401k Plan data: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN plan

ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 401k Plan overview

Plan Name	ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN
Plan identification number	001

ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC has sponsored the creation of one or more 401k plans.

Company Name: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC

Employer identification number (EIN): 630574965

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 VICTORIA MASEAR
001 2010-01-01 DR. VICTORIA MASEAR
001 2009-01-01 GARY LAVENDER GARY LAVENDER 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	VICTORIA MASEAR
001	2010-01-01	DR. VICTORIA MASEAR
001	2009-01-01	GARY LAVENDER	GARY LAVENDER	2010-10-13

Plan Statistics for ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN

401k plan membership statisitcs for ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN

Measure Date Value
2011: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 85
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 137
Total of all active and inactive participants 2010-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 222
Number of participants with account balances 2010-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 264
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 116
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 116
Total of all active and inactive participants 2009-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 232
Number of participants with account balances 2009-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	85
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	137
Total of all active and inactive participants	2010-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	222
Number of participants with account balances	2010-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	264
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	116
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	116
Total of all active and inactive participants	2009-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	232
Number of participants with account balances	2009-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN

Measure	Date	Value
2011 : ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$158,496
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$9,607,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$9,570,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$304,874
Value of total assets at end of year	2011-12-31	$0
Value of total assets at beginning of year	2011-12-31	$9,449,393
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$37,477
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$36,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$36,652
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$145,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-9,449,393
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,449,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$7,251
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,828,890
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,620,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-152,482
Net investment gain or loss from common/collective trusts	2011-12-31	$-30,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$159,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$9,570,412
Contract administrator fees	2011-12-31	$30,226
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	L. PAUL KASSOUF & CO PC
Accountancy firm EIN	2011-12-31	630590670
2010 : ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,930,133
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,617,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,578,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,870,838
Value of total assets at end of year	2010-12-31	$9,449,393
Value of total assets at beginning of year	2010-12-31	$8,136,790
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$39,033
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$144,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$144,465
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$538,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,312,603
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,449,393
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,136,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$16,328
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,828,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,759,018
Value of interest in common/collective trusts at end of year	2010-12-31	$1,620,503
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,377,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$784,765
Net investment gain or loss from common/collective trusts	2010-12-31	$130,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,332,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,578,497
Contract administrator fees	2010-12-31	$22,705
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	L. PAUL KASSOUF & CO PC
Accountancy firm EIN	2010-12-31	630590670

Form 5500 Responses for ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN

2011: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC 401(K) RETIREMENT & SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ORTHOPAEDIC SPECIALISTS OF ALABAMA, PC
Employer identification number (EIN):	630574965
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)