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401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 401k Plan overview

Plan Name401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.
Plan identification number 001

401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MONTGOMERY ANESTHESIA ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:MONTGOMERY ANESTHESIA ASSOCIATES, P.C.
Employer identification number (EIN):630959484
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01NANCY J. HARING, M.D. NANCY J. HARING, M.D.2013-07-15
0012011-01-01NANCY J HARING MD NANCY J HARING MD2012-07-31
0012010-01-01NANCY J HARING MD
0012009-01-01NANCY J HARING MD

Plan Statistics for 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.

401k plan membership statisitcs for 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.

Measure Date Value
2016: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2016 401k membership
Total participants, beginning-of-year2016-01-0149
Total number of active participants reported on line 7a of the Form 55002016-01-0138
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0146
Number of participants with account balances2016-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2015 401k membership
Total participants, beginning-of-year2015-01-0143
Number of retired or separated participants receiving benefits2015-01-0142
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0149
Number of participants with account balances2015-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2014 401k membership
Total participants, beginning-of-year2014-01-0151
Total number of active participants reported on line 7a of the Form 55002014-01-0141
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0153
Number of participants with account balances2014-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2013 401k membership
Total participants, beginning-of-year2013-01-0147
Total number of active participants reported on line 7a of the Form 55002013-01-0140
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-0151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0151
Number of participants with account balances2013-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2012 401k membership
Total participants, beginning-of-year2012-01-0144
Total number of active participants reported on line 7a of the Form 55002012-01-0137
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0147
Number of participants with account balances2012-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2011 401k membership
Total participants, beginning-of-year2011-01-0144
Total number of active participants reported on line 7a of the Form 55002011-01-0137
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-0144
Total participants2011-01-0144
Number of participants with account balances2011-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2010 401k membership
Total participants, beginning-of-year2010-01-0143
Total number of active participants reported on line 7a of the Form 55002010-01-0138
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0144
Number of participants with account balances2010-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2009 401k membership
Total participants, beginning-of-year2009-01-0138
Total number of active participants reported on line 7a of the Form 55002009-01-0139
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-014
Total of all active and inactive participants2009-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0143
Number of participants with account balances2009-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.

