401k Plan data: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN plan

ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 401k Plan overview

Plan Name	ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN
Plan identification number	001

ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT P. KLINGENBECK, O.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: ROBERT P. KLINGENBECK, O.D., P.C.

Employer identification number (EIN): 631014595

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 ROBERT P. KLINGENBECK
001 2016-01-01 ROBERT P. KLINGENBECK
001 2015-01-01 ROBERT P. KLINGENBECK
001 2014-01-01 ROBERT P. KLINGENBECK
001 2013-01-01 ROBERT P. KLINGENBECK
001 2012-01-01 ROBERT P. KLINGENBECK
001 2011-01-01 ROBERT P. KLINGENBECK
001 2009-01-01 ROBERT P. KLINGENBECK, O.D.

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	ROBERT P. KLINGENBECK
001	2016-01-01	ROBERT P. KLINGENBECK
001	2015-01-01	ROBERT P. KLINGENBECK
001	2014-01-01	ROBERT P. KLINGENBECK
001	2013-01-01	ROBERT P. KLINGENBECK
001	2012-01-01	ROBERT P. KLINGENBECK
001	2011-01-01	ROBERT P. KLINGENBECK
001	2009-01-01	ROBERT P. KLINGENBECK, O.D.

Plan Statistics for ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN

401k plan membership statisitcs for ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN

Measure Date Value
2017: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2
Number of participants with account balances 2012-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2

Measure	Date	Value
2017: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2
Number of participants with account balances	2012-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2

Financial Data on ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN

Measure	Date	Value
2017 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$0
Expenses. Total of all expenses incurred	2017-12-31	$9,402
Benefits paid (including direct rollovers)	2017-12-31	$9,402
Total plan assets at end of year	2017-12-31	$0
Total plan assets at beginning of year	2017-12-31	$9,402
Value of fidelity bond covering the plan	2017-12-31	$100,000
Net income (gross income less expenses)	2017-12-31	$-9,402
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$9,402
2016 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$46,898
Expenses. Total of all expenses incurred	2016-12-31	$396,075
Benefits paid (including direct rollovers)	2016-12-31	$396,025
Total plan assets at end of year	2016-12-31	$9,402
Total plan assets at beginning of year	2016-12-31	$358,579
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$24,389
Other income received	2016-12-31	$18,812
Net income (gross income less expenses)	2016-12-31	$-349,177
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$9,402
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$358,579
Total contributions received or receivable from employer(s)	2016-12-31	$3,697
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$50
2015 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$28,700
Expenses. Total of all expenses incurred	2015-12-31	$50
Total plan assets at end of year	2015-12-31	$358,579
Total plan assets at beginning of year	2015-12-31	$329,929
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$24,497
Other income received	2015-12-31	$-1,714
Net income (gross income less expenses)	2015-12-31	$28,650
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$358,579
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$329,929
Total contributions received or receivable from employer(s)	2015-12-31	$5,917
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$50
2014 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$40,652
Expenses. Total of all expenses incurred	2014-12-31	$50
Total plan assets at end of year	2014-12-31	$329,929
Total plan assets at beginning of year	2014-12-31	$289,327
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$23,529
Other income received	2014-12-31	$10,956
Net income (gross income less expenses)	2014-12-31	$40,602
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$329,929
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$289,327
Total contributions received or receivable from employer(s)	2014-12-31	$6,167
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$50
2013 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$42,733
Expenses. Total of all expenses incurred	2013-12-31	$50
Total plan assets at end of year	2013-12-31	$289,327
Total plan assets at beginning of year	2013-12-31	$246,644
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$23,566
Other income received	2013-12-31	$12,974
Net income (gross income less expenses)	2013-12-31	$42,683
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$289,327
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$246,644
Total contributions received or receivable from employer(s)	2013-12-31	$6,193
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$50
2012 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$48,216
Expenses. Total of all expenses incurred	2012-12-31	$50
Total plan assets at end of year	2012-12-31	$246,644
Total plan assets at beginning of year	2012-12-31	$198,478
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$22,968
Other income received	2012-12-31	$19,634
Net income (gross income less expenses)	2012-12-31	$48,166
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$246,644
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$198,478
Total contributions received or receivable from employer(s)	2012-12-31	$5,614
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$50
2011 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$33,634
Expenses. Total of all expenses incurred	2011-12-31	$50
Total plan assets at end of year	2011-12-31	$198,478
Total plan assets at beginning of year	2011-12-31	$164,894
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$22,662
Other income received	2011-12-31	$5,223
Net income (gross income less expenses)	2011-12-31	$33,584
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$198,478
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$164,894
Total contributions received or receivable from employer(s)	2011-12-31	$5,749
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$50
2010 : ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$32,263
Expenses. Total of all expenses incurred	2010-12-31	$100
Total plan assets at end of year	2010-12-31	$164,894
Total plan assets at beginning of year	2010-12-31	$132,631
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$22,659
Other income received	2010-12-31	$3,857
Net income (gross income less expenses)	2010-12-31	$32,163
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$164,894
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$132,631
Total contributions received or receivable from employer(s)	2010-12-31	$5,747
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$100

Form 5500 Responses for ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN

2017: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERT P. KLINGENBECK, O.D., P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROBERT P. KLINGENBECK, O.D., P.C.
Employer identification number (EIN):	631014595
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists