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RICHARD E PHELAN DDS PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD E PHELAN DDS PROFIT SHARING PLAN
Plan identification number 001

RICHARD E PHELAN DDS PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD E PHELAN DDS has sponsored the creation of one or more 401k plans.

Company Name:RICHARD E PHELAN DDS
Employer identification number (EIN):710509609
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD E PHELAN DDS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01RICHARD E PHELAN DDS
0012017-01-01RICHARD E PHELAN DDS
0012016-01-01RICHARD E PHELAN DDS
0012015-01-01RICHARD E PHELAN DDS
0012014-01-01RICHARD E PHELAN DDS
0012013-01-01RICHARD E PHELAN DDS
0012012-01-01RICHARD E PHELAN DDS
0012011-01-01RICHARD E PHELAN DDS
0012010-01-01RICHARD E PHELAN DDS
0012009-01-01RICHARD E PHELAN DDS
0012009-01-01RICHARD E PHELAN DDS

Plan Statistics for RICHARD E PHELAN DDS PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARD E PHELAN DDS PROFIT SHARING PLAN

Measure Date Value
2019: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-017
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018
Total number of active participants reported on line 7a of the Form 55002018-01-017
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-017
Number of participants with account balances2018-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-019
Total number of active participants reported on line 7a of the Form 55002017-01-018
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-018
Number of participants with account balances2017-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-019
Total number of active participants reported on line 7a of the Form 55002016-01-019
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-019
Number of participants with account balances2016-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018
Total number of active participants reported on line 7a of the Form 55002015-01-019
Total of all active and inactive participants2015-01-019
Total participants2015-01-019
Number of participants with account balances2015-01-019
2014: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110
Total number of active participants reported on line 7a of the Form 55002014-01-018
Total of all active and inactive participants2014-01-018
Total participants2014-01-018
Number of participants with account balances2014-01-018
2013: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Total of all active and inactive participants2013-01-0110
Total participants2013-01-0110
Number of participants with account balances2013-01-0110
2012: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-019
Total of all active and inactive participants2012-01-019
Total participants2012-01-019
Number of participants with account balances2012-01-019
2011: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-019
Total of all active and inactive participants2011-01-019
Total participants2011-01-019
Number of participants with account balances2011-01-019
2010: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-019
Total of all active and inactive participants2010-01-019
Total participants2010-01-019
Number of participants with account balances2010-01-019
2009: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Total of all active and inactive participants2009-01-0110
Total participants2009-01-0110
Number of participants with account balances2009-01-0110

