401k Plan data: ROBERT WALTERS ASSOCIATES INC. 401K plan

ROBERT WALTERS ASSOCIATES INC. 401K 401k Plan overview

Plan Name	ROBERT WALTERS ASSOCIATES INC. 401K
Plan identification number	001

ROBERT WALTERS ASSOCIATES INC. 401K Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROBERT WALTERS ASSOCIATES, INC has sponsored the creation of one or more 401k plans.

Company Name: ROBERT WALTERS ASSOCIATES, INC

Employer identification number (EIN): 710827749

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT WALTERS ASSOCIATES INC. 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JOHN MULLEN 2018-06-01
001 2016-01-01 JOHN MULLEN 2017-06-22
001 2015-01-01 JOHN MULLEN 2016-06-01
001 2014-01-01 JOHN MULLEN 2015-06-16
001 2013-01-01 JOHN MULLEN 2014-05-21
001 2012-01-01 JOHN MULLEN 2013-06-17
001 2011-01-01 JOHN MULLEN 2012-06-21
001 2010-01-01 JOHN MULLEN 2011-06-14
001 2009-01-01 KURT KRAEGER KURT KRAEGER 2010-06-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	JOHN MULLEN	2018-06-01
001	2016-01-01	JOHN MULLEN	2017-06-22
001	2015-01-01	JOHN MULLEN	2016-06-01
001	2014-01-01	JOHN MULLEN	2015-06-16
001	2013-01-01	JOHN MULLEN	2014-05-21
001	2012-01-01	JOHN MULLEN	2013-06-17
001	2011-01-01	JOHN MULLEN	2012-06-21
001	2010-01-01	JOHN MULLEN	2011-06-14
001	2009-01-01	KURT KRAEGER		KURT KRAEGER	2010-06-15

Plan Statistics for ROBERT WALTERS ASSOCIATES INC. 401K

401k plan membership statisitcs for ROBERT WALTERS ASSOCIATES INC. 401K

Measure Date Value
2023: ROBERT WALTERS ASSOCIATES INC. 401K 2023 401k membership
Total participants, beginning-of-year 2023-01-01 342
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 144
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 151
Total of all active and inactive participants 2023-01-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 295
Number of participants with account balances 2023-01-01 280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: ROBERT WALTERS ASSOCIATES INC. 401K 2022 401k membership
Total participants, beginning-of-year 2022-01-01 262
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 201
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 135
Total of all active and inactive participants 2022-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 336
Number of participants with account balances 2022-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ROBERT WALTERS ASSOCIATES INC. 401K 2021 401k membership
Total participants, beginning-of-year 2021-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 137
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 123
Total of all active and inactive participants 2021-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 260
Number of participants with account balances 2021-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ROBERT WALTERS ASSOCIATES INC. 401K 2020 401k membership
Total participants, beginning-of-year 2020-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 111
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 86
Total of all active and inactive participants 2020-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 197
Number of participants with account balances 2020-01-01 185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ROBERT WALTERS ASSOCIATES INC. 401K 2019 401k membership
Total participants, beginning-of-year 2019-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 171
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 66
Total of all active and inactive participants 2019-01-01 237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 237
Number of participants with account balances 2019-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ROBERT WALTERS ASSOCIATES INC. 401K 2018 401k membership
Total participants, beginning-of-year 2018-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 35
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 127
Total of all active and inactive participants 2018-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 162
Number of participants with account balances 2018-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2009: ROBERT WALTERS ASSOCIATES INC. 401K 2009 401k membership
Total participants, beginning-of-year 2009-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 11
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 19
Number of participants with account balances 2009-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2023: ROBERT WALTERS ASSOCIATES INC. 401K 2023 401k membership
Total participants, beginning-of-year	2023-01-01	342
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	144
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	151
Total of all active and inactive participants	2023-01-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	295
Number of participants with account balances	2023-01-01	280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: ROBERT WALTERS ASSOCIATES INC. 401K 2022 401k membership
Total participants, beginning-of-year	2022-01-01	262
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	201
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	135
Total of all active and inactive participants	2022-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	336
Number of participants with account balances	2022-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ROBERT WALTERS ASSOCIATES INC. 401K 2021 401k membership
Total participants, beginning-of-year	2021-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	137
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	123
Total of all active and inactive participants	2021-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	260
Number of participants with account balances	2021-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ROBERT WALTERS ASSOCIATES INC. 401K 2020 401k membership
Total participants, beginning-of-year	2020-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	111
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	86
Total of all active and inactive participants	2020-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	197
Number of participants with account balances	2020-01-01	185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ROBERT WALTERS ASSOCIATES INC. 401K 2019 401k membership
Total participants, beginning-of-year	2019-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	171
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	66
Total of all active and inactive participants	2019-01-01	237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	237
Number of participants with account balances	2019-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ROBERT WALTERS ASSOCIATES INC. 401K 2018 401k membership
Total participants, beginning-of-year	2018-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	35
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	127
Total of all active and inactive participants	2018-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	162
Number of participants with account balances	2018-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2009: ROBERT WALTERS ASSOCIATES INC. 401K 2009 401k membership
Total participants, beginning-of-year	2009-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	11
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	19
Number of participants with account balances	2009-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROBERT WALTERS ASSOCIATES INC. 401K

