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MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameMICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST
Plan identification number 001

MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MICHAEL R. HUMPHREYS, D.M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name:MICHAEL R. HUMPHREYS, D.M.D., INC.
Employer identification number (EIN):640854445
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012016-01-01
0012015-01-01
0012013-01-01MICHAEL R. HUMPHREYS, D.M.D.2013-10-30
0012012-01-01MICHAEL R. HUMPHREYS, D.M.D.2013-03-26
0012011-01-01MICHAEL R. HUMPHREYS
0012010-01-01MICHAEL R. HUMPHREYS
0012009-01-01MICHAEL R. HUMPHREYS

Plan Statistics for MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST

401k plan membership statisitcs for MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST

Measure Date Value
2011: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-017
Number of participants with account balances2011-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-018
Total number of active participants reported on line 7a of the Form 55002010-01-017
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-017
Number of participants with account balances2010-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-018
Number of participants with account balances2009-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST

Measure Date Value
2011 : MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$153,064
Expenses. Total of all expenses incurred2011-12-31$16,004
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,803,640
Total plan assets at beginning of year2011-12-31$1,666,580
Value of fidelity bond covering the plan2011-12-31$265,000
Total contributions received or receivable from participants2011-12-31$49,400
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$60,168
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$137,060
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,803,640
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,666,580
Total contributions received or receivable from employer(s)2011-12-31$43,496
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$16,004
2010 : MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$317,282
Expenses. Total of all expenses incurred2010-12-31$14,670
Benefits paid (including direct rollovers)2010-12-31$116
Total plan assets at end of year2010-12-31$1,666,580
Total plan assets at beginning of year2010-12-31$1,363,968
Value of fidelity bond covering the plan2010-12-31$265,000
Total contributions received or receivable from participants2010-12-31$49,400
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$220,580
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$302,612
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,666,580
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,363,968
Total contributions received or receivable from employer(s)2010-12-31$47,302
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$14,554

Form 5500 Responses for MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST

2011: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MICHAEL R. HUMPHREYS, D.M.D., INC. RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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