J. DAVID HORSPOOL & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN
401k plan membership statisitcs for J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN
| Measure | Date | Value |
|---|
| 2019: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2019-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-10-01 | 0 |
| Total of all active and inactive participants | 2019-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-10-01 | 0 |
| Total participants | 2019-10-01 | 1 |
| Number of participants with account balances | 2019-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-10-01 | 0 |
| 2018: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2018-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 0 |
| Total of all active and inactive participants | 2018-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 0 |
| Total participants | 2018-10-01 | 1 |
| Number of participants with account balances | 2018-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
| 2017: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2017-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-10-01 | 0 |
| Total of all active and inactive participants | 2017-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-10-01 | 0 |
| Total participants | 2017-10-01 | 1 |
| Number of participants with account balances | 2017-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-10-01 | 0 |
| 2016: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 0 |
| Total of all active and inactive participants | 2016-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 0 |
| Total participants | 2016-10-01 | 1 |
| Number of participants with account balances | 2016-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-10-01 | 0 |
| 2015: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 0 |
| Total of all active and inactive participants | 2015-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
| Total participants | 2015-10-01 | 1 |
| Number of participants with account balances | 2015-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-10-01 | 0 |
| 2014: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2014-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 0 |
| Total of all active and inactive participants | 2014-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 0 |
| Total participants | 2014-10-01 | 1 |
| Number of participants with account balances | 2014-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-10-01 | 0 |
| 2013: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2013-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-10-01 | 0 |
| Total of all active and inactive participants | 2013-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-10-01 | 0 |
| Total participants | 2013-10-01 | 1 |
| Number of participants with account balances | 2013-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-10-01 | 0 |
| 2012: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-10-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2012-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 0 |
| Total of all active and inactive participants | 2012-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-10-01 | 0 |
| Total participants | 2012-10-01 | 1 |
| Number of participants with account balances | 2012-10-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-10-01 | 1 |
| 2011: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-10-01 | 0 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 1 |
| Number of retired or separated participants receiving benefits | 2011-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 0 |
| Total of all active and inactive participants | 2011-10-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-10-01 | 0 |
| Total participants | 2011-10-01 | 1 |
| Number of participants with account balances | 2011-10-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-10-01 | 0 |
| Measure | Date | Value |
|---|
| 2020 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2020 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2020-09-30 | $0 |
| Total income from all sources | 2020-09-30 | $-12,339 |
| Expenses. Total of all expenses incurred | 2020-09-30 | $109,300 |
| Benefits paid (including direct rollovers) | 2020-09-30 | $109,300 |
| Total plan assets at end of year | 2020-09-30 | $329,316 |
| Total plan assets at beginning of year | 2020-09-30 | $450,955 |
| Value of fidelity bond covering the plan | 2020-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2020-09-30 | $219,300 |
| Other income received | 2020-09-30 | $-12,339 |
| Net income (gross income less expenses) | 2020-09-30 | $-121,639 |
| Net plan assets at end of year (total assets less liabilities) | 2020-09-30 | $329,316 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-09-30 | $450,955 |
| Assets. Value of participant loans | 2020-09-30 | $47,515 |
| Assets. Value of real-estate (other than employer real property) | 2020-09-30 | $8,500 |
| 2019 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-09-30 | $-15,742 |
| Expenses. Total of all expenses incurred | 2019-09-30 | $43,800 |
| Benefits paid (including direct rollovers) | 2019-09-30 | $43,800 |
| Total plan assets at end of year | 2019-09-30 | $450,955 |
| Total plan assets at beginning of year | 2019-09-30 | $510,497 |
| Value of fidelity bond covering the plan | 2019-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2019-09-30 | $394,300 |
| Contributions received from other sources (not participants or employers) | 2019-09-30 | $16,216 |
| Other income received | 2019-09-30 | $-31,958 |
