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STERLING AUTOMOTIVE GROUP 401K PLAN 401k Plan overview

Plan NameSTERLING AUTOMOTIVE GROUP 401K PLAN
Plan identification number 001

STERLING AUTOMOTIVE GROUP 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STERLING AUTOMOTIVE GROUP has sponsored the creation of one or more 401k plans.

Company Name:STERLING AUTOMOTIVE GROUP
Employer identification number (EIN):721291076
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about STERLING AUTOMOTIVE GROUP

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2010-05-14
Company Identification Number: P10000042274
Legal Registered Office Address: 10420 BOYNTON PLACE CIRCLE

BOYNTON BEACH

33437

More information about STERLING AUTOMOTIVE GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STERLING AUTOMOTIVE GROUP 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01THOMAS DUHON
0012016-01-01PAM PETERS
0012015-01-01AHILA MAHESWARAN
0012014-01-01SUSAN STUDINSKI
0012013-01-01JENNY HANS
0012012-01-01NICK SUTHEIMER
0012011-01-01RICHARD FURSETH2012-07-03
0012010-01-01MIKE BAHDE2011-06-29

Plan Statistics for STERLING AUTOMOTIVE GROUP 401K PLAN

401k plan membership statisitcs for STERLING AUTOMOTIVE GROUP 401K PLAN

Measure Date Value
2023: STERLING AUTOMOTIVE GROUP 401K PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01442
Total number of active participants reported on line 7a of the Form 55002023-01-01754
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0163
Total of all active and inactive participants2023-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01817
Number of participants with account balances2023-01-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-012
2022: STERLING AUTOMOTIVE GROUP 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01393
Total number of active participants reported on line 7a of the Form 55002022-01-01355
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-0177
Total of all active and inactive participants2022-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01442
Number of participants with account balances2022-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0149
2021: STERLING AUTOMOTIVE GROUP 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01348
Total number of active participants reported on line 7a of the Form 55002021-01-01345
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-0143
Total of all active and inactive participants2021-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01394
Number of participants with account balances2021-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: STERLING AUTOMOTIVE GROUP 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01291
Total number of active participants reported on line 7a of the Form 55002020-01-01316
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0125
Total of all active and inactive participants2020-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01346
Number of participants with account balances2020-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: STERLING AUTOMOTIVE GROUP 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01288
Total number of active participants reported on line 7a of the Form 55002019-01-01274
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0113
Total of all active and inactive participants2019-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01291
Number of participants with account balances2019-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: STERLING AUTOMOTIVE GROUP 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01281
Total number of active participants reported on line 7a of the Form 55002018-01-01278
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0110
Total of all active and inactive participants2018-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01290
Number of participants with account balances2018-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: STERLING AUTOMOTIVE GROUP 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01236
Total number of active participants reported on line 7a of the Form 55002017-01-01249
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01260
Number of participants with account balances2017-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: STERLING AUTOMOTIVE GROUP 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01181
Total number of active participants reported on line 7a of the Form 55002016-01-01218
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01234
Number of participants with account balances2016-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: STERLING AUTOMOTIVE GROUP 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01167
Total number of active participants reported on line 7a of the Form 55002015-01-01170
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01182
Number of participants with account balances2015-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: STERLING AUTOMOTIVE GROUP 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01158
Total number of active participants reported on line 7a of the Form 55002014-01-01153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01165
Number of participants with account balances2014-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: STERLING AUTOMOTIVE GROUP 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01140
Total number of active participants reported on line 7a of the Form 55002013-01-01139
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01151
Number of participants with account balances2013-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: STERLING AUTOMOTIVE GROUP 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01135
Total number of active participants reported on line 7a of the Form 55002012-01-01130
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01140
Number of participants with account balances2012-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014

