401k Plan data: ROSENBERG & ASSOCIATES 401(K) PLAN plan

ROSENBERG & ASSOCIATES 401(K) PLAN 401k Plan overview

Plan Name	ROSENBERG & ASSOCIATES 401(K) PLAN
Plan identification number	002

ROSENBERG & ASSOCIATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSENBERG & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: ROSENBERG & ASSOCIATES

Employer identification number (EIN): 680278866

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSENBERG & ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-07-01 RUBIAN MOSS 2020-05-02 RUBIAN MOSS 2020-05-02
002 2016-07-01 RUBIAN MOSS 2018-04-13
002 2015-07-01 RUBIAN MOSS 2016-11-21
002 2014-07-01 RUBIAN MOSS 2015-12-16
002 2013-07-01 RUBIAN MOSS 2015-01-28
002 2012-07-01 RUBIAN MOSS 2014-01-27
002 2011-07-01 RUBIAN MOSS 2013-01-23
002 2010-07-01 RUBIAN MOSS 2012-02-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-07-01	RUBIAN MOSS	2020-05-02	RUBIAN MOSS	2020-05-02
002	2016-07-01	RUBIAN MOSS	2018-04-13
002	2015-07-01	RUBIAN MOSS	2016-11-21
002	2014-07-01	RUBIAN MOSS	2015-12-16
002	2013-07-01	RUBIAN MOSS	2015-01-28
002	2012-07-01	RUBIAN MOSS	2014-01-27
002	2011-07-01	RUBIAN MOSS	2013-01-23
002	2010-07-01	RUBIAN MOSS	2012-02-22

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Company Name:	ROSENBERG & ASSOCIATES
Employer identification number (EIN):	680278866
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services