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DAVID C. RAPHAEL, DDS 401(K) PLAN 401k Plan overview

Plan NameDAVID C. RAPHAEL, DDS 401(K) PLAN
Plan identification number 001

DAVID C. RAPHAEL, DDS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVID C. RAPHAEL, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:DAVID C. RAPHAEL, D.D.S.
Employer identification number (EIN):720632326
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID C. RAPHAEL, DDS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATHY HELMER
0012016-01-01RITA B. RAPHAEL
0012015-01-01RITA B. RAPHAEL
0012014-01-01RITA B. RAPHAEL
0012013-01-01RITA B. RAPHAEL
0012012-01-01RITA B. RAPHAEL2013-07-09
0012011-01-01RITA B RAPHAEL2012-07-31
0012010-01-01RITA RAPHAEL2011-07-21

Plan Statistics for DAVID C. RAPHAEL, DDS 401(K) PLAN

401k plan membership statisitcs for DAVID C. RAPHAEL, DDS 401(K) PLAN

Measure Date Value
2022: DAVID C. RAPHAEL, DDS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DAVID C. RAPHAEL, DDS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-019
Total of all active and inactive participants2021-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0110
Number of participants with account balances2021-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DAVID C. RAPHAEL, DDS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0111
Total number of active participants reported on line 7a of the Form 55002020-01-018
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0110
Number of participants with account balances2020-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DAVID C. RAPHAEL, DDS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0112
Total number of active participants reported on line 7a of the Form 55002019-01-018
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-012
Total of all active and inactive participants2019-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0111
Number of participants with account balances2019-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DAVID C. RAPHAEL, DDS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111
Total number of active participants reported on line 7a of the Form 55002018-01-018
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0111
Number of participants with account balances2018-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DAVID C. RAPHAEL, DDS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0111
Number of participants with account balances2017-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DAVID C. RAPHAEL, DDS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-017
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DAVID C. RAPHAEL, DDS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110
Total number of active participants reported on line 7a of the Form 55002015-01-018
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-019
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DAVID C. RAPHAEL, DDS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-018
Number of participants with account balances2014-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DAVID C. RAPHAEL, DDS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-017
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on DAVID C. RAPHAEL, DDS 401(K) PLAN