Financial Data on RICHARD E PHELAN DDS PROFIT SHARING PLAN

Measure Date Value
2019 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$137,127
Expenses. Total of all expenses incurred2019-12-31$1,669,371
Benefits paid (including direct rollovers)2019-12-31$1,662,416
Total plan assets at end of year2019-12-31$0
Total plan assets at beginning of year2019-12-31$1,532,244
Value of fidelity bond covering the plan2019-12-31$175,000
Other income received2019-12-31$137,127
Net income (gross income less expenses)2019-12-31$-1,532,244
Net plan assets at end of year (total assets less liabilities)2019-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,532,244
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$6,955
2018 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$57,988
Expenses. Total of all expenses incurred2018-12-31$9,148
Benefits paid (including direct rollovers)2018-12-31$590
Total plan assets at end of year2018-12-31$1,532,244
Total plan assets at beginning of year2018-12-31$1,483,404
Value of fidelity bond covering the plan2018-12-31$175,000
Total contributions received or receivable from participants2018-12-31$73,271
Other income received2018-12-31$-62,535
Net income (gross income less expenses)2018-12-31$48,840
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,532,244
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,483,404
Total contributions received or receivable from employer(s)2018-12-31$47,252
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$8,558
2017 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$228,171
Expenses. Total of all expenses incurred2017-12-31$10,247
Benefits paid (including direct rollovers)2017-12-31$1,450
Total plan assets at end of year2017-12-31$1,483,404
Total plan assets at beginning of year2017-12-31$1,265,480
Value of fidelity bond covering the plan2017-12-31$150,000
Total contributions received or receivable from participants2017-12-31$64,115
Other income received2017-12-31$117,731
Net income (gross income less expenses)2017-12-31$217,924
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,483,404
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,265,480
Total contributions received or receivable from employer(s)2017-12-31$46,325
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$8,797
2016 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$72,509
Total income from all sources2016-12-31$186,984
Expenses. Total of all expenses incurred2016-12-31$9,531
Benefits paid (including direct rollovers)2016-12-31$2,236
Total plan assets at end of year2016-12-31$1,265,480
Total plan assets at beginning of year2016-12-31$1,015,518
Value of fidelity bond covering the plan2016-12-31$130,000
Total contributions received or receivable from participants2016-12-31$72,917
Other income received2016-12-31$67,444
Net income (gross income less expenses)2016-12-31$177,453
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,265,480
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,015,518
Total contributions received or receivable from employer(s)2016-12-31$46,623
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$7,295
2015 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$74,663
Expenses. Total of all expenses incurred2015-12-31$5,370
Total plan assets at end of year2015-12-31$1,015,518
Total plan assets at beginning of year2015-12-31$946,225
Value of fidelity bond covering the plan2015-12-31$120,000
Total contributions received or receivable from participants2015-12-31$71,550
Expenses. Other expenses not covered elsewhere2015-12-31$5,370
Other income received2015-12-31$-11,340
Net income (gross income less expenses)2015-12-31$69,293
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,015,518
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$946,225
Total contributions received or receivable from employer(s)2015-12-31$14,453
2014 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$112,643
Expenses. Total of all expenses incurred2014-12-31$28,529
Benefits paid (including direct rollovers)2014-12-31$20,022
Total plan assets at end of year2014-12-31$946,225
Total plan assets at beginning of year2014-12-31$862,111
Value of fidelity bond covering the plan2014-12-31$120,000
Total contributions received or receivable from participants2014-12-31$69,947
Other income received2014-12-31$29,477
Net income (gross income less expenses)2014-12-31$84,114
Net plan assets at end of year (total assets less liabilities)2014-12-31$946,225
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$862,111
Total contributions received or receivable from employer(s)2014-12-31$13,219
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$8,507
2013 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$137,196
Expenses. Total of all expenses incurred2013-12-31$6,663
Total plan assets at end of year2013-12-31$862,111
Total plan assets at beginning of year2013-12-31$731,578
Value of fidelity bond covering the plan2013-12-31$90,000
Total contributions received or receivable from participants2013-12-31$67,252
Other income received2013-12-31$57,099
Net income (gross income less expenses)2013-12-31$130,533
Net plan assets at end of year (total assets less liabilities)2013-12-31$862,111
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$731,578
Total contributions received or receivable from employer(s)2013-12-31$12,845
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$6,663
2012 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$128,440
Expenses. Total of all expenses incurred2012-12-31$2,384
Total plan assets at end of year2012-12-31$731,578
Total plan assets at beginning of year2012-12-31$605,522
Value of fidelity bond covering the plan2012-12-31$90,000
Total contributions received or receivable from participants2012-12-31$48,741
Other income received2012-12-31$68,163
Net income (gross income less expenses)2012-12-31$126,056
Net plan assets at end of year (total assets less liabilities)2012-12-31$731,578
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$605,522
Total contributions received or receivable from employer(s)2012-12-31$11,536
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,384
2011 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$42,912
Expenses. Total of all expenses incurred2011-12-31$150
Total plan assets at end of year2011-12-31$605,522
Total plan assets at beginning of year2011-12-31$562,760
Value of fidelity bond covering the plan2011-12-31$90,000
Total contributions received or receivable from participants2011-12-31$48,805
Expenses. Other expenses not covered elsewhere2011-12-31$150
Other income received2011-12-31$-17,692
Net income (gross income less expenses)2011-12-31$42,762
Net plan assets at end of year (total assets less liabilities)2011-12-31$605,522
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$562,760
Total contributions received or receivable from employer(s)2011-12-31$11,799
2010 : RICHARD E PHELAN DDS PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$110,639
Expenses. Total of all expenses incurred2010-12-31$4,536
Benefits paid (including direct rollovers)2010-12-31$4,386
Total plan assets at end of year2010-12-31$562,760
Total plan assets at beginning of year2010-12-31$456,657
Value of fidelity bond covering the plan2010-12-31$60,000
Total contributions received or receivable from participants2010-12-31$49,205
Expenses. Other expenses not covered elsewhere2010-12-31$150
Other income received2010-12-31$48,899
Net income (gross income less expenses)2010-12-31$106,103
Net plan assets at end of year (total assets less liabilities)2010-12-31$562,760
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$456,657
Total contributions received or receivable from employer(s)2010-12-31$12,535

Form 5500 Responses for RICHARD E PHELAN DDS PROFIT SHARING PLAN

2019: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICHARD E PHELAN DDS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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