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ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 401k Plan overview

Plan NameALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN
Plan identification number 002

ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALAN B. CARNATHAN, D.C., P.A. has sponsored the creation of one or more 401k plans.

Company Name:ALAN B. CARNATHAN, D.C., P.A.
Employer identification number (EIN):710565091
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01ALAN B CARNATHAN DC ALAN B CARNATHAN DC2013-10-14
0022011-01-01ALAN B CARNATHAN DC ALAN B CARNATHAN DC2012-07-23
0022010-01-01ALAN B CARNATHAN DC ALAN B CARNATHAN DC2011-10-10
0022009-01-01ALAN B CARNATHAN DC ALAN B CARNATHAN DC2010-10-13

Plan Statistics for ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN

401k plan membership statisitcs for ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN

Measure Date Value
2017: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-012
Total participants2017-01-012
Number of participants with account balances2017-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-015
Number of participants with account balances2016-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-011
Total of all active and inactive participants2015-01-015
Total participants2015-01-015
Number of participants with account balances2015-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-015
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Total of all active and inactive participants2012-01-015
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Total of all active and inactive participants2010-01-015
Total participants2010-01-015
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Total of all active and inactive participants2009-01-015
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN

Measure Date Value
2017 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$129,584
Expenses. Total of all expenses incurred2017-12-31$69,160
Benefits paid (including direct rollovers)2017-12-31$56,798
Total plan assets at end of year2017-12-31$1,659,120
Total plan assets at beginning of year2017-12-31$1,598,696
Value of fidelity bond covering the plan2017-12-31$600,000
Other income received2017-12-31$129,584
Net income (gross income less expenses)2017-12-31$60,424
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,659,120
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,598,696
Assets. Value of real-estate (other than employer real property)2017-12-31$508,050
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$12,362
2016 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$208,685
Expenses. Total of all expenses incurred2016-12-31$17,927
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$1,598,696
Total plan assets at beginning of year2016-12-31$1,407,938
Value of fidelity bond covering the plan2016-12-31$600,000
Total contributions received or receivable from participants2016-12-31$51,027
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$113,185
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$190,758
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,598,696
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,407,938
Assets. Value of real-estate (other than employer real property)2016-12-31$508,050
Total contributions received or receivable from employer(s)2016-12-31$44,473
Value of certain deemed distributions of participant loans2016-12-31$17,927
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$188,550
Expenses. Total of all expenses incurred2015-12-31$69,281
Benefits paid (including direct rollovers)2015-12-31$56,142
Total plan assets at end of year2015-12-31$1,407,938
Total plan assets at beginning of year2015-12-31$1,288,669
Value of fidelity bond covering the plan2015-12-31$600,000
Total contributions received or receivable from participants2015-12-31$53,991
Other income received2015-12-31$88,078
Net income (gross income less expenses)2015-12-31$119,269
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,407,938
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,288,669
Assets. Value of real-estate (other than employer real property)2015-12-31$508,050
Total contributions received or receivable from employer(s)2015-12-31$46,481
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$13,139
2014 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$177,234
Expenses. Total of all expenses incurred2014-12-31$13,139
Total plan assets at end of year2014-12-31$1,288,669
Total plan assets at beginning of year2014-12-31$1,124,574
Value of fidelity bond covering the plan2014-12-31$550,000
Total contributions received or receivable from participants2014-12-31$50,271
Other income received2014-12-31$117,451
Net income (gross income less expenses)2014-12-31$164,095
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,288,669
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,124,574
Assets. Value of real-estate (other than employer real property)2014-12-31$451,935
Total contributions received or receivable from employer(s)2014-12-31$9,512
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$13,139
2013 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$120,906
Expenses. Total of all expenses incurred2013-12-31$11,024
Total plan assets at end of year2013-12-31$1,124,574
Total plan assets at beginning of year2013-12-31$1,014,692
Value of fidelity bond covering the plan2013-12-31$510,000
Total contributions received or receivable from participants2013-12-31$49,933
Other income received2013-12-31$62,222
Net income (gross income less expenses)2013-12-31$109,882
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,124,574
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,014,692
Assets. Value of real-estate (other than employer real property)2013-12-31$451,935
Total contributions received or receivable from employer(s)2013-12-31$8,751
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$11,024
2012 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$98,454
Expenses. Total of all expenses incurred2012-12-31$11,002
Total plan assets at end of year2012-12-31$1,014,692
Total plan assets at beginning of year2012-12-31$927,240
Value of fidelity bond covering the plan2012-12-31$305,000
Total contributions received or receivable from participants2012-12-31$49,399
Other income received2012-12-31$39,719
Net income (gross income less expenses)2012-12-31$87,452
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,014,692
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$927,240
Assets. Value of real-estate (other than employer real property)2012-12-31$451,935
Total contributions received or receivable from employer(s)2012-12-31$9,336
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$11,002
2011 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$4,650
Expenses. Total of all expenses incurred2011-12-31$8,470
Total plan assets at end of year2011-12-31$927,240
Total plan assets at beginning of year2011-12-31$931,060
Value of fidelity bond covering the plan2011-12-31$305,000
Total contributions received or receivable from participants2011-12-31$46,758
Other income received2011-12-31$-51,161
Net income (gross income less expenses)2011-12-31$-3,820
Net plan assets at end of year (total assets less liabilities)2011-12-31$927,240
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$931,060
Assets. Value of real-estate (other than employer real property)2011-12-31$274,935
Total contributions received or receivable from employer(s)2011-12-31$9,053
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$8,470
2010 : ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$51,624
Expenses. Total of all expenses incurred2010-12-31$9,719
Total plan assets at end of year2010-12-31$931,060
Total plan assets at beginning of year2010-12-31$889,155
Value of fidelity bond covering the plan2010-12-31$305,000
Total contributions received or receivable from participants2010-12-31$46,715
Other income received2010-12-31$-17,926
Net income (gross income less expenses)2010-12-31$41,905
Net plan assets at end of year (total assets less liabilities)2010-12-31$931,060
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$889,155
Assets. Value of real-estate (other than employer real property)2010-12-31$247,600
Total contributions received or receivable from employer(s)2010-12-31$22,835
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$9,719

Form 5500 Responses for ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN

2017: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALAN B. CARNATHAN, D.C., P.A. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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