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MICHAEL SWERDLOW 401(K) PLAN 401k Plan overview

Plan NameMICHAEL SWERDLOW 401(K) PLAN
Plan identification number 001

MICHAEL SWERDLOW 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

MICHAEL SWERDLOW has sponsored the creation of one or more 401k plans.

Company Name:MICHAEL SWERDLOW
Employer identification number (EIN):656184705
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MICHAEL SWERDLOW 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01MICHAEL SWERDLOW MICHAEL SWERDLOW2017-02-01
0012014-01-01MICHAEL SWERDLOW MICHAEL SWERDLOW2017-02-01
0012013-01-01
0012009-01-01MICHAEL SWERDLOW MICHAEL SWERDLOW2010-07-26

Plan Statistics for MICHAEL SWERDLOW 401(K) PLAN

401k plan membership statisitcs for MICHAEL SWERDLOW 401(K) PLAN

Measure Date Value
2015: MICHAEL SWERDLOW 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Total of all active and inactive participants2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MICHAEL SWERDLOW 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011
Total number of active participants reported on line 7a of the Form 55002014-01-011
Total of all active and inactive participants2014-01-011
Total participants2014-01-011
2013: MICHAEL SWERDLOW 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011
Total number of active participants reported on line 7a of the Form 55002013-01-011
Total of all active and inactive participants2013-01-011
Total participants2013-01-011
2009: MICHAEL SWERDLOW 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011
Number of participants with account balances2009-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MICHAEL SWERDLOW 401(K) PLAN

Measure Date Value
2015 : MICHAEL SWERDLOW 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$-361,736
Total income from all sources2015-12-31$26,933
Expenses. Total of all expenses incurred2015-12-31$25
Total plan assets at end of year2015-12-31$0
Total plan assets at beginning of year2015-12-31$334,828
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$10,833
Other income received2015-12-31$13,680
Net income (gross income less expenses)2015-12-31$26,908
Net plan assets at end of year (total assets less liabilities)2015-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$334,828
Total contributions received or receivable from employer(s)2015-12-31$2,420
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$25
2014 : MICHAEL SWERDLOW 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$43,911
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$334,829
Total plan assets at beginning of year2014-12-31$290,918
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$22,500
Other income received2014-12-31$16,131
Net income (gross income less expenses)2014-12-31$43,911
Net plan assets at end of year (total assets less liabilities)2014-12-31$334,829
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$290,918
Total contributions received or receivable from employer(s)2014-12-31$5,280
2013 : MICHAEL SWERDLOW 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$64,644
Expenses. Total of all expenses incurred2013-12-31$28,272
Total plan assets at end of year2013-12-31$290,917
Total plan assets at beginning of year2013-12-31$254,545
Total contributions received or receivable from participants2013-12-31$22,992
Expenses. Other expenses not covered elsewhere2013-12-31$28,272
Net income (gross income less expenses)2013-12-31$36,372
Net plan assets at end of year (total assets less liabilities)2013-12-31$290,917
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$254,545
Total contributions received or receivable from employer(s)2013-12-31$41,652
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2010 : MICHAEL SWERDLOW 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$43,911
Expenses. Total of all expenses incurred2010-12-31$0
Total plan assets at end of year2010-12-31$135,554
Total plan assets at beginning of year2010-12-31$91,643
Value of fidelity bond covering the plan2010-12-31$25,000
Total contributions received or receivable from participants2010-12-31$21,267
Other income received2010-12-31$17,364
Net income (gross income less expenses)2010-12-31$43,911
Net plan assets at end of year (total assets less liabilities)2010-12-31$135,554
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$91,643
Total contributions received or receivable from employer(s)2010-12-31$5,280

Form 5500 Responses for MICHAEL SWERDLOW 401(K) PLAN

2015: MICHAEL SWERDLOW 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: MICHAEL SWERDLOW 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: MICHAEL SWERDLOW 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2009: MICHAEL SWERDLOW 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHG871
Policy instance 1
Insurance contract or identification numberPHG871
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $556
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHG871
Policy instance 1
Insurance contract or identification numberPHG871
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $471
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $471
Insurance broker organization code?3
Insurance broker nameBENEFIT COMPENSATION CONSULTANTS

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