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THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 401k Plan overview

Plan NameTHE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Plan identification number 001

THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Target benefit plan
  • Profit-sharing
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

CHARLES MACHINE WORKS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CHARLES MACHINE WORKS, INC.
Employer identification number (EIN):730660844
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01KRISTEN MCCAUL2022-10-06
0012020-01-01KRISTEN MCCAUL2021-09-22
0012019-01-01KRISTEN MCCAUL2020-10-15
0012018-01-01KRISTIE MCCAUL2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01DEE WILLIAMS ANGELA DRAKE2013-10-16
0012011-01-01DEE WILLIAMS ANGELA DRAKE2012-10-15
0012010-01-01DEE WILLIAMS ANGELA DRAKE2011-10-17
0012009-01-01DEE WILLIAMS
0012009-01-01DEE WILLIAMS
0012009-01-01DEE WILLIAMS

Plan Statistics for THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

401k plan membership statisitcs for THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2021: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-012,297
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-012,353
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-011,981
Number of other retired or separated participants entitled to future benefits2020-01-01308
Total of all active and inactive participants2020-01-012,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-012,297
Number of participants with account balances2020-01-012,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-012,276
Total number of active participants reported on line 7a of the Form 55002019-01-011,728
Number of retired or separated participants receiving benefits2019-01-01206
Number of other retired or separated participants entitled to future benefits2019-01-01410
Total of all active and inactive participants2019-01-012,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-012,353
Number of participants with account balances2019-01-012,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-012,229
Total number of active participants reported on line 7a of the Form 55002018-01-011,990
Number of retired or separated participants receiving benefits2018-01-01283
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-012,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,276
Number of participants with account balances2018-01-012,276
2017: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-011,975
Total number of active participants reported on line 7a of the Form 55002017-01-011,949
Number of retired or separated participants receiving benefits2017-01-01272
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-012,229
Number of participants with account balances2017-01-012,217
2016: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-011,933
Total number of active participants reported on line 7a of the Form 55002016-01-011,812
Number of retired or separated participants receiving benefits2016-01-01163
Total of all active and inactive participants2016-01-011,975
Total participants2016-01-011,975
Number of participants with account balances2016-01-011,975
2015: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,756
Total number of active participants reported on line 7a of the Form 55002015-01-011,790
Number of retired or separated participants receiving benefits2015-01-01140
Total of all active and inactive participants2015-01-011,930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,933
2014: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-011,340
Total number of active participants reported on line 7a of the Form 55002014-01-011,642
Number of retired or separated participants receiving benefits2014-01-01114
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-011,756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,756
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-011,301
Total number of active participants reported on line 7a of the Form 55002013-01-011,227
Number of retired or separated participants receiving benefits2013-01-01113
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-011,340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,340
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-011,160
Total number of active participants reported on line 7a of the Form 55002012-01-011,211
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-011,301
Total participants2012-01-011,301
2011: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-011,198
Total number of active participants reported on line 7a of the Form 55002011-01-011,096
Number of other retired or separated participants entitled to future benefits2011-01-0164
Total of all active and inactive participants2011-01-011,160
Total participants2011-01-011,160
2010: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-011,240
Total number of active participants reported on line 7a of the Form 55002010-01-011,023
Number of retired or separated participants receiving benefits2010-01-01168
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-011,198
Total participants2010-01-011,198
2009: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-011,498
Total number of active participants reported on line 7a of the Form 55002009-01-01993
Number of retired or separated participants receiving benefits2009-01-01247
Total of all active and inactive participants2009-01-011,240
Total participants2009-01-011,240

Financial Data on THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2021 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,821
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,637,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,630,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$4,635,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,630
Total interest from all sources2021-12-31$451
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$842,135
Other income not declared elsewhere2021-12-31$2,370
Administrative expenses (other) incurred2021-12-31$7,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-4,635,017
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,635,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,792,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,792,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,630,208
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-920,698
Total unrealized appreciation/depreciation of assets2020-12-31$-920,698
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$26,200
Total income from all sources (including contributions)2020-12-31$2,318,744
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$167,648,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$167,337,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$4,635,017
Value of total assets at beginning of year2020-12-31$169,991,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$311,364
Total interest from all sources2020-12-31$1,633,551
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$842,135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$35,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$26,200
