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HUMAN CAPITAL STRATEGIES 401(K) PLAN 401k Plan overview

Plan NameHUMAN CAPITAL STRATEGIES 401(K) PLAN
Plan identification number 001

HUMAN CAPITAL STRATEGIES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUMAN CAPITAL STRATEGIES, LLC has sponsored the creation of one or more 401k plans.

Company Name:HUMAN CAPITAL STRATEGIES, LLC
Employer identification number (EIN):710906986
NAIC Classification:561300

Additional information about HUMAN CAPITAL STRATEGIES, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2010-12-09
Company Identification Number: 4028801
Legal Registered Office Address: 781 OLD WHITE PLAINS RD.
Westchester
MAMARONECK
United States of America (USA)
10543

More information about HUMAN CAPITAL STRATEGIES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMAN CAPITAL STRATEGIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01JASON KNIGHT2017-12-18 JASON KNIGHT2017-12-18
0012015-01-01JASON KNIGHT JASON KNIGHT2017-12-18
0012014-01-01JASON KNIGHT JASON KNIGHT2015-12-17
0012013-01-01JASON KNIGHT JASON KNIGHT2015-07-31
0012012-01-01JASON KNIGHT JASON KNIGHT2014-05-09
0012011-01-01JASON KNIGHT JASON KNIGHT2013-03-20

Plan Statistics for HUMAN CAPITAL STRATEGIES 401(K) PLAN

401k plan membership statisitcs for HUMAN CAPITAL STRATEGIES 401(K) PLAN

Measure Date Value
2015: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01411
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-0156
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0156
Number of participants with account balances2015-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01799
Total number of active participants reported on line 7a of the Form 55002014-01-01915
Number of retired or separated participants receiving benefits2014-01-0165
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01980
Number of participants with account balances2014-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01535
Total number of active participants reported on line 7a of the Form 55002013-01-01471
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01520
Number of participants with account balances2013-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01213
Total number of active participants reported on line 7a of the Form 55002012-01-01168
Number of retired or separated participants receiving benefits2012-01-0137
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01205
Number of participants with account balances2012-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01210
Total number of active participants reported on line 7a of the Form 55002011-01-01157
Number of other retired or separated participants entitled to future benefits2011-01-0120
Total of all active and inactive participants2011-01-01177
Total participants2011-01-01177
Number of participants with account balances2011-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011

