401k Plan data: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN plan

LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 401k Plan overview

Plan Name	LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN
Plan identification number	001

LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LITTLE ROCK CARDIOLOGY CLINIC, P.A. has sponsored the creation of one or more 401k plans.

Company Name: LITTLE ROCK CARDIOLOGY CLINIC, P.A.

Employer identification number (EIN): 710470243

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 MARY MIDDLETON
001 2011-01-01 MARY MIDDLETON
001 2009-01-01 MARY MIDDLETON

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	MARY MIDDLETON
001	2011-01-01	MARY MIDDLETON
001	2009-01-01	MARY MIDDLETON

Plan Statistics for LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN

401k plan membership statisitcs for LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN

Measure Date Value
2012: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 144
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 40
Total of all active and inactive participants 2011-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 184
Number of participants with account balances 2011-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 137
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 156
Number of participants with account balances 2009-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	144
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	40
Total of all active and inactive participants	2011-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	184
Number of participants with account balances	2011-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	137
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	156
Number of participants with account balances	2009-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN

Measure	Date	Value
2012 : LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-01	$0
Total transfer of assets from this plan	2012-06-01	$12,675,161
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-01	$0
Total income from all sources (including contributions)	2012-06-01	$645,562
Total loss/gain on sale of assets	2012-06-01	$0
Total of all expenses incurred	2012-06-01	$6,096,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-01	$6,081,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-01	$0
Value of total assets at end of year	2012-06-01	$0
Value of total assets at beginning of year	2012-06-01	$18,125,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-01	$15,174
Total interest from all sources	2012-06-01	$6,348
Total dividends received (eg from common stock, registered investment company shares)	2012-06-01	$92,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-06-01	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-01	$92,052
Administrative expenses professional fees incurred	2012-06-01	$7,328
Was this plan covered by a fidelity bond	2012-06-01	Yes
Value of fidelity bond cover	2012-06-01	$500,000
If this is an individual account plan, was there a blackout period	2012-06-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-01	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-01	No
Participant contributions at beginning of year	2012-06-01	$391,396
Assets. Other investments not covered elsewhere at beginning of year	2012-06-01	$8,367,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-01	No
Value of net income/loss	2012-06-01	$-5,450,691
Value of net assets at end of year (total assets less liabilities)	2012-06-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-06-01	$18,125,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-01	No
Were any leases to which the plan was party in default or uncollectible	2012-06-01	No
Investment advisory and management fees	2012-06-01	$7,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-01	$8,270,985
Interest on participant loans	2012-06-01	$6,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-01	$1,096,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-01	$1,096,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-01	$547,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-01	No
Was there a failure to transmit to the plan any participant contributions	2012-06-01	No
Has the plan failed to provide any benefit when due under the plan	2012-06-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-01	$6,081,079
Did the plan have assets held for investment	2012-06-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-01	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-01	Disclaimer
Accountancy firm name	2012-06-01	FROST, PLLC
Accountancy firm EIN	2012-06-01	710817652
2011 : LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$797,094
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$606,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$581,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$537,860
Value of total assets at end of year	2011-12-31	$18,125,852
Value of total assets at beginning of year	2011-12-31	$17,935,622
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$25,234
Total interest from all sources	2011-12-31	$17,710
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$255,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$255,065
Administrative expenses professional fees incurred	2011-12-31	$25,234
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$350,582
Participant contributions at end of year	2011-12-31	$391,396
Participant contributions at beginning of year	2011-12-31	$336,091
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$8,367,006
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$8,024,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$190,230
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,125,852
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,935,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,270,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,409,480
Interest on participant loans	2011-12-31	$17,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,096,465
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,165,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,165,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-13,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$187,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$581,630
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FROST, PLLC
Accountancy firm EIN	2011-12-31	710817652
2010 : LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,590,574
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$493,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$442,219
Value of total corrective distributions	2010-12-31	$35,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$842,557
Value of total assets at end of year	2010-12-31	$17,935,622
Value of total assets at beginning of year	2010-12-31	$15,838,964
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,821
Total interest from all sources	2010-12-31	$16,031
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$380,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$380,074
Administrative expenses professional fees incurred	2010-12-31	$15,821
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$580,482
Participant contributions at end of year	2010-12-31	$336,091
Participant contributions at beginning of year	2010-12-31	$311,381
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$8,024,542
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$7,319,489
Other income not declared elsewhere	2010-12-31	$268,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,096,658
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,935,622
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,838,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,409,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,109,995
Interest on participant loans	2010-12-31	$15,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,165,509
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,098,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,098,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$711
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,083,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$262,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$442,219
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FROST PLLC
Accountancy firm EIN	2010-12-31	710817652
2009 : LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN

2012: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: LITTLE ROCK CARDIOLOGY CLINIC, P.A. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LITTLE ROCK CARDIOLOGY CLINIC, P.A.
Employer identification number (EIN):	710470243
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)