Other income not declared elsewhere2020-12-31$1,605,891
Administrative expenses (other) incurred2020-12-31$107,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-165,330,221
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,635,017
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$169,965,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$204,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,792,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$169,955,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$169,955,480
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,633,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$167,337,601
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$920,698
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$920,698
Total unrealized appreciation/depreciation of assets2019-12-31$920,698
Total unrealized appreciation/depreciation of assets2019-12-31$920,698
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$26,200
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$26,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$751,774
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$751,774
Total income from all sources (including contributions)2019-12-31$59,513,814
Total income from all sources (including contributions)2019-12-31$59,513,814
Total loss/gain on sale of assets2019-12-31$56,821,290
Total loss/gain on sale of assets2019-12-31$56,821,290
Total of all expenses incurred2019-12-31$10,668,601
Total of all expenses incurred2019-12-31$10,668,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,628,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,628,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$169,991,438
Value of total assets at end of year2019-12-31$169,991,438
Value of total assets at beginning of year2019-12-31$121,871,799
Value of total assets at beginning of year2019-12-31$121,871,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,868
Total interest from all sources2019-12-31$1,771,826
Total interest from all sources2019-12-31$1,771,826
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,500,000
Value of fidelity bond cover2019-12-31$1,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$35,958
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$35,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$26,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$26,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$751,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$751,774
Administrative expenses (other) incurred2019-12-31$39,868
Administrative expenses (other) incurred2019-12-31$39,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$48,845,213
Value of net income/loss2019-12-31$48,845,213
Value of net assets at end of year (total assets less liabilities)2019-12-31$169,965,238
Value of net assets at end of year (total assets less liabilities)2019-12-31$169,965,238
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$121,120,025
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$121,120,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$169,955,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$169,955,480
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$620,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$620,972
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$620,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$620,972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,771,826
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,771,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$117,288,100
Assets. Invements in employer securities at beginning of year2019-12-31$117,288,100
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$3,962,727
Employer contributions (assets) at beginning of year2019-12-31$3,962,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,628,733
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,628,733
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$174,109,390
Aggregate proceeds on sale of assets2019-12-31$174,109,390
Aggregate carrying amount (costs) on sale of assets2019-12-31$117,288,100
Aggregate carrying amount (costs) on sale of assets2019-12-31$117,288,100
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm name2019-12-31GRANT THORNTON LLP
Accountancy firm EIN2019-12-31366055558
Accountancy firm EIN2019-12-31366055558
2018 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$34,496,500
Total unrealized appreciation/depreciation of assets2018-12-31$34,496,500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$751,774
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,122
Total income from all sources (including contributions)2018-12-31$39,495,875
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,012,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,916,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,962,727
Value of total assets at end of year2018-12-31$121,871,799
Value of total assets at beginning of year2018-12-31$86,639,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$95,471
Total interest from all sources2018-12-31$1,753
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,034,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$23,750
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$751,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,122
Administrative expenses (other) incurred2018-12-31$71,721
Total non interest bearing cash at end of year2018-12-31$620,972
Total non interest bearing cash at beginning of year2018-12-31$262,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$34,483,675
Value of net assets at end of year (total assets less liabilities)2018-12-31$121,120,025
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$86,636,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest earned on other investments2018-12-31$1,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$117,288,100
Assets. Invements in employer securities at beginning of year2018-12-31$82,791,600
Contributions received in cash from employer2018-12-31$3,962,727
Employer contributions (assets) at end of year2018-12-31$3,962,727
Employer contributions (assets) at beginning of year2018-12-31$3,585,050
Income. Dividends from common stock2018-12-31$1,034,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,916,729
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$15,178,460
Total unrealized appreciation/depreciation of assets2017-12-31$15,178,460
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,122
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,275
Total income from all sources (including contributions)2017-12-31$19,730,767
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,854,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,784,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,585,050
Value of total assets at end of year2017-12-31$86,639,472
Value of total assets at beginning of year2017-12-31$70,764,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$70,084
Total interest from all sources2017-12-31$1,355
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$965,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$11,972
