401k Plan data: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN plan

PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 401k Plan overview

Plan Name	PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN
Plan identification number	001

PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PATE & SPIVEY, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name: PATE & SPIVEY, L.L.P.

Employer identification number (EIN): 721041344

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 GORDON R. PATE 2021-06-18
001 2019-01-01 GORDON R. PATE 2020-08-18
001 2018-01-01 GORDON R. PATE 2019-07-12
001 2017-01-01 GORDON R. PATE 2018-07-05
001 2016-01-01 GORDON R. PATE 2017-08-18
001 2015-01-01 GORDON R. PATE
001 2014-01-01 GORDON R. PATE
001 2013-01-01 GORDON R. PATE
001 2012-01-01 GORDON R. PATE
001 2011-01-01 GORDON R PATE
001 2010-01-01 GORDON R PATE
001 2009-01-01 GORDON R PATE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	GORDON R. PATE	2021-06-18
001	2019-01-01	GORDON R. PATE	2020-08-18
001	2018-01-01	GORDON R. PATE	2019-07-12
001	2017-01-01	GORDON R. PATE	2018-07-05
001	2016-01-01	GORDON R. PATE	2017-08-18
001	2015-01-01	GORDON R. PATE
001	2014-01-01	GORDON R. PATE
001	2013-01-01	GORDON R. PATE
001	2012-01-01	GORDON R. PATE
001	2011-01-01	GORDON R PATE
001	2010-01-01	GORDON R PATE
001	2009-01-01	GORDON R PATE

Plan Statistics for PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN

401k plan membership statisitcs for PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN

Measure Date Value
2015: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Total of all active and inactive participants 2015-01-01 4
Total participants 2015-01-01 4
Number of participants with account balances 2015-01-01 4
2014: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4
Total of all active and inactive participants 2014-01-01 4
Total participants 2014-01-01 4
Number of participants with account balances 2014-01-01 4
2013: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Total of all active and inactive participants 2013-01-01 5
Total participants 2013-01-01 5
2012: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Total of all active and inactive participants 2012-01-01 5
Total participants 2012-01-01 5
2011: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Total of all active and inactive participants 2011-01-01 5
Total participants 2011-01-01 5
Number of participants with account balances 2011-01-01 5
2010: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5
Total of all active and inactive participants 2010-01-01 5
Total participants 2010-01-01 5
Number of participants with account balances 2010-01-01 5
2009: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Total of all active and inactive participants 2009-01-01 5
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2015: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Total of all active and inactive participants	2015-01-01	4
Total participants	2015-01-01	4
Number of participants with account balances	2015-01-01	4
2014: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4
Total of all active and inactive participants	2014-01-01	4
Total participants	2014-01-01	4
Number of participants with account balances	2014-01-01	4
2013: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Total of all active and inactive participants	2013-01-01	5
Total participants	2013-01-01	5
2012: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Total of all active and inactive participants	2012-01-01	5
Total participants	2012-01-01	5
2011: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Total of all active and inactive participants	2011-01-01	5
Total participants	2011-01-01	5
Number of participants with account balances	2011-01-01	5
2010: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5
Total of all active and inactive participants	2010-01-01	5
Total participants	2010-01-01	5
Number of participants with account balances	2010-01-01	5
2009: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Total of all active and inactive participants	2009-01-01	5
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN

Measure	Date	Value
2015 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$16,545
Expenses. Total of all expenses incurred	2015-12-31	$96,000
Benefits paid (including direct rollovers)	2015-12-31	$96,000
Total plan assets at end of year	2015-12-31	$892,628
Total plan assets at beginning of year	2015-12-31	$972,083
Total contributions received or receivable from participants	2015-12-31	$3,975
Other income received	2015-12-31	$7,920
Net income (gross income less expenses)	2015-12-31	$-79,455
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$892,628
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$972,083
Total contributions received or receivable from employer(s)	2015-12-31	$4,650
2014 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$12,415
Expenses. Total of all expenses incurred	2014-12-31	$98,129
Benefits paid (including direct rollovers)	2014-12-31	$98,129
Total plan assets at end of year	2014-12-31	$972,083
Total plan assets at beginning of year	2014-12-31	$1,057,797
Total contributions received or receivable from participants	2014-12-31	$1,800
Other income received	2014-12-31	$8,215
Net income (gross income less expenses)	2014-12-31	$-85,714
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$972,083
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,057,797
Total contributions received or receivable from employer(s)	2014-12-31	$2,400
2013 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$14,327
Expenses. Total of all expenses incurred	2013-12-31	$96,000
Benefits paid (including direct rollovers)	2013-12-31	$96,000
Total plan assets at end of year	2013-12-31	$1,057,797
Total plan assets at beginning of year	2013-12-31	$1,139,470
Total contributions received or receivable from participants	2013-12-31	$2,040
Other income received	2013-12-31	$9,887
Net income (gross income less expenses)	2013-12-31	$-81,673
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,057,797
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,139,470
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$2,400
2012 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$19,422
Expenses. Total of all expenses incurred	2012-12-31	$96,000
Benefits paid (including direct rollovers)	2012-12-31	$96,000
Total plan assets at end of year	2012-12-31	$1,139,470
Total plan assets at beginning of year	2012-12-31	$1,216,048
Total contributions received or receivable from participants	2012-12-31	$1,830
Other income received	2012-12-31	$16,292
Net income (gross income less expenses)	2012-12-31	$-76,578
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,139,470
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,216,048
Assets. Value of participant loans	2012-12-31	$1,558
Total contributions received or receivable from employer(s)	2012-12-31	$1,300
2011 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$18,466
Expenses. Total of all expenses incurred	2011-12-31	$361,072
Benefits paid (including direct rollovers)	2011-12-31	$361,072
Total plan assets at end of year	2011-12-31	$1,216,048
Total plan assets at beginning of year	2011-12-31	$1,558,654
Total contributions received or receivable from participants	2011-12-31	$1,560
Other income received	2011-12-31	$16,306
Net income (gross income less expenses)	2011-12-31	$-342,606
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,216,048
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,558,654
Assets. Value of participant loans	2011-12-31	$4,169
Total contributions received or receivable from employer(s)	2011-12-31	$600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$361,072
2010 : PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$46,088
Expenses. Total of all expenses incurred	2010-12-31	$96,800
Benefits paid (including direct rollovers)	2010-12-31	$96,800
Total plan assets at end of year	2010-12-31	$1,558,654
Total plan assets at beginning of year	2010-12-31	$1,609,366
Total contributions received or receivable from participants	2010-12-31	$1,680
Other income received	2010-12-31	$44,408
Net income (gross income less expenses)	2010-12-31	$-50,712
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,558,654
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,609,366
Assets. Value of participant loans	2010-12-31	$6,500

Form 5500 Responses for PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN

2015: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PATE & SPIVEY, L.L.P. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PATE & SPIVEY, L.L.P.
Employer identification number (EIN):	721041344
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers