JOSEPH FEIN CATERER, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE JOSEPH FEIN RETIREMENT PLAN AND TRUST
Measure | Date | Value |
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2016 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2016 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $11,698 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $16,287 |
Total income from all sources (including contributions) | 2016-05-31 | $12,977 |
Total of all expenses incurred | 2016-05-31 | $359,441 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $347,118 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $10,420 |
Value of total assets at end of year | 2016-05-31 | $61,533 |
Value of total assets at beginning of year | 2016-05-31 | $412,586 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $12,323 |
Total interest from all sources | 2016-05-31 | $942 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-05-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-05-31 | $0 |
Administrative expenses professional fees incurred | 2016-05-31 | $11,445 |
Was this plan covered by a fidelity bond | 2016-05-31 | Yes |
Value of fidelity bond cover | 2016-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2016-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-05-31 | No |
Contributions received from participants | 2016-05-31 | $10,420 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-05-31 | $13,135 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $73 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-05-31 | $16,034 |
Other income not declared elsewhere | 2016-05-31 | $-25 |
Liabilities. Value of operating payables at end of year | 2016-05-31 | $11,445 |
Total non interest bearing cash at end of year | 2016-05-31 | $61,533 |
Total non interest bearing cash at beginning of year | 2016-05-31 | $30,491 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
Value of net income/loss | 2016-05-31 | $-346,464 |
Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $49,835 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $396,299 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-05-31 | No |
Investment advisory and management fees | 2016-05-31 | $878 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $357,759 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-05-31 | $11,128 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-05-31 | $11,128 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-05-31 | $942 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $1,640 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-05-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-05-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-05-31 | $347,118 |
Liabilities. Value of benefit claims payable at end of year | 2016-05-31 | $253 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-05-31 | $253 |
Did the plan have assets held for investment | 2016-05-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-05-31 | Unqualified |
Accountancy firm name | 2016-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2016-05-31 | 208410792 |
2015 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2015 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $16,287 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $5,659 |
Total income from all sources (including contributions) | 2015-05-31 | $135,391 |
Total of all expenses incurred | 2015-05-31 | $1,133,528 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $1,097,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $19,052 |
Value of total assets at end of year | 2015-05-31 | $412,586 |
Value of total assets at beginning of year | 2015-05-31 | $1,400,095 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $35,687 |
Total interest from all sources | 2015-05-31 | $19,336 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-05-31 | No |
Administrative expenses professional fees incurred | 2015-05-31 | $23,034 |
Was this plan covered by a fidelity bond | 2015-05-31 | Yes |
Value of fidelity bond cover | 2015-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2015-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-05-31 | No |
Contributions received from participants | 2015-05-31 | $19,052 |
Assets. Other investments not covered elsewhere at end of year | 2015-05-31 | $13,135 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-05-31 | $13,190 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-05-31 | $73 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-05-31 | $74 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-05-31 | $16,034 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-05-31 | $5,406 |
Other income not declared elsewhere | 2015-05-31 | $-55 |
Total non interest bearing cash at end of year | 2015-05-31 | $30,491 |
Total non interest bearing cash at beginning of year | 2015-05-31 | $14,861 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
Value of net income/loss | 2015-05-31 | $-998,137 |
Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $396,299 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $1,394,436 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-05-31 | No |
Investment advisory and management fees | 2015-05-31 | $12,653 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $357,759 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $1,304,890 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-05-31 | $11,128 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-05-31 | $67,080 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-05-31 | $67,080 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-05-31 | $19,336 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $97,058 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-05-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-05-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-05-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-05-31 | $1,097,841 |
Liabilities. Value of benefit claims payable at end of year | 2015-05-31 | $253 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-05-31 | $253 |
Did the plan have assets held for investment | 2015-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-05-31 | Unqualified |
Accountancy firm name | 2015-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2015-05-31 | 208410792 |
2014 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2014 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $5,659 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $4,043 |
Total income from all sources (including contributions) | 2014-05-31 | $192,227 |
Total of all expenses incurred | 2014-05-31 | $279,691 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $260,000 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $16,795 |
Value of total assets at end of year | 2014-05-31 | $1,400,095 |
Value of total assets at beginning of year | 2014-05-31 | $1,485,943 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $19,691 |