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$4,275
Administrative expenses (other) incurred2017-12-31$58,112
Total non interest bearing cash at end of year2017-12-31$262,822
Total non interest bearing cash at beginning of year2017-12-31$1,082,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,876,238
Value of net assets at end of year (total assets less liabilities)2017-12-31$86,636,350
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$70,760,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest earned on other investments2017-12-31$1,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$82,791,600
Assets. Invements in employer securities at beginning of year2017-12-31$67,613,140
Contributions received in cash from employer2017-12-31$3,585,050
Employer contributions (assets) at end of year2017-12-31$3,585,050
Employer contributions (assets) at beginning of year2017-12-31$2,068,597
Income. Dividends from common stock2017-12-31$965,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,784,445
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,035,692
Total unrealized appreciation/depreciation of assets2016-12-31$3,035,692
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,275
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,109
Total income from all sources (including contributions)2016-12-31$5,934,083
Total of all expenses incurred2016-12-31$4,317,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,233,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,068,597
Value of total assets at end of year2016-12-31$70,764,387
Value of total assets at beginning of year2016-12-31$69,144,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$83,451
Total interest from all sources2016-12-31$1,878
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$827,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$4,275
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,109
Total non interest bearing cash at end of year2016-12-31$1,082,650
Total non interest bearing cash at beginning of year2016-12-31$341,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,616,817
Value of net assets at end of year (total assets less liabilities)2016-12-31$70,760,112
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$69,143,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$83,451
Interest earned on other investments2016-12-31$1,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$67,613,140
Assets. Invements in employer securities at beginning of year2016-12-31$64,577,448
Contributions received in cash from employer2016-12-31$2,068,597
Employer contributions (assets) at end of year2016-12-31$2,068,597
Employer contributions (assets) at beginning of year2016-12-31$4,225,529
Income. Dividends from common stock2016-12-31$827,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,233,815
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31GRANT THORNTON LLP
Accountancy firm EIN2016-12-31366055558
2015 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$176,292
Total unrealized appreciation/depreciation of assets2015-12-31$176,292
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,109
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$507,091
Total income from all sources (including contributions)2015-12-31$5,231,144
Total of all expenses incurred2015-12-31$3,870,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,787,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,225,529
Value of total assets at end of year2015-12-31$69,144,404
Value of total assets at beginning of year2015-12-31$68,289,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$82,903
Total interest from all sources2015-12-31$1,407
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$827,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,091
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$500,000
Total non interest bearing cash at end of year2015-12-31$341,427
Total non interest bearing cash at beginning of year2015-12-31$34,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,360,883
Value of net assets at end of year (total assets less liabilities)2015-12-31$69,143,295
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$67,782,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$82,903
Interest earned on other investments2015-12-31$1,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$64,577,448
Assets. Invements in employer securities at beginning of year2015-12-31$62,475,688
Contributions received in cash from employer2015-12-31$4,225,529
Employer contributions (assets) at end of year2015-12-31$4,225,529
Employer contributions (assets) at beginning of year2015-12-31$5,779,035
Income. Dividends from common stock2015-12-31$827,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,787,358
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,367,132
Total unrealized appreciation/depreciation of assets2014-12-31$3,367,132
Total transfer of assets from this plan2014-12-31$36,366,469
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$507,091
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$53
Total income from all sources (including contributions)2014-12-31$9,967,794
Total of all expenses incurred2014-12-31$4,335,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,254,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,780,036
Value of total assets at end of year2014-12-31$68,289,503
Value of total assets at beginning of year2014-12-31$98,517,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$81,135
Total interest from all sources2014-12-31$1,006
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$816,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,091
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$53
Other income not declared elsewhere2014-12-31$2,922
Liabilities. Value of operating payables at end of year2014-12-31$500,000
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$34,780
Total non interest bearing cash at beginning of year2014-12-31$332,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,631,795
Value of net assets at end of year (total assets less liabilities)2014-12-31$67,782,412
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$98,517,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$81,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$36,123,427
Interest earned on other investments2014-12-31$1,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$62,475,688
Assets. Invements in employer securities at beginning of year2014-12-31$59,258,056
Contributions received in cash from employer2014-12-31$5,780,036
Employer contributions (assets) at end of year2014-12-31$5,779,035
Employer contributions (assets) at beginning of year2014-12-31$2,803,599
Income. Dividends from common stock2014-12-31$816,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,254,864
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$12,465,405
Total unrealized appreciation/depreciation of assets2013-12-31$12,465,405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$53
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$53
Total income from all sources (including contributions)2013-12-31$17,590,440
