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DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameDENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST
Plan identification number 001

DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HAWKINS, HAWKINS, GALES, AND HARRIS DENTISTRY PARTNERSHIP has sponsored the creation of one or more 401k plans.

Company Name:HAWKINS, HAWKINS, GALES, AND HARRIS DENTISTRY PARTNERSHIP
Employer identification number (EIN):631069848
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JOSHUA HOOD2023-12-19
0012022-01-01JOSHUA HOOD2023-10-06
0012021-01-01JOSHUA HOOD2022-07-06
0012020-01-01JAN KELLEY2021-05-03
0012019-01-01JAN KELLEY2020-04-29
0012018-01-01PAM SHELTON2019-05-30
0012017-01-01PAM SHELTON2018-06-06
0012016-01-01GREG HAWKINS2017-05-16
0012015-01-01GREG HAWKINS, D.M.D.
0012014-01-01GREG HAWKINS, D.M.D.
0012013-01-01GREG HAWKINS, D.M.D.
0012012-01-01GREG HAWKINS, D.M.D.
0012011-01-01GREG HAWKINS, D.M.D.
0012010-01-01GREG HAWKINS, D.M.D.
0012009-01-01GREG HAWKINS, D.M.D.

Plan Statistics for DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST

401k plan membership statisitcs for DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST

Measure Date Value
2015: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0167
Total number of active participants reported on line 7a of the Form 55002015-01-0154
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0163
Number of participants with account balances2015-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0160
Total number of active participants reported on line 7a of the Form 55002014-01-0154
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0162
Number of participants with account balances2014-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0158
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0157
Number of participants with account balances2013-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0154
Total number of active participants reported on line 7a of the Form 55002012-01-0148
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0153
Number of participants with account balances2012-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0153
Total number of active participants reported on line 7a of the Form 55002011-01-0141
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0148
Number of participants with account balances2011-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0149
Total number of active participants reported on line 7a of the Form 55002010-01-0145
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0154
Number of participants with account balances2010-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0144
Total number of active participants reported on line 7a of the Form 55002009-01-0136
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0145
Number of participants with account balances2009-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST

Measure Date Value
2015 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2015 401k financial data
Total income from all sources2015-12-31$27,573
Expenses. Total of all expenses incurred2015-12-31$443,299
Benefits paid (including direct rollovers)2015-12-31$371,594
Total plan assets at end of year2015-12-31$6,760,321
Total plan assets at beginning of year2015-12-31$7,176,047
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$235,905
Other income received2015-12-31$-399,733
Net income (gross income less expenses)2015-12-31$-415,726
Net plan assets at end of year (total assets less liabilities)2015-12-31$6,760,321
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$7,176,047
Assets. Value of assets in partnership/joint-venture interests2015-12-31$99,937
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$27,000
Total contributions received or receivable from employer(s)2015-12-31$191,401
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$71,705
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$675,504
Expenses. Total of all expenses incurred2014-12-31$276,572
Benefits paid (including direct rollovers)2014-12-31$210,859
Total plan assets at end of year2014-12-31$7,176,047
Total plan assets at beginning of year2014-12-31$6,777,115
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$232,402
Contributions received from other sources (not participants or employers)2014-12-31$6,682
Other income received2014-12-31$205,252
Net income (gross income less expenses)2014-12-31$398,932
Net plan assets at end of year (total assets less liabilities)2014-12-31$7,176,047
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$6,777,115
Assets. Value of assets in partnership/joint-venture interests2014-12-31$357,195
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$8,000
Total contributions received or receivable from employer(s)2014-12-31$231,168
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$65,713
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$1,102,213
Expenses. Total of all expenses incurred2013-12-31$76,216
Benefits paid (including direct rollovers)2013-12-31$19,939
Total plan assets at end of year2013-12-31$6,777,115
Total plan assets at beginning of year2013-12-31$5,751,118
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$213,940
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$663,523
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$1,025,997
Net plan assets at end of year (total assets less liabilities)2013-12-31$6,777,115
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,751,118
Assets. Value of assets in partnership/joint-venture interests2013-12-31$435,255
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$45,920
Total contributions received or receivable from employer(s)2013-12-31$224,750
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$56,277
2012 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$945,902
Expenses. Total of all expenses incurred2012-12-31$108,045
Benefits paid (including direct rollovers)2012-12-31$61,599
Total plan assets at end of year2012-12-31$5,751,118
Total plan assets at beginning of year2012-12-31$4,913,261
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$217,969
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$506,818
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$837,857
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,751,118
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,913,261
Assets. Value of assets in partnership/joint-venture interests2012-12-31$447,469
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$48,954
Total contributions received or receivable from employer(s)2012-12-31$221,115
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$46,446
2011 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$425,195
Expenses. Total of all expenses incurred2011-12-31$106,785
Benefits paid (including direct rollovers)2011-12-31$65,579
Total plan assets at end of year2011-12-31$4,913,261
Total plan assets at beginning of year2011-12-31$4,594,851
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$202,293
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$814
Other income received2011-12-31$19,127
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$318,410
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,913,261
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,594,851
Assets. Value of participant loans2011-12-31$2,991
Assets. Value of assets in partnership/joint-venture interests2011-12-31$441,584
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$48,705
Total contributions received or receivable from employer(s)2011-12-31$202,961
Value of certain deemed distributions of participant loans2011-12-31$101
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$41,105
2010 : DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$776,744
Expenses. Total of all expenses incurred2010-12-31$201,416
Benefits paid (including direct rollovers)2010-12-31$165,538
Total plan assets at end of year2010-12-31$4,594,851
Total plan assets at beginning of year2010-12-31$4,019,523
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$201,564
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$372,006
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$575,328
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,594,851
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,019,523
Assets. Value of participant loans2010-12-31$13,388
Assets. Value of assets in partnership/joint-venture interests2010-12-31$434,513
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$32,174
Total contributions received or receivable from employer(s)2010-12-31$203,174
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$35,878

Form 5500 Responses for DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST

2015: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DENTAL ASSOCIATES OF NORTH ALABAMA RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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