Measure Date Value
2022 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2022 401k financial data
Total income from all sources2022-03-20$-20,401
Expenses. Total of all expenses incurred2022-03-20$345,373
Benefits paid (including direct rollovers)2022-03-20$344,033
Total plan assets at end of year2022-03-20$0
Total plan assets at beginning of year2022-03-20$365,774
Value of fidelity bond covering the plan2022-03-20$60,000
Total contributions received or receivable from participants2022-03-20$0
Other income received2022-03-20$-20,401
Net income (gross income less expenses)2022-03-20$-365,774
Net plan assets at end of year (total assets less liabilities)2022-03-20$0
Net plan assets at beginning of year (total assets less liabilities)2022-03-20$365,774
Total contributions received or receivable from employer(s)2022-03-20$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-03-20$1,340
2021 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$69,889
Expenses. Total of all expenses incurred2021-12-31$1,793
Benefits paid (including direct rollovers)2021-12-31$892
Total plan assets at end of year2021-12-31$365,774
Total plan assets at beginning of year2021-12-31$297,678
Value of fidelity bond covering the plan2021-12-31$60,000
Total contributions received or receivable from participants2021-12-31$7,692
Other income received2021-12-31$56,868
Net income (gross income less expenses)2021-12-31$68,096
Net plan assets at end of year (total assets less liabilities)2021-12-31$365,774
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$297,678
Total contributions received or receivable from employer(s)2021-12-31$5,329
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$901
2020 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$63,282
Expenses. Total of all expenses incurred2020-12-31$734
Total plan assets at end of year2020-12-31$297,678
Total plan assets at beginning of year2020-12-31$235,130
Value of fidelity bond covering the plan2020-12-31$60,000
Total contributions received or receivable from participants2020-12-31$8,413
Other income received2020-12-31$49,255
Net income (gross income less expenses)2020-12-31$62,548
Net plan assets at end of year (total assets less liabilities)2020-12-31$297,678
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$235,130
Total contributions received or receivable from employer(s)2020-12-31$5,614
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$734
2019 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$63,485
Expenses. Total of all expenses incurred2019-12-31$2,610
Benefits paid (including direct rollovers)2019-12-31$1,770
Total plan assets at end of year2019-12-31$235,130
Total plan assets at beginning of year2019-12-31$174,255
Value of fidelity bond covering the plan2019-12-31$60,000
Total contributions received or receivable from participants2019-12-31$11,515
Other income received2019-12-31$43,959
Net income (gross income less expenses)2019-12-31$60,875
Net plan assets at end of year (total assets less liabilities)2019-12-31$235,130
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$174,255
Total contributions received or receivable from employer(s)2019-12-31$8,011
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$840
2018 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$13,211
Expenses. Total of all expenses incurred2018-12-31$1,276
Benefits paid (including direct rollovers)2018-12-31$551
Total plan assets at end of year2018-12-31$174,255
Total plan assets at beginning of year2018-12-31$162,320
Value of fidelity bond covering the plan2018-12-31$60,000
Total contributions received or receivable from participants2018-12-31$11,741
Other income received2018-12-31$-7,833
Net income (gross income less expenses)2018-12-31$11,935
Net plan assets at end of year (total assets less liabilities)2018-12-31$174,255
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$162,320
Total contributions received or receivable from employer(s)2018-12-31$9,303
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$725
2017 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$42,425
Expenses. Total of all expenses incurred2017-12-31$988
Benefits paid (including direct rollovers)2017-12-31$397
Total plan assets at end of year2017-12-31$162,320
Total plan assets at beginning of year2017-12-31$120,883
Value of fidelity bond covering the plan2017-12-31$60,000
Total contributions received or receivable from participants2017-12-31$11,782
Noncash contributions received2017-12-31$20,962
Net income (gross income less expenses)2017-12-31$41,437
Net plan assets at end of year (total assets less liabilities)2017-12-31$162,320
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$120,883
Total contributions received or receivable from employer(s)2017-12-31$9,681
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$591
2016 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$26,685
Expenses. Total of all expenses incurred2016-12-31$772
Benefits paid (including direct rollovers)2016-12-31$294
Total plan assets at end of year2016-12-31$120,883
Total plan assets at beginning of year2016-12-31$94,970
Value of fidelity bond covering the plan2016-12-31$60,000
Total contributions received or receivable from participants2016-12-31$10,363
Other income received2016-12-31$6,954
Net income (gross income less expenses)2016-12-31$25,913
Net plan assets at end of year (total assets less liabilities)2016-12-31$120,883
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$94,970
Total contributions received or receivable from employer(s)2016-12-31$9,368
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$478
2015 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$17,052
Expenses. Total of all expenses incurred2015-12-31$591
Benefits paid (including direct rollovers)2015-12-31$182
Total plan assets at end of year2015-12-31$94,970
Total plan assets at beginning of year2015-12-31$78,509
Value of fidelity bond covering the plan2015-12-31$60,000
Total contributions received or receivable from participants2015-12-31$7,133
Noncash contributions received2015-12-31$73
Net income (gross income less expenses)2015-12-31$16,461
Net plan assets at end of year (total assets less liabilities)2015-12-31$94,970
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$78,509
Total contributions received or receivable from employer(s)2015-12-31$9,846
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$409
2014 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$21,355
Expenses. Total of all expenses incurred2014-12-31$28,460
Benefits paid (including direct rollovers)2014-12-31$27,947
Total plan assets at end of year2014-12-31$78,509
Total plan assets at beginning of year2014-12-31$85,614
Value of fidelity bond covering the plan2014-12-31$60,000
Total contributions received or receivable from participants2014-12-31$7,255
Other income received2014-12-31$3,929
Net income (gross income less expenses)2014-12-31$-7,105
Net plan assets at end of year (total assets less liabilities)2014-12-31$78,509
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$85,614
Total contributions received or receivable from employer(s)2014-12-31$10,171
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$513
2013 : DAVID C. RAPHAEL, DDS 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$26,670
Expenses. Total of all expenses incurred2013-12-31$20,929
Benefits paid (including direct rollovers)2013-12-31$20,576
Total plan assets at end of year2013-12-31$85,614
Total plan assets at beginning of year2013-12-31$79,873
Total contributions received or receivable from participants2013-12-31$7,338
Other income received2013-12-31$12,841
Net income (gross income less expenses)2013-12-31$5,741
Net plan assets at end of year (total assets less liabilities)2013-12-31$85,614
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$79,873
Total contributions received or receivable from employer(s)2013-12-31$6,491
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$353

Form 5500 Responses for DAVID C. RAPHAEL, DDS 401(K) PLAN

2022: DAVID C. RAPHAEL, DDS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DAVID C. RAPHAEL, DDS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DAVID C. RAPHAEL, DDS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DAVID C. RAPHAEL, DDS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DAVID C. RAPHAEL, DDS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DAVID C. RAPHAEL, DDS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DAVID C. RAPHAEL, DDS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DAVID C. RAPHAEL, DDS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DAVID C. RAPHAEL, DDS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DAVID C. RAPHAEL, DDS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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