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THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 401k Plan overview

Plan NameTHOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN
Plan identification number 001

THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

THOMAS E WESTBROOK JR DDS PA has sponsored the creation of one or more 401k plans.

Company Name:THOMAS E WESTBROOK JR DDS PA
Employer identification number (EIN):710581380
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-10-01
0012017-10-01THOMAS E WESTBROOK JR
0012016-10-01THOMAS E WESTBROOK JR
0012015-10-01THOMAS E WESTBROOK JR
0012014-10-01THOMAS E WESTBROOK JR
0012013-10-01THOMAS E WESTBROOK JR
0012012-10-01THOMAS E WESTBROOK JR
0012011-10-01THOMAS E WESTBROOK JR
0012009-10-01THOMAS E WESTBROOK JR

Plan Statistics for THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN

401k plan membership statisitcs for THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN

Measure Date Value
2018: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-017
Total number of active participants reported on line 7a of the Form 55002018-10-010
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-010
Total of all active and inactive participants2018-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-010
Number of participants with account balances2018-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-017
Total number of active participants reported on line 7a of the Form 55002017-10-017
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-010
Total of all active and inactive participants2017-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-017
Number of participants with account balances2017-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-017
Total number of active participants reported on line 7a of the Form 55002016-10-017
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-010
Total of all active and inactive participants2016-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-017
Number of participants with account balances2016-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-017
Total number of active participants reported on line 7a of the Form 55002015-10-017
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-010
Total of all active and inactive participants2015-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-017
Number of participants with account balances2015-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-017
Total number of active participants reported on line 7a of the Form 55002014-10-017
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-010
Total of all active and inactive participants2014-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-017
Number of participants with account balances2014-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-018
Total number of active participants reported on line 7a of the Form 55002013-10-017
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-017
Number of participants with account balances2013-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-017
Total number of active participants reported on line 7a of the Form 55002012-10-018
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-010
Total of all active and inactive participants2012-10-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-018
Number of participants with account balances2012-10-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-010
Total number of active participants reported on line 7a of the Form 55002011-10-017
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-017
Number of participants with account balances2011-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-018
Total number of active participants reported on line 7a of the Form 55002009-10-018
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-010
Total of all active and inactive participants2009-10-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-018
Number of participants with account balances2009-10-018