Total interest from all sources | 2014-05-31 | $28,545 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-05-31 | No |
Administrative expenses professional fees incurred | 2014-05-31 | $9,270 |
Was this plan covered by a fidelity bond | 2014-05-31 | Yes |
Value of fidelity bond cover | 2014-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2014-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-05-31 | No |
Contributions received from participants | 2014-05-31 | $16,795 |
Participant contributions at beginning of year | 2014-05-31 | $735 |
Assets. Other investments not covered elsewhere at end of year | 2014-05-31 | $13,190 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-05-31 | $13,189 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $74 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-05-31 | $74 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-05-31 | $5,406 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-05-31 | $3,790 |
Total non interest bearing cash at end of year | 2014-05-31 | $14,861 |
Total non interest bearing cash at beginning of year | 2014-05-31 | $89,986 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | No |
Value of net income/loss | 2014-05-31 | $-87,464 |
Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $1,394,436 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $1,481,900 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-05-31 | No |
Investment advisory and management fees | 2014-05-31 | $10,421 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $1,304,890 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $1,373,976 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-05-31 | $67,080 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-05-31 | $7,983 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-05-31 | $7,983 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-05-31 | $28,545 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $146,887 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-05-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-05-31 | No |
Employer contributions (assets) at beginning of year | 2014-05-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-05-31 | $260,000 |
Liabilities. Value of benefit claims payable at end of year | 2014-05-31 | $253 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-05-31 | $253 |
Did the plan have assets held for investment | 2014-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-05-31 | Unqualified |
Accountancy firm name | 2014-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2014-05-31 | 208410792 |
2013 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2013 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $4,043 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $434 |
Total income from all sources (including contributions) | 2013-05-31 | $217,804 |
Total of all expenses incurred | 2013-05-31 | $31,642 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $6,970 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $16,461 |
Value of total assets at end of year | 2013-05-31 | $1,485,943 |
Value of total assets at beginning of year | 2013-05-31 | $1,296,172 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $24,672 |
Total interest from all sources | 2013-05-31 | $20,946 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-05-31 | No |
Administrative expenses professional fees incurred | 2013-05-31 | $15,072 |
Was this plan covered by a fidelity bond | 2013-05-31 | Yes |
Value of fidelity bond cover | 2013-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2013-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-05-31 | No |
Contributions received from participants | 2013-05-31 | $16,461 |
Participant contributions at end of year | 2013-05-31 | $735 |
Participant contributions at beginning of year | 2013-05-31 | $1,152 |
Assets. Other investments not covered elsewhere at end of year | 2013-05-31 | $13,189 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-05-31 | $13,140 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-05-31 | $74 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-05-31 | $1,819 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-05-31 | $3,790 |
Total non interest bearing cash at end of year | 2013-05-31 | $89,986 |
Total non interest bearing cash at beginning of year | 2013-05-31 | $85,997 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
Value of net income/loss | 2013-05-31 | $186,162 |
Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $1,481,900 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $1,295,738 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-05-31 | No |
Investment advisory and management fees | 2013-05-31 | $9,600 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $1,373,976 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $1,179,887 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-05-31 | $7,983 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-05-31 | $10,051 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-05-31 | $10,051 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-05-31 | $20,946 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $180,397 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-05-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-05-31 | No |
Employer contributions (assets) at end of year | 2013-05-31 | $0 |
Employer contributions (assets) at beginning of year | 2013-05-31 | $4,126 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-05-31 | $6,970 |
Liabilities. Value of benefit claims payable at end of year | 2013-05-31 | $253 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-05-31 | $434 |
Did the plan have assets held for investment | 2013-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-05-31 | Unqualified |
Accountancy firm name | 2013-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2013-05-31 | 208410792 |
2012 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2012 401k financial data |
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Total transfer of assets to this plan | 2012-05-31 | $0 |
Total transfer of assets from this plan | 2012-05-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $434 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $330 |
Expenses. Interest paid | 2012-05-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-05-31 | $0 |
Total income from all sources (including contributions) | 2012-05-31 | $117,767 |
Total of all expenses incurred | 2012-05-31 | $1,014,458 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-31 | $988,798 |
Expenses. Certain deemed distributions of participant loans | 2012-05-31 | $0 |
Value of total corrective distributions | 2012-05-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-31 | $57,807 |
Value of total assets at end of year | 2012-05-31 | $1,296,172 |
Value of total assets at beginning of year | 2012-05-31 | $2,192,759 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-31 | $25,660 |