Financial Data on STERLING AUTOMOTIVE GROUP 401K PLAN

Measure Date Value
2023 : STERLING AUTOMOTIVE GROUP 401K PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$2,281,953
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$692,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$613,954
Value of total corrective distributions2023-12-31$9,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,212,679
Value of total assets at end of year2023-12-31$8,090,152
Value of total assets at beginning of year2023-12-31$6,500,702
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$68,671
Total interest from all sources2023-12-31$17,563
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$172,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$172,338
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$839,951
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$0
Participant contributions at end of year2023-12-31$13,805
Participant contributions at beginning of year2023-12-31$11,511
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$53,366
Administrative expenses (other) incurred2023-12-31$68,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,589,450
Value of net assets at end of year (total assets less liabilities)2023-12-31$8,090,152
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$6,500,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$7,204,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$5,586,867
Interest earned on other investments2023-12-31$15,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$54,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$40,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$40,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$2,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$812,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$857,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$879,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$319,362
Employer contributions (assets) at end of year2023-12-31$5,240
Employer contributions (assets) at beginning of year2023-12-31$4,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$613,954
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KOLDER, SLAVEN & COMPANY, LLC
Accountancy firm EIN2023-12-31721369898
2022 : STERLING AUTOMOTIVE GROUP 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$360,209
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$450,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$318,262
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$74,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,343,162
Value of total assets at end of year2022-12-31$6,500,702
Value of total assets at beginning of year2022-12-31$6,591,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$57,775
Total interest from all sources2022-12-31$12,478
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$403,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$403,741
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$904,312
Participant contributions at end of year2022-12-31$0
Participant contributions at end of year2022-12-31$11,511
Participant contributions at beginning of year2022-12-31$10,828
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$110,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-90,655
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,500,702
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,591,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,586,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,766,202
Interest on participant loans2022-12-31$0
Interest earned on other investments2022-12-31$11,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$40,238
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$14,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$14,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$857,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$796,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,399,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$328,831
Employer contributions (assets) at end of year2022-12-31$4,273
Employer contributions (assets) at beginning of year2022-12-31$3,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$318,262
Contract administrator fees2022-12-31$57,775
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KOLDER, SLAVEN & COMPANY, LLC
Accountancy firm EIN2022-12-31721369898
2021 : STERLING AUTOMOTIVE GROUP 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,993,931
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$695,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$589,586
Value of total corrective distributions2021-12-31$54,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,279,362
Value of total assets at end of year2021-12-31$6,591,357
Value of total assets at beginning of year2021-12-31$5,293,009
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$51,820
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$739,397
Participant contributions at end of year2021-12-31$10,828
Participant contributions at beginning of year2021-12-31$9,485
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$267,134
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,298,348
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,591,357
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,293,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,766,202
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$4,386,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$14,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$796,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$888,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$714,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$272,831
Employer contributions (assets) at end of year2021-12-31$3,876
Employer contributions (assets) at beginning of year2021-12-31$3,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$589,586
Contract administrator fees2021-12-31$51,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KOLDER SLAVEN & COMPANY
Accountancy firm EIN2021-12-31721369868
2020 : STERLING AUTOMOTIVE GROUP 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,244,051
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$558,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$496,429
Value of total corrective distributions2020-12-31$26,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$709,930
Value of total assets at end of year2020-12-31$5,293,009
Value of total assets at beginning of year2020-12-31$4,607,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$35,836
Total interest from all sources2020-12-31$13,776
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$186,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$186,982
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$511,464
Participant contributions at end of year2020-12-31$9,485
Participant contributions at beginning of year2020-12-31$7,918
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$17,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$685,634
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,293,009
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,607,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$4,386,955
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,805,771
Interest earned on other investments2020-12-31$13,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,918
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$683
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$683
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$888,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$790,588
Net investment gain/loss from pooled separate accounts2020-12-31$333,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$180,890
Employer contributions (assets) at end of year2020-12-31$3,510
Employer contributions (assets) at beginning of year2020-12-31$2,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$496,429
Contract administrator fees2020-12-31$35,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KOLDER, SLAVEN & COMPANY LLC
Accountancy firm EIN2020-12-31721369868
2019 : STERLING AUTOMOTIVE GROUP 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,219,958
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$250,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$218,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$536,158
Value of total assets at end of year2019-12-31$4,607,375
Value of total assets at beginning of year2019-12-31$3,637,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,523
Total interest from all sources2019-12-31$15,651
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$343,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$343,886
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$408,140
Participant contributions at end of year2019-12-31$7,918
Participant contributions at beginning of year2019-12-31$8,109
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$969,923
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,607,375
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,637,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$3,805,771
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,783,509
Interest earned on other investments2019-12-31$15,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$683
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$16,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$16,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$790,588
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$826,163
Net investment gain/loss from pooled separate accounts2019-12-31$324,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$113,531
Employer contributions (assets) at end of year2019-12-31$2,415
Employer contributions (assets) at beginning of year2019-12-31$2,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$218,512
Contract administrator fees2019-12-31$31,523
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KOLDER SLAVEN & COMPANY LLC
Accountancy firm EIN2019-12-31721369868
2018 : STERLING AUTOMOTIVE GROUP 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$226,480
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$121,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$95,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$460,116
Value of total assets at end of year2018-12-31$3,637,452
Value of total assets at beginning of year2018-12-31$3,532,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$26,174
Total interest from all sources2018-12-31$16,241
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$152,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$152,753
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$341,410
Participant contributions at end of year2018-12-31$8,109
Participant contributions at beginning of year2018-12-31$6,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$104,925
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,637,452
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,532,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,800,396
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,603,573
Interest earned on other investments2018-12-31$15,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$826,163
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$919,510
Net investment gain/loss from pooled separate accounts2018-12-31$-402,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$118,706
Employer contributions (assets) at end of year2018-12-31$2,784
Employer contributions (assets) at beginning of year2018-12-31$2,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$95,381
Contract administrator fees2018-12-31$26,174
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KOLDER, SLAVEN AND CO, LLC
Accountancy firm EIN2018-12-31721369868