Financial Data on THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN

Measure Date Value
2019 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2019 401k financial data
Total plan liabilities at beginning of year2019-09-30$1,151
Total income from all sources2019-09-30$-17,275
Expenses. Total of all expenses incurred2019-09-30$1,527,908
Benefits paid (including direct rollovers)2019-09-30$1,522,573
Total plan assets at end of year2019-09-30$0
Total plan assets at beginning of year2019-09-30$1,546,334
Value of fidelity bond covering the plan2019-09-30$160,000
Other income received2019-09-30$-17,275
Net income (gross income less expenses)2019-09-30$-1,545,183
Net plan assets at end of year (total assets less liabilities)2019-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2019-09-30$1,545,183
Expenses. Administrative service providers (salaries,fees and commissions)2019-09-30$5,335
2018 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2018 401k financial data
Total plan liabilities at end of year2018-09-30$1,151
Total plan liabilities at beginning of year2018-09-30$1,151
Total income from all sources2018-09-30$89,160
Expenses. Total of all expenses incurred2018-09-30$10,736
Total plan assets at end of year2018-09-30$1,546,334
Total plan assets at beginning of year2018-09-30$1,467,910
Value of fidelity bond covering the plan2018-09-30$160,000
Total contributions received or receivable from participants2018-09-30$3,550
Other income received2018-09-30$83,319
Net income (gross income less expenses)2018-09-30$78,424
Net plan assets at end of year (total assets less liabilities)2018-09-30$1,545,183
Net plan assets at beginning of year (total assets less liabilities)2018-09-30$1,466,759
Total contributions received or receivable from employer(s)2018-09-30$2,291
Expenses. Administrative service providers (salaries,fees and commissions)2018-09-30$10,736
2017 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2017 401k financial data
Total plan liabilities at end of year2017-09-30$1,151
Total plan liabilities at beginning of year2017-09-30$2,280
Total income from all sources2017-09-30$105,588
Expenses. Total of all expenses incurred2017-09-30$11,911
Total plan assets at end of year2017-09-30$1,467,910
Total plan assets at beginning of year2017-09-30$1,375,362
Value of fidelity bond covering the plan2017-09-30$130,000
Total contributions received or receivable from participants2017-09-30$3,250
Other income received2017-09-30$100,028
Net income (gross income less expenses)2017-09-30$93,677
Net plan assets at end of year (total assets less liabilities)2017-09-30$1,466,759
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$1,373,082
Total contributions received or receivable from employer(s)2017-09-30$2,310
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$11,911
2016 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2016 401k financial data
Total plan liabilities at end of year2016-09-30$2,280
Total plan liabilities at beginning of year2016-09-30$2,280
Total income from all sources2016-09-30$89,663
Expenses. Total of all expenses incurred2016-09-30$7,760
Total plan assets at end of year2016-09-30$1,375,362
Total plan assets at beginning of year2016-09-30$1,293,459
Value of fidelity bond covering the plan2016-09-30$130,000
Total contributions received or receivable from participants2016-09-30$4,150
Other income received2016-09-30$83,129
Net income (gross income less expenses)2016-09-30$81,903
Net plan assets at end of year (total assets less liabilities)2016-09-30$1,373,082
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$1,291,179
Total contributions received or receivable from employer(s)2016-09-30$2,384
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$7,760
2015 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2015 401k financial data
Total plan liabilities at end of year2015-09-30$2,280
Total plan liabilities at beginning of year2015-09-30$2,280
Total income from all sources2015-09-30$37,366
Expenses. Total of all expenses incurred2015-09-30$11,667
Total plan assets at end of year2015-09-30$1,293,459
Total plan assets at beginning of year2015-09-30$1,267,760
Value of fidelity bond covering the plan2015-09-30$120,000
Total contributions received or receivable from participants2015-09-30$45,695
Other income received2015-09-30$-22,574
Net income (gross income less expenses)2015-09-30$25,699
Net plan assets at end of year (total assets less liabilities)2015-09-30$1,291,179
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$1,265,480
Total contributions received or receivable from employer(s)2015-09-30$14,245
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$11,667
2014 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2014 401k financial data
Total plan liabilities at end of year2014-09-30$2,280
Total plan liabilities at beginning of year2014-09-30$2,280
Total income from all sources2014-09-30$135,199
Expenses. Total of all expenses incurred2014-09-30$15,373
Benefits paid (including direct rollovers)2014-09-30$4,696
Total plan assets at end of year2014-09-30$1,267,760
Total plan assets at beginning of year2014-09-30$1,147,934
Value of fidelity bond covering the plan2014-09-30$120,000
Other income received2014-09-30$85,199
Net income (gross income less expenses)2014-09-30$119,826
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,265,480
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,145,654
Total contributions received or receivable from employer(s)2014-09-30$50,000
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$10,677
2013 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2013 401k financial data
Total plan liabilities at end of year2013-09-30$2,280
Total plan liabilities at beginning of year2013-09-30$2,280
Total income from all sources2013-09-30$91,704
Expenses. Total of all expenses incurred2013-09-30$9,865
Total plan assets at end of year2013-09-30$1,147,934
Total plan assets at beginning of year2013-09-30$1,066,095
Value of fidelity bond covering the plan2013-09-30$120,000
Other income received2013-09-30$77,120
Net income (gross income less expenses)2013-09-30$81,839
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,145,654
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,063,815
Total contributions received or receivable from employer(s)2013-09-30$14,584
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$9,865
2012 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2012 401k financial data
Total plan liabilities at end of year2012-09-30$2,280
Total plan liabilities at beginning of year2012-09-30$2,280
Total income from all sources2012-09-30$143,046
Expenses. Total of all expenses incurred2012-09-30$222,341
Benefits paid (including direct rollovers)2012-09-30$213,420
Total plan assets at end of year2012-09-30$1,066,095
Total plan assets at beginning of year2012-09-30$1,145,390
Value of fidelity bond covering the plan2012-09-30$115,000
Other income received2012-09-30$131,211
Net income (gross income less expenses)2012-09-30$-79,295
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,063,815
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,143,110
Total contributions received or receivable from employer(s)2012-09-30$11,835
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$8,921
2011 : THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2011 401k financial data
Total plan liabilities at end of year2011-09-30$2,280
Total plan liabilities at beginning of year2011-09-30$2,280
Total income from all sources2011-09-30$10,386
Expenses. Total of all expenses incurred2011-09-30$8,035
Total plan assets at end of year2011-09-30$1,145,390
Total plan assets at beginning of year2011-09-30$1,143,039
Value of fidelity bond covering the plan2011-09-30$115,000
Total contributions received or receivable from participants2011-09-30$12,296
Other income received2011-09-30$-15,822
Net income (gross income less expenses)2011-09-30$2,351
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,143,110
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,140,759
Total contributions received or receivable from employer(s)2011-09-30$13,912
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$8,035

Form 5500 Responses for THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN

2018: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01This submission is the final filingYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: THOMAS E WESTBROOK JR DDS PA PROFIT SHARING & EMPLOYEES SAVINGS PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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