at beginning of year2012-12-31$153,243
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$818
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$24,585
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$44,592
Other income not declared elsewhere2012-12-31$890
Administrative expenses (other) incurred2012-12-31$917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$23,624
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,175,800
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,152,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,547,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,864,823
Interest on participant loans2012-12-31$5,441
Value of interest in common/collective trusts at end of year2012-12-31$1,469,590
Value of interest in common/collective trusts at beginning of year2012-12-31$2,067,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$787,285
Net investment gain or loss from common/collective trusts2012-12-31$15,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$91,930
Employer contributions (assets) at end of year2012-12-31$91,930
Employer contributions (assets) at beginning of year2012-12-31$111,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,322,183
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG
Accountancy firm EIN2012-12-31135565207
2011 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$44,592
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$66,905
Total income from all sources (including contributions)2011-12-31$260,422
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$699,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$697,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$472,665
Value of total assets at end of year2011-12-31$8,196,768
Value of total assets at beginning of year2011-12-31$8,657,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,202
Total interest from all sources2011-12-31$7,648
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$106,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$106,322
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$361,433
Participant contributions at end of year2011-12-31$153,243
Participant contributions at beginning of year2011-12-31$188,639
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$44,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$66,905
Other income not declared elsewhere2011-12-31$1,082
Administrative expenses (other) incurred2011-12-31$1,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-438,669
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,152,176
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,590,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,864,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,732,045
Interest on participant loans2011-12-31$7,648
Value of interest in common/collective trusts at end of year2011-12-31$2,067,066
Value of interest in common/collective trusts at beginning of year2011-12-31$1,572,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-344,864
Net investment gain or loss from common/collective trusts2011-12-31$17,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$111,232
Employer contributions (assets) at end of year2011-12-31$111,232
Employer contributions (assets) at beginning of year2011-12-31$164,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$697,889
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG
Accountancy firm EIN2011-12-31135565207
2010 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$66,905
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$38,159
Total income from all sources (including contributions)2010-12-31$1,566,670
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$573,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$573,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$664,822
Value of total assets at end of year2010-12-31$8,657,750
Value of total assets at beginning of year2010-12-31$7,636,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$7,300
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$104,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$104,058
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$497,331
Participant contributions at end of year2010-12-31$188,639
Participant contributions at beginning of year2010-12-31$116,049
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$66,905
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$38,159
Other income not declared elsewhere2010-12-31$2,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$992,779
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,590,845
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,598,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,732,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,834,101
Interest on participant loans2010-12-31$7,300
Value of interest in common/collective trusts at end of year2010-12-31$1,572,095
Value of interest in common/collective trusts at beginning of year2010-12-31$1,542,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$764,187
Net investment gain or loss from common/collective trusts2010-12-31$23,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$164,567
Employer contributions (assets) at end of year2010-12-31$164,567
Employer contributions (assets) at beginning of year2010-12-31$143,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$573,891
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG
Accountancy firm EIN2010-12-31135565207
2009 : THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE RETIREMENT AND PROFIT SHARING 401(K) PLAN

2016: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE RETIREMENT AND PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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