Measure	Date	Value
2023 : ROBERT WALTERS ASSOCIATES INC. 401K 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$2,584,113
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$753,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$730,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$1,568,905
Value of total assets at end of year	2023-12-31	$7,453,139
Value of total assets at beginning of year	2023-12-31	$5,622,551
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$23,210
Total interest from all sources	2023-12-31	$4,714
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$145,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$145,762
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$857,107
Participant contributions at end of year	2023-12-31	$111,344
Participant contributions at beginning of year	2023-12-31	$40,827
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$247,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$1,830,588
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$7,453,139
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$5,622,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$15,635
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$6,836,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$5,581,724
Interest on participant loans	2023-12-31	$4,714
Income. Interest from loans (other than to participants)	2023-12-31	$0
Value of interest in common/collective trusts at end of year	2023-12-31	$500,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$853,787
Net investment gain or loss from common/collective trusts	2023-12-31	$10,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$464,338
Employer contributions (assets) at end of year	2023-12-31	$4,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$730,315
Contract administrator fees	2023-12-31	$7,575
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2023-12-31	020632187
2022 : ROBERT WALTERS ASSOCIATES INC. 401K 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$304
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$364,344
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$675,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$656,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,340,370
Value of total assets at end of year	2022-12-31	$5,622,551
Value of total assets at beginning of year	2022-12-31	$5,933,547
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$19,513
Total interest from all sources	2022-12-31	$1,595
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$129,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$129,963
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$842,921
Participant contributions at end of year	2022-12-31	$40,827
Participant contributions at beginning of year	2022-12-31	$17,959
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$162,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-311,300
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$5,622,551
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$5,933,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$13,783
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,581,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$5,915,588
Interest on participant loans	2022-12-31	$1,595
Income. Interest from loans (other than to participants)	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,107,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$334,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$656,131
Contract administrator fees	2022-12-31	$5,730
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2022-12-31	020632187
2021 : ROBERT WALTERS ASSOCIATES INC. 401K 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,696,084
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$712,782
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$697,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$926,432
Value of total assets at end of year	2021-12-31	$5,933,547
Value of total assets at beginning of year	2021-12-31	$4,950,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$15,707
Total interest from all sources	2021-12-31	$1,661
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$113,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$113,336
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$592,498
Participant contributions at end of year	2021-12-31	$17,959
Participant contributions at beginning of year	2021-12-31	$80,517
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$17,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$983,302
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,933,547
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,950,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$12,407
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$5,915,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$4,869,728
Interest on participant loans	2021-12-31	$1,661
Income. Interest from loans (other than to participants)	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$654,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$316,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$697,075
Contract administrator fees	2021-12-31	$3,300
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2021-12-31	020632187
2020 : ROBERT WALTERS ASSOCIATES INC. 401K 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,747,111
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,511,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,496,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,181,502
Value of total assets at end of year	2020-12-31	$4,950,245
Value of total assets at beginning of year	2020-12-31	$4,714,632
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$15,453
Total interest from all sources	2020-12-31	$2,230
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$92,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$92,001
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$675,038
Participant contributions at end of year	2020-12-31	$80,517
Participant contributions at beginning of year	2020-12-31	$7,870
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$121,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$235,613
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,950,245
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,714,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$9,243
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$4,869,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,706,762
Interest on participant loans	2020-12-31	$2,230