2017 : STERLING AUTOMOTIVE GROUP 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,498
Total income from all sources (including contributions)2017-12-31$961,193
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$394,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$381,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$647,365
Value of total assets at end of year2017-12-31$3,532,527
Value of total assets at beginning of year2017-12-31$2,968,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,517
Total interest from all sources2017-12-31$26,814
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$85,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$85,282
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$289,268
Participant contributions at end of year2017-12-31$6,853
Participant contributions at beginning of year2017-12-31$4,260
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$252,693
Liabilities. Value of operating payables at beginning of year2017-12-31$2,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$566,265
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,532,527
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,966,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,603,573
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,484,976
Interest earned on other investments2017-12-31$26,814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$919,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,477,935
Net investment gain/loss from pooled separate accounts2017-12-31$201,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$105,404
Employer contributions (assets) at end of year2017-12-31$2,591
Employer contributions (assets) at beginning of year2017-12-31$1,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$381,411
Contract administrator fees2017-12-31$13,517
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KOLDER SLAVEN & CO LLC
Accountancy firm EIN2017-12-31721369868
2016 : STERLING AUTOMOTIVE GROUP 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,276
Total income from all sources (including contributions)2016-12-31$498,076
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$342,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$340,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$326,337
Value of total assets at end of year2016-12-31$2,968,760
Value of total assets at beginning of year2016-12-31$2,814,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,489
Total interest from all sources2016-12-31$42,416
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$242,843
Participant contributions at end of year2016-12-31$4,260
Participant contributions at beginning of year2016-12-31$4,012
Other income not declared elsewhere2016-12-31$10
Liabilities. Value of operating payables at end of year2016-12-31$2,498
Liabilities. Value of operating payables at beginning of year2016-12-31$3,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$155,179
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,966,262
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,811,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,484,976
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,200,438
Interest earned on other investments2016-12-31$42,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,477,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,608,390
Net investment gain/loss from pooled separate accounts2016-12-31$129,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$83,494
Employer contributions (assets) at end of year2016-12-31$1,589
Employer contributions (assets) at beginning of year2016-12-31$1,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$340,408
Contract administrator fees2016-12-31$2,489
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KOLDER CHAMPAGNE SLAVEN & CO LLC
Accountancy firm EIN2016-12-31721369868
2015 : STERLING AUTOMOTIVE GROUP 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$5,769
Total income from all sources (including contributions)2015-12-31$381,313
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$355,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$352,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$347,130
Value of total assets at end of year2015-12-31$2,814,359
Value of total assets at beginning of year2015-12-31$2,790,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,240
Total interest from all sources2015-12-31$48,565
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$278,507
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$257,336
Participant contributions at end of year2015-12-31$4,012
Participant contributions at beginning of year2015-12-31$4,212
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,359
Other income not declared elsewhere2015-12-31$6
Liabilities. Value of operating payables at end of year2015-12-31$3,276
Liabilities. Value of operating payables at beginning of year2015-12-31$5,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$26,013
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,811,083
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,785,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$3,240
Value of interest in pooled separate accounts at end of year2015-12-31$1,200,438
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,220,861
Interest earned on other investments2015-12-31$48,565
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,608,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,564,132
Net investment gain/loss from pooled separate accounts2015-12-31$-14,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$88,435
Employer contributions (assets) at end of year2015-12-31$1,519
Employer contributions (assets) at beginning of year2015-12-31$1,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$352,060
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KOLDER CHAMPAGNE SLAVEN & CO LLC
Accountancy firm EIN2015-12-31721369868
2014 : STERLING AUTOMOTIVE GROUP 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,769
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,300
Total income from all sources (including contributions)2014-12-31$515,287
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$210,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$206,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$383,392
Value of total assets at end of year2014-12-31$2,790,839
Value of total assets at beginning of year2014-12-31$2,484,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,795
Total interest from all sources2014-12-31$47,296
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$255,875
Participant contributions at end of year2014-12-31$4,212
Participant contributions at beginning of year2014-12-31$10,146
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$31,706
Other income not declared elsewhere2014-12-31$248
Liabilities. Value of operating payables at end of year2014-12-31$5,769
Liabilities. Value of operating payables at beginning of year2014-12-31$4,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$305,188
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,785,070
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,479,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,220,861
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,041,417
Interest earned on other investments2014-12-31$47,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,564,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,430,395
Net investment gain/loss from pooled separate accounts2014-12-31$84,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$95,811
Employer contributions (assets) at end of year2014-12-31$1,634
Employer contributions (assets) at beginning of year2014-12-31$2,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$206,304
Contract administrator fees2014-12-31$3,795
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KOLDER CHAMPAGNE SLAVEN & CO LLC
Accountancy firm EIN2014-12-31721369868
2013 : STERLING AUTOMOTIVE GROUP 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,975
Total income from all sources (including contributions)2013-12-31$548,467
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$187,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$171,933
Value of total corrective distributions2013-12-31$13,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$366,805
Value of total assets at end of year2013-12-31$2,484,182
Value of total assets at beginning of year2013-12-31$2,122,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,000
Total interest from all sources2013-12-31$44,075
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$278,777
Participant contributions at end of year2013-12-31$10,146
Participant contributions at beginning of year2013-12-31$4,912
Liabilities. Value of operating payables at end of year2013-12-31$4,300
Liabilities. Value of operating payables at beginning of year2013-12-31$3,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$361,204
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,479,882
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,118,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,041,417
Value of interest in pooled separate accounts at beginning of year2013-12-31$868,271
Interest earned on other investments2013-12-31$44,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,430,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,247,201
Net investment gain/loss from pooled separate accounts2013-12-31$137,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$88,028
Employer contributions (assets) at end of year2013-12-31$2,224
Employer contributions (assets) at beginning of year2013-12-31$2,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$171,933
Contract administrator fees2013-12-31$2,000
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KOLDER CHAMPAGNE SLAVEN & CO LLC
Accountancy firm EIN2013-12-31721369868
2012 : STERLING AUTOMOTIVE GROUP 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$371,299
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,015
Total income from all sources (including contributions)2012-12-31$443,629
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$68,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$64,050
Value of total corrective distributions2012-12-31$471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$325,252
Value of total assets at end of year2012-12-31$2,122,653
Value of total assets at beginning of year2012-12-31$1,375,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,975
Total interest from all sources2012-12-31$39,640
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$244,821
Participant contributions at end of year2012-12-31$4,912
Participant contributions at beginning of year2012-12-31$1,233
Administrative expenses (other) incurred2012-12-31$3,975
Liabilities. Value of operating payables at end of year2012-12-31$3,975
Liabilities. Value of operating payables at beginning of year2012-12-31$3,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$375,133
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,118,678
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,372,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$868,271
Value of interest in pooled separate accounts at beginning of year2012-12-31$505,486
Interest earned on other investments2012-12-31$39,640
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,247,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$867,651
Net investment gain/loss from pooled separate accounts2012-12-31$78,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$80,431
Employer contributions (assets) at end of year2012-12-31$2,269
Employer contributions (assets) at beginning of year2012-12-31$891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$64,050
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KOLDER CHAMPAGNE SLAVEN & CO LLC
Accountancy firm EIN2012-12-31721369868

