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RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 401k Plan overview

Plan NameRIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN
Plan identification number 001

RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVERVIEW DENTAL DESIGNS, PC has sponsored the creation of one or more 401k plans.

Company Name:RIVERVIEW DENTAL DESIGNS, PC
Employer identification number (EIN):631128969
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01SANDRA G. DIAZ2024-07-30
0012022-01-01SANDRA G. DIAZ2023-07-27
0012021-01-01SANDRA G. DIAZ2022-10-07
0012020-01-01SANDRA G. DIAZ2021-10-08
0012019-01-01SANDRA G. DIAZ2020-09-27
0012018-01-01SANDRA G. DIAZ2019-10-03
0012017-01-01SANDRA G. DIAZ2018-09-16
0012016-01-01SANDRA G. DIAZ2017-09-22
0012015-01-01SANDRA G. DIAZ2016-09-28
0012014-01-01SANDRA G. DIAZ2015-10-08
0012013-01-01SANDRA G. DIAZ
0012012-01-01SANDRA G. DIAZ
0012011-01-01SANDRA G. DIAZ
0012010-01-01SANDRA G. DIAZ
0012009-01-01SANDRA G. DIAZ

Plan Statistics for RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN

401k plan membership statisitcs for RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN

Measure Date Value
2013: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0112
Total number of active participants reported on line 7a of the Form 55002013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0112
Total participants2013-01-0112
Number of participants with account balances2013-01-019
2012: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0114
Total number of active participants reported on line 7a of the Form 55002012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0112
Total participants2012-01-0112
Number of participants with account balances2012-01-019
2011: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-019
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0113
Number of participants with account balances2011-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0113
Total number of active participants reported on line 7a of the Form 55002010-01-019
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0113
Number of participants with account balances2010-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0113
Number of participants with account balances2009-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN

Measure Date Value
2013 : RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$241,570
Expenses. Total of all expenses incurred2013-12-31$593
Benefits paid (including direct rollovers)2013-12-31$593
Total plan assets at end of year2013-12-31$1,126,189
Total plan assets at beginning of year2013-12-31$885,212
Value of fidelity bond covering the plan2013-12-31$80,000
Total contributions received or receivable from participants2013-12-31$41,972
Other income received2013-12-31$182,519
Net income (gross income less expenses)2013-12-31$240,977
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,126,189
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$885,212
Total contributions received or receivable from employer(s)2013-12-31$17,079
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$159,985
Expenses. Total of all expenses incurred2012-12-31$65,077
Benefits paid (including direct rollovers)2012-12-31$65,077
Total plan assets at end of year2012-12-31$885,212
Total plan assets at beginning of year2012-12-31$790,304
Value of fidelity bond covering the plan2012-12-31$80,000
Total contributions received or receivable from participants2012-12-31$40,219
Other income received2012-12-31$106,718
Net income (gross income less expenses)2012-12-31$94,908
Net plan assets at end of year (total assets less liabilities)2012-12-31$885,212
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$790,304
Total contributions received or receivable from employer(s)2012-12-31$13,048
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$16,673
Expenses. Total of all expenses incurred2011-12-31$30,931
Benefits paid (including direct rollovers)2011-12-31$30,931
Total plan assets at end of year2011-12-31$790,304
Total plan assets at beginning of year2011-12-31$804,562
Value of fidelity bond covering the plan2011-12-31$80,000
Total contributions received or receivable from participants2011-12-31$42,034
Other income received2011-12-31$-42,132
Net income (gross income less expenses)2011-12-31$-14,258
Net plan assets at end of year (total assets less liabilities)2011-12-31$790,304
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$804,562
Total contributions received or receivable from employer(s)2011-12-31$16,771
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$147,001
Expenses. Total of all expenses incurred2010-12-31$3,017
Benefits paid (including direct rollovers)2010-12-31$3,017
Total plan assets at end of year2010-12-31$804,562
Total plan assets at beginning of year2010-12-31$660,578
Value of fidelity bond covering the plan2010-12-31$80,000
Total contributions received or receivable from participants2010-12-31$42,438
Other income received2010-12-31$85,541
Net income (gross income less expenses)2010-12-31$143,984
Net plan assets at end of year (total assets less liabilities)2010-12-31$804,562
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$660,578
Total contributions received or receivable from employer(s)2010-12-31$19,022
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN

2013: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RIVERVIEW DENTAL DESIGNS, PC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number15160
Policy instance 1
Insurance contract or identification number15160
Number of Individuals Covered14
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $5,355
Commission paid to Insurance BrokerUSD $4,790
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Insurance broker namePENSYS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number15160
Policy instance 1
Insurance contract or identification number15160
Number of Individuals Covered14
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,776
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,125
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Insurance broker namePENSYS INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number15160
Policy instance 1
Insurance contract or identification number15160
Number of Individuals Covered15
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,609
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number15160
Policy instance 1
Insurance contract or identification number15160
Number of Individuals Covered17
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,602
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4290
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?4
Insurance broker namePENSYS INC

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