Financial Data on HUMAN CAPITAL STRATEGIES 401(K) PLAN

Measure Date Value
2015 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan2015-12-31$632,881
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$36,735
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$264,048
Total of all expenses incurred2015-12-31$50,293
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$49,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$294,153
Value of total assets at end of year2015-12-31$1,227,523
Value of total assets at beginning of year2015-12-31$1,609,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$941
Total interest from all sources2015-12-31$469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$192,415
Participant contributions at end of year2015-12-31$12,846
Participant contributions at beginning of year2015-12-31$10,108
Participant contributions at end of year2015-12-31$7,482
Participant contributions at beginning of year2015-12-31$26,279
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$41,397
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$36,735
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$4,757
Total non interest bearing cash at beginning of year2015-12-31$3,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$213,755
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,190,788
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,609,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$941
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,185,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,554,621
Interest on participant loans2015-12-31$469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$646
Net investment gain/loss from pooled separate accounts2015-12-31$-31,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$60,341
Employer contributions (assets) at end of year2015-12-31$16,818
Employer contributions (assets) at beginning of year2015-12-31$15,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$49,352
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$174,962
Total transfer of assets from this plan2014-12-31$125,862
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,942
Total income from all sources (including contributions)2014-12-31$360,899
Total of all expenses incurred2014-12-31$65,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$63,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$279,365
Value of total assets at end of year2014-12-31$1,609,914
Value of total assets at beginning of year2014-12-31$1,267,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,920
Total interest from all sources2014-12-31$365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$213,909
Participant contributions at end of year2014-12-31$10,108
Participant contributions at beginning of year2014-12-31$10,963
Participant contributions at end of year2014-12-31$26,279
Participant contributions at beginning of year2014-12-31$1,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,942
Other income not declared elsewhere2014-12-31$3,643
Total non interest bearing cash at end of year2014-12-31$3,314
Total non interest bearing cash at beginning of year2014-12-31$2,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$295,590
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,609,914
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,265,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,920
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,554,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,221,410
Interest on participant loans2014-12-31$365
Net investment gain/loss from pooled separate accounts2014-12-31$77,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$65,456
Employer contributions (assets) at end of year2014-12-31$15,592
Employer contributions (assets) at beginning of year2014-12-31$31,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$63,389
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$90,799
Total transfer of assets from this plan2013-12-31$37,405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,942
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,722
Total income from all sources (including contributions)2013-12-31$479,297
Total of all expenses incurred2013-12-31$83,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$76,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$271,985
Value of total assets at end of year2013-12-31$1,267,166
Value of total assets at beginning of year2013-12-31$817,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,694
Total interest from all sources2013-12-31$291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$189,700
Participant contributions at end of year2013-12-31$10,963
Participant contributions at beginning of year2013-12-31$4,639
Participant contributions at end of year2013-12-31$1,053
Participant contributions at beginning of year2013-12-31$128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,722
Other income not declared elsewhere2013-12-31$-4,159
Total non interest bearing cash at end of year2013-12-31$2,704
Total non interest bearing cash at beginning of year2013-12-31$2,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$395,664
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,265,224
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$816,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,694
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,221,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$784,810
Interest on participant loans2013-12-31$291
Net investment gain/loss from pooled separate accounts2013-12-31$211,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$82,285
Employer contributions (assets) at end of year2013-12-31$31,036
Employer contributions (assets) at beginning of year2013-12-31$26,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$76,939
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LARSONALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$35,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,722
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,578
Total income from all sources (including contributions)2012-12-31$255,925
Total of all expenses incurred2012-12-31$61,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$52,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$191,702
Value of total assets at end of year2012-12-31$817,888
Value of total assets at beginning of year2012-12-31$587,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,124
Total interest from all sources2012-12-31$399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$5,147
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$135,406
Participant contributions at end of year2012-12-31$4,639
Participant contributions at beginning of year2012-12-31$4,449
Participant contributions at end of year2012-12-31$128
Participant contributions at beginning of year2012-12-31$606
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,722
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,578
Other income not declared elsewhere2012-12-31$-552
Total non interest bearing cash at end of year2012-12-31$2,109
Total non interest bearing cash at beginning of year2012-12-31$2,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$194,088
Value of net assets at end of year (total assets less liabilities)2012-12-31$816,166
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$586,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$304
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$784,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$493,096
Interest on participant loans2012-12-31$190
Interest earned on other investments2012-12-31$209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$78,115
Net investment gain/loss from pooled separate accounts2012-12-31$64,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$55,440
Employer contributions (assets) at end of year2012-12-31$26,202
Employer contributions (assets) at beginning of year2012-12-31$8,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$52,713
Contract administrator fees2012-12-31$3,673
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LARSONALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2011 401k financial data
Total transfer of assets from this plan2011-12-31$81,197
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,243
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$651
Total income from all sources (including contributions)2011-12-31$50,229
Total of all expenses incurred2011-12-31$147,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$138,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$143,646
Value of total assets at end of year2011-12-31$579,141
Value of total assets at beginning of year2011-12-31$755,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,977
Total interest from all sources2011-12-31$2,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$118,406
Participant contributions at end of year2011-12-31$4,449
Participant contributions at beginning of year2011-12-31$5,156
Participant contributions at end of year2011-12-31$619
Participant contributions at beginning of year2011-12-31$36,241
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,243
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$651
Other income not declared elsewhere2011-12-31$-424
Administrative expenses (other) incurred2011-12-31$430
Total non interest bearing cash at end of year2011-12-31$2,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-96,881
Value of net assets at end of year (total assets less liabilities)2011-12-31$576,898
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$754,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$5,076
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$493,096
Value of interest in pooled separate accounts at beginning of year2011-12-31$541,569
Interest on participant loans2011-12-31$195
Interest earned on other investments2011-12-31$1,913
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$78,115
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$76,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-95,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$25,240
Employer contributions (assets) at end of year2011-12-31$8,840
Employer contributions (assets) at beginning of year2011-12-31$95,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$138,133
Contract administrator fees2011-12-31$3,471
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LARSONALLEN, LLP
Accountancy firm EIN2011-12-31410746749
2010 : HUMAN CAPITAL STRATEGIES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$651
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$259,347
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$128,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$128,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$191,938
Value of total assets at end of year2010-12-31$706,834
Value of total assets at beginning of year2010-12-31$575,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$342
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$128,924
Participant contributions at end of year2010-12-31$5,156
Participant contributions at beginning of year2010-12-31$6,326
Participant contributions at end of year2010-12-31$36,241
Participant contributions at beginning of year2010-12-31$1,285
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$651
Other income not declared elsewhere2010-12-31$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$131,036
Value of net assets at end of year (total assets less liabilities)2010-12-31$706,183
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$575,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$541,569
Value of interest in pooled separate accounts at beginning of year2010-12-31$474,488
Income. Interest from loans (other than to participants)2010-12-31$342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$76,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$75,336
Net investment gain/loss from pooled separate accounts2010-12-31$67,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$63,014
Employer contributions (assets) at end of year2010-12-31$47,149
Employer contributions (assets) at beginning of year2010-12-31$17,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$128,311
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2010-12-31410746749

Form 5500 Responses for HUMAN CAPITAL STRATEGIES 401(K) PLAN

2015: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HUMAN CAPITAL STRATEGIES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

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