Income. Interest from loans (other than to participants)	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$471,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$384,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,496,045
Contract administrator fees	2020-12-31	$6,210
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2020-12-31	020632187
2019 : ROBERT WALTERS ASSOCIATES INC. 401K 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,667,540
Total income from all sources (including contributions)	2019-12-31	$2,667,540
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,881,450
Total of all expenses incurred	2019-12-31	$1,881,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,859,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,859,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,622,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,622,549
Value of total assets at end of year	2019-12-31	$4,714,632
Value of total assets at end of year	2019-12-31	$4,714,632
Value of total assets at beginning of year	2019-12-31	$3,928,542
Value of total assets at beginning of year	2019-12-31	$3,928,542
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,598
Total interest from all sources	2019-12-31	$1,193
Total interest from all sources	2019-12-31	$1,193
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$130,998
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$130,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$130,998
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$130,998
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$260,000
Value of fidelity bond cover	2019-12-31	$260,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$769,112
Contributions received from participants	2019-12-31	$769,112
Participant contributions at end of year	2019-12-31	$7,870
Participant contributions at end of year	2019-12-31	$7,870
Participant contributions at beginning of year	2019-12-31	$41,692
Participant contributions at beginning of year	2019-12-31	$41,692
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$420,459
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$420,459
Administrative expenses (other) incurred	2019-12-31	$6,919
Administrative expenses (other) incurred	2019-12-31	$6,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$786,090
Value of net income/loss	2019-12-31	$786,090
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,714,632
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,714,632
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,928,542
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,928,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$9,699
Investment advisory and management fees	2019-12-31	$9,699
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,706,762
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,706,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,862,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,862,709
Interest on participant loans	2019-12-31	$1,193
Interest on participant loans	2019-12-31	$1,193
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$24,141
Value of interest in common/collective trusts at beginning of year	2019-12-31	$24,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$912,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$912,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$432,978
Contributions received in cash from employer	2019-12-31	$432,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,859,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,859,852
Contract administrator fees	2019-12-31	$4,980
Contract administrator fees	2019-12-31	$4,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm name	2019-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2019-12-31	020632187
Accountancy firm EIN	2019-12-31	020632187
2018 : ROBERT WALTERS ASSOCIATES INC. 401K 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$540,298
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$180,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$169,821
Value of total corrective distributions	2018-12-31	$3,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$836,017
Value of total assets at end of year	2018-12-31	$3,928,542
Value of total assets at beginning of year	2018-12-31	$3,568,982
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$7,121
Total interest from all sources	2018-12-31	$2,689
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$149,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$149,435
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$357,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$487,321
Participant contributions at end of year	2018-12-31	$41,692
Participant contributions at beginning of year	2018-12-31	$58,891
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$33,261
Administrative expenses (other) incurred	2018-12-31	$7,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$359,560
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,928,542
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,568,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,862,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,510,091
Interest on participant loans	2018-12-31	$2,689
Value of interest in common/collective trusts at end of year	2018-12-31	$24,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-448,124
Net investment gain or loss from common/collective trusts	2018-12-31	$281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$315,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$169,821
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DINOWITZ & BOVE, CPA, PC
Accountancy firm EIN	2018-12-31	020632187
2009 : ROBERT WALTERS ASSOCIATES INC. 401K 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROBERT WALTERS ASSOCIATES INC. 401K

2023: ROBERT WALTERS ASSOCIATES INC. 401K 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: ROBERT WALTERS ASSOCIATES INC. 401K 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROBERT WALTERS ASSOCIATES INC. 401K 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROBERT WALTERS ASSOCIATES INC. 401K 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROBERT WALTERS ASSOCIATES INC. 401K 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROBERT WALTERS ASSOCIATES INC. 401K 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2009: ROBERT WALTERS ASSOCIATES INC. 401K 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

ROBERT WALTERS HEALTH AND WELFARE PLAN [EIN = 061390420]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ROBERT WALTERS ASSOCIATES, INC
Employer identification number (EIN):	710827749
NAIC Classification:	561300