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SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 401k Plan overview

Plan NameSHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND
Plan identification number 501

SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Temporary disability (accident and sickness)
  • 10 or more employer plan under Code section 419A(f)(6).
  • Collectively bargained welfare benefit arrangement under Code section 419A(f)(5).

401k Sponsoring company profile

SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND has sponsored the creation of one or more 401k plans.

Company Name:SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND
Employer identification number (EIN):726027578
NAIC Classification:561110
NAIC Description:Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012013-01-01
5012012-01-01TED SOILEAU
5012011-01-01TED SOILEAU
5012010-01-01TED SOILEAU
5012009-01-01RITA ROMERO

Plan Statistics for SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND

401k plan membership statisitcs for SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND

Measure Date Value
2013: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2013 401k membership
Total participants, beginning-of-year2013-01-01366
Total number of active participants reported on line 7a of the Form 55002013-01-010
Total of all active and inactive participants2013-01-010
Total participants2013-01-010
Number of employers contributing to the scheme2013-01-010
2012: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2012 401k membership
Total participants, beginning-of-year2012-01-01327
Total number of active participants reported on line 7a of the Form 55002012-01-01283
Number of retired or separated participants receiving benefits2012-01-0183
Total of all active and inactive participants2012-01-01366
Total participants2012-01-01366
Number of employers contributing to the scheme2012-01-0127
2011: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2011 401k membership
Total participants, beginning-of-year2011-01-01364
Total number of active participants reported on line 7a of the Form 55002011-01-01292
Number of retired or separated participants receiving benefits2011-01-0180
Total of all active and inactive participants2011-01-01372
Total participants2011-01-01372
Number of employers contributing to the scheme2011-01-0127
2010: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2010 401k membership
Total participants, beginning-of-year2010-01-01394
Total number of active participants reported on line 7a of the Form 55002010-01-01282
Number of retired or separated participants receiving benefits2010-01-0176
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-01364
Total participants2010-01-01364
Number of employers contributing to the scheme2010-01-0122
2009: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2009 401k membership
Total participants, beginning-of-year2009-01-01378
Total number of active participants reported on line 7a of the Form 55002009-01-01313
Number of retired or separated participants receiving benefits2009-01-0175
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-01394
Total participants2009-01-01394

Financial Data on SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND

Measure Date Value
2013 : SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$1,123,373
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$193,484
Total income from all sources (including contributions)2013-12-31$57,331
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$30,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$1,289,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,425
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$7,272
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$259,304
Other income not declared elsewhere2013-12-31$57,331
Administrative expenses (other) incurred2013-12-31$6,353
Liabilities. Value of operating payables at beginning of year2013-12-31$1,345
Total non interest bearing cash at beginning of year2013-12-31$594,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,203
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,096,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$435,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,703
Contract administrator fees2013-12-31$13,800
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$192,139
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31TED SOILEAU, CPA, LLC
Accountancy firm EIN2013-12-31451621265
2012 : SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$128,789
Total unrealized appreciation/depreciation of assets2012-12-31$128,789
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$193,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,612,558
Total income from all sources (including contributions)2012-12-31$3,970,167
Total of all expenses incurred2012-12-31$2,426,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,026,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,950,968
Value of total assets at end of year2012-12-31$1,289,654
Value of total assets at beginning of year2012-12-31$1,165,440
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$400,185
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,888
Administrative expenses professional fees incurred2012-12-31$56,605
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$297,514
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,200
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$46,972
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$259,304
Administrative expenses (other) incurred2012-12-31$5,405
Liabilities. Value of operating payables at end of year2012-12-31$1,345
Total non interest bearing cash at end of year2012-12-31$594,360
Total non interest bearing cash at beginning of year2012-12-31$315,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,543,288
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,096,170
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$-447,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$579,209
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,966,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$-113,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,606,482
Employer contributions (assets) at end of year2012-12-31$435,990
Employer contributions (assets) at beginning of year2012-12-31$267,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$60,230
Contract administrator fees2012-12-31$338,175
Liabilities. Value of benefit claims payable at end of year2012-12-31$192,139
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$1,612,558
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31TED SOILEAU, CPA
Accountancy firm EIN2012-12-31451621265
2011 : SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-591,536
Total unrealized appreciation/depreciation of assets2011-12-31$-591,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,612,558
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,296,316
Total income from all sources (including contributions)2011-12-31$2,809,700
Total of all expenses incurred2011-12-31$3,641,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,288,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,767,699
Value of total assets at end of year2011-12-31$1,165,440
Value of total assets at beginning of year2011-12-31$1,680,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$352,998
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$28,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$28,499
Administrative expenses professional fees incurred2011-12-31$55,355
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$266,243
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,200
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,200
Other income not declared elsewhere2011-12-31$605,038
Administrative expenses (other) incurred2011-12-31$2,641
Total non interest bearing cash at end of year2011-12-31$315,112
Total non interest bearing cash at beginning of year2011-12-31$149,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-831,655
Value of net assets at end of year (total assets less liabilities)2011-12-31$-447,118
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$384,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$579,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,287,208
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,505,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,501,456
Employer contributions (assets) at end of year2011-12-31$267,919
Employer contributions (assets) at beginning of year2011-12-31$240,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$782,946
Contract administrator fees2011-12-31$295,002
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$1,612,558
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$1,296,316
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31TED SOILEAU, CPA, LLC
Accountancy firm EIN2011-12-31451621265
2010 : SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$65,936
Total unrealized appreciation/depreciation of assets2010-12-31$65,936
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,296,316
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,406,835
Total income from all sources (including contributions)2010-12-31$2,633,789
Total of all expenses incurred2010-12-31$1,666,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,388,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,525,215
Value of total assets at end of year2010-12-31$1,680,853
Value of total assets at beginning of year2010-12-31$1,823,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$278,031
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$42,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$42,638
Administrative expenses professional fees incurred2010-12-31$59,732
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$222,317
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,200
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$4,700
Administrative expenses (other) incurred2010-12-31$13,699
Total non interest bearing cash at end of year2010-12-31$149,589
Total non interest bearing cash at beginning of year2010-12-31$177,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$967,756
Value of net assets at end of year (total assets less liabilities)2010-12-31$384,537
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$-583,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,287,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,403,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,302,898
Employer contributions (assets) at end of year2010-12-31$240,856
Employer contributions (assets) at beginning of year2010-12-31$237,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,388,002
Contract administrator fees2010-12-31$204,600
Liabilities. Value of benefit claims payable at end of year2010-12-31$1,296,316
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$2,406,835
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31TED SOILEAU, CPA, LLC
Accountancy firm EIN2010-12-31451621265

Form 5500 Responses for SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND

2013: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2010 form 5500 responses
2010-01-01Type of plan entityMulti-employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SHEET METAL WORKERS INTL ASSOCIATION LOCAL UNION 21 WELFARE TRUST FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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