Total interest from all sources | 2012-05-31 | $31,701 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-05-31 | No |
Administrative expenses professional fees incurred | 2012-05-31 | $12,040 |
Was this plan covered by a fidelity bond | 2012-05-31 | Yes |
Value of fidelity bond cover | 2012-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2012-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-05-31 | No |
Contributions received from participants | 2012-05-31 | $31,827 |
Participant contributions at end of year | 2012-05-31 | $1,152 |
Assets. Other investments not covered elsewhere at end of year | 2012-05-31 | $13,140 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-05-31 | $20,198 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-05-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-05-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-05-31 | $1,819 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-31 | $86 |
Other income not declared elsewhere | 2012-05-31 | $43,118 |
Administrative expenses (other) incurred | 2012-05-31 | $0 |
Total non interest bearing cash at end of year | 2012-05-31 | $85,997 |
Total non interest bearing cash at beginning of year | 2012-05-31 | $28,912 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | No |
Income. Non cash contributions | 2012-05-31 | $0 |
Value of net income/loss | 2012-05-31 | $-896,691 |
Value of net assets at end of year (total assets less liabilities) | 2012-05-31 | $1,295,738 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-05-31 | $2,192,429 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-05-31 | No |
Investment advisory and management fees | 2012-05-31 | $13,620 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-31 | $1,179,887 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-31 | $2,104,606 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-05-31 | $10,051 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-05-31 | $12,273 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-05-31 | $12,273 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-05-31 | $31,701 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-05-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-31 | $-14,859 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-05-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-05-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-05-31 | No |
Contributions received in cash from employer | 2012-05-31 | $25,980 |
Employer contributions (assets) at end of year | 2012-05-31 | $4,126 |
Employer contributions (assets) at beginning of year | 2012-05-31 | $26,684 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-05-31 | $988,798 |
Contract administrator fees | 2012-05-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2012-05-31 | $434 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-05-31 | $330 |
Did the plan have assets held for investment | 2012-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-05-31 | Unqualified |
Accountancy firm name | 2012-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2012-05-31 | 208410792 |
2011 : THE JOSEPH FEIN RETIREMENT PLAN AND TRUST 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-05-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $330 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-05-31 | $222 |
Total income from all sources (including contributions) | 2011-05-31 | $424,226 |
Total loss/gain on sale of assets | 2011-05-31 | $0 |
Total of all expenses incurred | 2011-05-31 | $149,715 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-05-31 | $124,188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-05-31 | $61,132 |
Value of total assets at end of year | 2011-05-31 | $2,192,759 |
Value of total assets at beginning of year | 2011-05-31 | $1,918,140 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-05-31 | $25,527 |
Total interest from all sources | 2011-05-31 | $36,844 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-05-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-05-31 | No |
Administrative expenses professional fees incurred | 2011-05-31 | $10,806 |
Was this plan covered by a fidelity bond | 2011-05-31 | Yes |
Value of fidelity bond cover | 2011-05-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2011-05-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-05-31 | No |
Contributions received from participants | 2011-05-31 | $34,448 |
Assets. Other investments not covered elsewhere at end of year | 2011-05-31 | $20,198 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-05-31 | $20,577 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-05-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-05-31 | $86 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-05-31 | $86 |
Other income not declared elsewhere | 2011-05-31 | $0 |
Total non interest bearing cash at end of year | 2011-05-31 | $28,912 |
Total non interest bearing cash at beginning of year | 2011-05-31 | $23,596 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | No |
Income. Non cash contributions | 2011-05-31 | $0 |
Value of net income/loss | 2011-05-31 | $274,511 |
Value of net assets at end of year (total assets less liabilities) | 2011-05-31 | $2,192,429 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-05-31 | $1,917,918 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-05-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-05-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-05-31 | No |
Investment advisory and management fees | 2011-05-31 | $14,721 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-05-31 | $2,104,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-05-31 | $1,862,138 |
Interest earned on other investments | 2011-05-31 | $-379 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-05-31 | $12,273 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-05-31 | $11,743 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-05-31 | $11,743 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-05-31 | $37,223 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-05-31 | $326,250 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-05-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-05-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-05-31 | No |
Contributions received in cash from employer | 2011-05-31 | $26,684 |
Employer contributions (assets) at end of year | 2011-05-31 | $26,684 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-05-31 | $124,188 |
Liabilities. Value of benefit claims payable at end of year | 2011-05-31 | $330 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-05-31 | $222 |
Did the plan have assets held for investment | 2011-05-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-05-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-05-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-05-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-05-31 | Unqualified |
Accountancy firm name | 2011-05-31 | STEPHEN C. HIMEL, CPA LLC |
Accountancy firm EIN | 2011-05-31 | 208410792 |