| Net income (gross income less expenses) | 2019-09-30 | $-59,542 |
| Net plan assets at end of year (total assets less liabilities) | 2019-09-30 | $450,955 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-09-30 | $510,497 |
| Assets. Value of participant loans | 2019-09-30 | $47,515 |
| Assets. Value of real-estate (other than employer real property) | 2019-09-30 | $8,500 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| 2018 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2018 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| 2017 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-09-30 | $0 |
| Total plan liabilities at beginning of year | 2017-09-30 | $0 |
| Total income from all sources | 2017-09-30 | $16,206 |
| Expenses. Total of all expenses incurred | 2017-09-30 | $0 |
| Total plan assets at end of year | 2017-09-30 | $543,348 |
| Total plan assets at beginning of year | 2017-09-30 | $527,142 |
| Value of fidelity bond covering the plan | 2017-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2017-09-30 | $470,300 |
| Other income received | 2017-09-30 | $16,206 |
| Net income (gross income less expenses) | 2017-09-30 | $16,206 |
| Net plan assets at end of year (total assets less liabilities) | 2017-09-30 | $543,348 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-09-30 | $527,142 |
| Assets. Value of participant loans | 2017-09-30 | $47,515 |
| Assets. Value of real-estate (other than employer real property) | 2017-09-30 | $8,500 |
| 2016 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-09-30 | $0 |
| Total plan liabilities at beginning of year | 2016-09-30 | $0 |
| Total income from all sources | 2016-09-30 | $18,240 |
| Expenses. Total of all expenses incurred | 2016-09-30 | $5,522 |
| Benefits paid (including direct rollovers) | 2016-09-30 | $5,000 |
| Total plan assets at end of year | 2016-09-30 | $527,142 |
| Total plan assets at beginning of year | 2016-09-30 | $514,424 |
| Value of fidelity bond covering the plan | 2016-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2016-09-30 | $424,600 |
| Other income received | 2016-09-30 | $18,240 |
| Net income (gross income less expenses) | 2016-09-30 | $12,718 |
| Net plan assets at end of year (total assets less liabilities) | 2016-09-30 | $527,142 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-09-30 | $514,424 |
| Assets. Value of participant loans | 2016-09-30 | $47,515 |
| Assets. Value of real-estate (other than employer real property) | 2016-09-30 | $8,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-09-30 | $522 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| 2015 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2015 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2015-09-30 | $0 |
| Total income from all sources | 2015-09-30 | $13,202 |
| Expenses. Total of all expenses incurred | 2015-09-30 | $526 |
| Total plan assets at end of year | 2015-09-30 | $514,424 |
| Total plan assets at beginning of year | 2015-09-30 | $501,748 |
| Value of fidelity bond covering the plan | 2015-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2015-09-30 | $409,600 |
| Other income received | 2015-09-30 | $13,202 |
| Net income (gross income less expenses) | 2015-09-30 | $12,676 |
| Net plan assets at end of year (total assets less liabilities) | 2015-09-30 | $514,424 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-09-30 | $501,748 |
| Assets. Value of participant loans | 2015-09-30 | $49,015 |
| Assets. Value of real-estate (other than employer real property) | 2015-09-30 | $8,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-09-30 | $526 |
| 2014 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-09-30 | $0 |
| Total plan liabilities at beginning of year | 2014-09-30 | $0 |
| Total income from all sources | 2014-09-30 | $31,916 |
| Expenses. Total of all expenses incurred | 2014-09-30 | $1,202 |
| Total plan assets at end of year | 2014-09-30 | $501,748 |
| Total plan assets at beginning of year | 2014-09-30 | $471,034 |
| Value of fidelity bond covering the plan | 2014-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2014-09-30 | $362,600 |
| Other income received | 2014-09-30 | $31,916 |
| Net income (gross income less expenses) | 2014-09-30 | $30,714 |
| Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $501,748 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $471,034 |
| Assets. Value of participant loans | 2014-09-30 | $49,015 |
| Assets. Value of real-estate (other than employer real property) | 2014-09-30 | $8,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-09-30 | $1,202 |
| 2013 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-09-30 | $0 |
| Total plan liabilities at beginning of year | 2013-09-30 | $0 |
| Total income from all sources | 2013-09-30 | $40,622 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $3,256 |
| Total plan assets at end of year | 2013-09-30 | $471,034 |
| Total plan assets at beginning of year | 2013-09-30 | $433,668 |
| Value of fidelity bond covering the plan | 2013-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2013-09-30 | $191,100 |
| Other income received | 2013-09-30 | $40,622 |
| Net income (gross income less expenses) | 2013-09-30 | $37,366 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $471,034 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $433,668 |
| Assets. Value of participant loans | 2013-09-30 | $45,015 |
| Assets. Value of real-estate (other than employer real property) | 2013-09-30 | $38,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-09-30 | $3,256 |