Measure Date Value
2016 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2016 401k financial data
Total income from all sources2016-12-31$1,804,254
Expenses. Total of all expenses incurred2016-12-31$49,347
Benefits paid (including direct rollovers)2016-12-31$16,437
Total plan assets at end of year2016-12-31$15,030,721
Total plan assets at beginning of year2016-12-31$13,275,814
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$451,598
Contributions received from other sources (not participants or employers)2016-12-31$26,974
Other income received2016-12-31$715,150
Net income (gross income less expenses)2016-12-31$1,754,907
Net plan assets at end of year (total assets less liabilities)2016-12-31$15,030,721
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$13,275,814
Assets. Value of participant loans2016-12-31$227,335
Assets. Value of real-estate (other than employer real property)2016-12-31$164,102
Total contributions received or receivable from employer(s)2016-12-31$610,532
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$32,910
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2015 401k financial data
Total income from all sources2015-12-31$805,880
Expenses. Total of all expenses incurred2015-12-31$355,132
Benefits paid (including direct rollovers)2015-12-31$287,480
Total plan assets at end of year2015-12-31$13,275,814
Total plan assets at beginning of year2015-12-31$12,825,066
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$439,081
Noncash contributions received2015-12-31$-214,862
Net income (gross income less expenses)2015-12-31$450,748
Net plan assets at end of year (total assets less liabilities)2015-12-31$13,275,814
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$12,825,066
Assets. Value of participant loans2015-12-31$214,546
Assets. Value of real-estate (other than employer real property)2015-12-31$179,000
Total contributions received or receivable from employer(s)2015-12-31$581,661
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$67,652
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2014 401k financial data
Total income from all sources2014-12-31$1,472,354
Expenses. Total of all expenses incurred2014-12-31$276,696
Benefits paid (including direct rollovers)2014-12-31$204,256
Total plan assets at end of year2014-12-31$12,825,066
Total plan assets at beginning of year2014-12-31$11,629,408
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$417,706
Contributions received from other sources (not participants or employers)2014-12-31$255,769
Other income received2014-12-31$378,780
Net income (gross income less expenses)2014-12-31$1,195,658
Net plan assets at end of year (total assets less liabilities)2014-12-31$12,825,066
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$11,629,408
Assets. Value of participant loans2014-12-31$199,538
Assets. Value of real-estate (other than employer real property)2014-12-31$160,000
Total contributions received or receivable from employer(s)2014-12-31$420,099
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$72,440
2013 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2013 401k financial data
Total income from all sources2013-12-31$2,434,861
Expenses. Total of all expenses incurred2013-12-31$353,859
Benefits paid (including direct rollovers)2013-12-31$286,704
Total plan assets at end of year2013-12-31$11,629,408
Total plan assets at beginning of year2013-12-31$9,548,406
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$395,788
Contributions received from other sources (not participants or employers)2013-12-31$10,134
Other income received2013-12-31$1,618,427
Net income (gross income less expenses)2013-12-31$2,081,002
Net plan assets at end of year (total assets less liabilities)2013-12-31$11,629,408
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$9,548,406
Assets. Value of participant loans2013-12-31$120,106
Assets. Value of real-estate (other than employer real property)2013-12-31$158,302
Total contributions received or receivable from employer(s)2013-12-31$410,512
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$67,155
2012 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2012 401k financial data
Total income from all sources2012-12-31$2,171,172
Expenses. Total of all expenses incurred2012-12-31$337,810
Benefits paid (including direct rollovers)2012-12-31$301,215
Total plan assets at end of year2012-12-31$9,548,406
Total plan assets at beginning of year2012-12-31$7,715,044
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$408,646
Contributions received from other sources (not participants or employers)2012-12-31$318,721
Other income received2012-12-31$962,787
Net income (gross income less expenses)2012-12-31$1,833,362
Net plan assets at end of year (total assets less liabilities)2012-12-31$9,548,406
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$7,715,044
Assets. Value of participant loans2012-12-31$117,471
Assets. Value of real-estate (other than employer real property)2012-12-31$153,302
Total contributions received or receivable from employer(s)2012-12-31$481,018
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$36,595
2011 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2011 401k financial data
Total income from all sources2011-12-31$557,526
Expenses. Total of all expenses incurred2011-12-31$531,115
Benefits paid (including direct rollovers)2011-12-31$483,277
Total plan assets at end of year2011-12-31$7,715,044
Total plan assets at beginning of year2011-12-31$7,688,633
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$405,667
Expenses. Other expenses not covered elsewhere2011-12-31$137
Other income received2011-12-31$-296,885
Net income (gross income less expenses)2011-12-31$26,411
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,715,044
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$7,688,633
Assets. Value of participant loans2011-12-31$49,972
Assets. Value of real-estate (other than employer real property)2011-12-31$143,302
Total contributions received or receivable from employer(s)2011-12-31$448,744
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$47,701
2010 : 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2010 401k financial data
Total income from all sources2010-12-31$1,654,982
Expenses. Total of all expenses incurred2010-12-31$417,917
Benefits paid (including direct rollovers)2010-12-31$360,083
Total plan assets at end of year2010-12-31$7,688,633
Total plan assets at beginning of year2010-12-31$6,451,568
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$353,979
Other income received2010-12-31$882,007
Net income (gross income less expenses)2010-12-31$1,237,065
Net plan assets at end of year (total assets less liabilities)2010-12-31$7,688,633
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$6,451,568
Assets. Value of participant loans2010-12-31$81,399
Assets. Value of assets in partnership/joint-venture interests2010-12-31$3,983
Assets. Value of real-estate (other than employer real property)2010-12-31$101,302
Total contributions received or receivable from employer(s)2010-12-31$418,996
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$57,834

Form 5500 Responses for 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C.

2016: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 401(K) PROFIT SHARING PLAN OF MONTGOMERY ANESTHESIA ASSOCIATES, P.C. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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