Form 5500 Responses for STERLING AUTOMOTIVE GROUP 401K PLAN

2023: STERLING AUTOMOTIVE GROUP 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: STERLING AUTOMOTIVE GROUP 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STERLING AUTOMOTIVE GROUP 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STERLING AUTOMOTIVE GROUP 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STERLING AUTOMOTIVE GROUP 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STERLING AUTOMOTIVE GROUP 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STERLING AUTOMOTIVE GROUP 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STERLING AUTOMOTIVE GROUP 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STERLING AUTOMOTIVE GROUP 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STERLING AUTOMOTIVE GROUP 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STERLING AUTOMOTIVE GROUP 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STERLING AUTOMOTIVE GROUP 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered367
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered74
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,743
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,743
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered70
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $3,853
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,853
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered61
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,721
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,721
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered38
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,675
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,675
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered290
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $3,914
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,914
Insurance broker organization code?7
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number87-63470-71
Policy instance 2
Insurance contract or identification number87-63470-71
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $196
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $196
Insurance broker organization code?3
Insurance broker nameEDWARD S. SIMMONS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JX4J
Policy instance 1
Insurance contract or identification numberGAP-CP-JX4J
Number of Individuals Covered44
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,374
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,374
Insurance broker organization code?7
Insurance broker nameMORGAN STANLEY SMITH BARNEY LL
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number87-63470-71
Policy instance 1
Insurance contract or identification number87-63470-71
Number of Individuals Covered182
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,176
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,176
Insurance broker organization code?3
Insurance broker nameEDWARD S SIMMONS
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number87-63470-71
Policy instance 1
Insurance contract or identification number87-63470-71
Number of Individuals Covered165
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,912
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,912
Insurance broker organization code?3
Insurance broker nameEDWARD S SIMMONS
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number87-63470-71
Policy instance 1
Insurance contract or identification number87-63470-71
Number of Individuals Covered151
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,803
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,803
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameEDWARD S SIMMONS
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number87-63470-71
Policy instance 1
Insurance contract or identification number87-63470-71
Number of Individuals Covered140
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,147
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,147
Insurance broker organization code?3
Insurance broker nameEDWARD S SIMMONS

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