| 2012 : J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2012 401k financial data |
|---|
| Transfers to/from the plan | 2012-09-30 | $417,671 |
| Total plan liabilities at end of year | 2012-09-30 | $0 |
| Total plan liabilities at beginning of year | 2012-09-30 | $0 |
| Total income from all sources | 2012-09-30 | $19,314 |
| Expenses. Total of all expenses incurred | 2012-09-30 | $3,317 |
| Total plan assets at end of year | 2012-09-30 | $433,668 |
| Total plan assets at beginning of year | 2012-09-30 | $0 |
| Value of fidelity bond covering the plan | 2012-09-30 | $75,000 |
| Assets. Value of loans (other than to participants) | 2012-09-30 | $191,100 |
| Other income received | 2012-09-30 | $19,314 |
| Net income (gross income less expenses) | 2012-09-30 | $15,997 |
| Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $433,668 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $0 |
| Assets. Value of participant loans | 2012-09-30 | $45,015 |
| Assets. Value of real-estate (other than employer real property) | 2012-09-30 | $30,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-09-30 | $3,317 |
| 2019: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2019 form 5500 responses |
|---|
| 2019-10-01 | Type of plan entity | Single employer plan |
| 2019-10-01 | Submission has been amended | No |
| 2019-10-01 | This submission is the final filing | No |
| 2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-10-01 | Plan is a collectively bargained plan | No |
| 2019-10-01 | Plan funding arrangement – Trust | Yes |
| 2019-10-01 | Plan benefit arrangement - Trust | Yes |
| 2018: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2018 form 5500 responses |
|---|
| 2018-10-01 | Type of plan entity | Single employer plan |
| 2018-10-01 | Submission has been amended | No |
| 2018-10-01 | This submission is the final filing | No |
| 2018-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-10-01 | Plan is a collectively bargained plan | No |
| 2018-10-01 | Plan funding arrangement – Trust | Yes |
| 2018-10-01 | Plan benefit arrangement - Trust | Yes |
| 2017: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2017 form 5500 responses |
|---|
| 2017-10-01 | Type of plan entity | Single employer plan |
| 2017-10-01 | Submission has been amended | No |
| 2017-10-01 | This submission is the final filing | No |
| 2017-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-10-01 | Plan is a collectively bargained plan | No |
| 2017-10-01 | Plan funding arrangement – Trust | Yes |
| 2017-10-01 | Plan benefit arrangement - Trust | Yes |
| 2016: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2016 form 5500 responses |
|---|
| 2016-10-01 | Type of plan entity | Single employer plan |
| 2016-10-01 | Submission has been amended | No |
| 2016-10-01 | This submission is the final filing | No |
| 2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-10-01 | Plan is a collectively bargained plan | No |
| 2016-10-01 | Plan funding arrangement – Trust | Yes |
| 2016-10-01 | Plan benefit arrangement - Trust | Yes |
| 2015: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2015 form 5500 responses |
|---|
| 2015-10-01 | Type of plan entity | Single employer plan |
| 2015-10-01 | Submission has been amended | No |
| 2015-10-01 | This submission is the final filing | No |
| 2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-10-01 | Plan is a collectively bargained plan | No |
| 2015-10-01 | Plan funding arrangement – Trust | Yes |
| 2015-10-01 | Plan benefit arrangement - Trust | Yes |
| 2014: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2014 form 5500 responses |
|---|
| 2014-10-01 | Type of plan entity | Single employer plan |
| 2014-10-01 | Submission has been amended | No |
| 2014-10-01 | This submission is the final filing | No |
| 2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-10-01 | Plan is a collectively bargained plan | No |
| 2014-10-01 | Plan funding arrangement – Trust | Yes |
| 2014-10-01 | Plan benefit arrangement - Trust | Yes |
| 2013: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2013 form 5500 responses |
|---|
| 2013-10-01 | Type of plan entity | Single employer plan |
| 2013-10-01 | Submission has been amended | No |
| 2013-10-01 | This submission is the final filing | No |
| 2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-10-01 | Plan is a collectively bargained plan | No |
| 2013-10-01 | Plan funding arrangement – Trust | Yes |
| 2013-10-01 | Plan benefit arrangement - Trust | Yes |
| 2012: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2012 form 5500 responses |
|---|
| 2012-10-01 | Type of plan entity | Single employer plan |
| 2012-10-01 | Submission has been amended | No |
| 2012-10-01 | This submission is the final filing | No |
| 2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-10-01 | Plan is a collectively bargained plan | No |
| 2012-10-01 | Plan funding arrangement – Trust | Yes |
| 2012-10-01 | Plan benefit arrangement - Trust | Yes |
| 2011: J. DAVID HORSPOOL & ASSOCIATES, INC. 401K PLAN 2011 form 5500 responses |
|---|
| 2011-10-01 | Type of plan entity | Single employer plan |
| 2011-10-01 | First time form 5500 has been submitted | Yes |
| 2011-10-01 | Submission has been amended | No |
| 2011-10-01 | This submission is the final filing | No |
| 2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-10-01 | Plan is a collectively bargained plan | No |
| 2011-10-01 | Plan funding arrangement – Trust | Yes |
| 2011-10-01 | Plan benefit arrangement - Trust | Yes |