Total of all expenses incurred2013-12-31$5,375,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,227,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,803,599
Value of total assets at end of year2013-12-31$98,517,139
Value of total assets at beginning of year2013-12-31$86,301,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$147,240
Total interest from all sources2013-12-31$11,716
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,309,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$150,188
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$53
Total non interest bearing cash at end of year2013-12-31$332,057
Total non interest bearing cash at beginning of year2013-12-31$771,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,215,367
Value of net assets at end of year (total assets less liabilities)2013-12-31$98,517,086
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$86,301,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$147,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$36,123,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,666,242
Interest on participant loans2013-12-31$10,791
Interest earned on other investments2013-12-31$925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$59,258,056
Assets. Invements in employer securities at beginning of year2013-12-31$49,067,136
Contributions received in cash from employer2013-12-31$2,803,599
Employer contributions (assets) at end of year2013-12-31$2,803,599
Employer contributions (assets) at beginning of year2013-12-31$4,645,891
Income. Dividends from common stock2013-12-31$2,309,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,227,833
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$5,418,046
Total unrealized appreciation/depreciation of assets2012-12-31$5,418,046
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$53
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$511,235
Total income from all sources (including contributions)2012-12-31$11,656,453
Total of all expenses incurred2012-12-31$3,668,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,537,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,650,824
Value of total assets at end of year2012-12-31$86,301,772
Value of total assets at beginning of year2012-12-31$78,824,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$130,333
Total interest from all sources2012-12-31$28,535
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,559,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$150,188
Participant contributions at beginning of year2012-12-31$494,077
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,159
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$498,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$53
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$511,235
Total non interest bearing cash at end of year2012-12-31$771,156
Total non interest bearing cash at beginning of year2012-12-31$560,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,988,304
Value of net assets at end of year (total assets less liabilities)2012-12-31$86,301,719
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$78,313,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$130,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$31,666,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$28,004,890
Interest on participant loans2012-12-31$26,206
Interest earned on other investments2012-12-31$2,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$49,067,136
Assets. Invements in employer securities at beginning of year2012-12-31$45,259,743
Contributions received in cash from employer2012-12-31$4,650,824
Employer contributions (assets) at end of year2012-12-31$4,645,891
Employer contributions (assets) at beginning of year2012-12-31$4,007,231
Income. Dividends from common stock2012-12-31$1,559,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,537,816
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558
2011 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$5,884,261
Total unrealized appreciation/depreciation of assets2011-12-31$5,884,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$511,235
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,734,420
Total income from all sources (including contributions)2011-12-31$11,197,268
Total of all expenses incurred2011-12-31$2,813,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,676,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,007,231
Value of total assets at end of year2011-12-31$78,824,650
Value of total assets at beginning of year2011-12-31$71,663,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$136,734
Total interest from all sources2011-12-31$68,748
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,237,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$494,077
Participant contributions at beginning of year2011-12-31$1,021,629
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$498,470
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$442,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$511,235
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,734,420
Total non interest bearing cash at end of year2011-12-31$560,239
Total non interest bearing cash at beginning of year2011-12-31$363,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$8,383,999
Value of net assets at end of year (total assets less liabilities)2011-12-31$78,313,415
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,929,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$136,734
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$28,004,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$29,136,231
Interest on participant loans2011-12-31$65,298
Interest earned on other investments2011-12-31$3,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$45,259,743
Assets. Invements in employer securities at beginning of year2011-12-31$38,228,960
Contributions received in cash from employer2011-12-31$4,007,231
Employer contributions (assets) at end of year2011-12-31$4,007,231
Employer contributions (assets) at beginning of year2011-12-31$2,471,408
Income. Dividends from common stock2011-12-31$1,237,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,676,535
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$9,454,335
Total unrealized appreciation/depreciation of assets2010-12-31$9,454,335
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,734,420
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,360,849
Total income from all sources (including contributions)2010-12-31$13,151,990
Total of all expenses incurred2010-12-31$2,722,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,571,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,471,408
Value of total assets at end of year2010-12-31$71,663,836
Value of total assets at beginning of year2010-12-31$60,861,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$151,065
Total interest from all sources2010-12-31$198,309
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,027,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31Yes
Amount of non-exempt transactions with any party-in-interest2010-12-31$1,300,000
Participant contributions at end of year2010-12-31$1,021,629
Participant contributions at beginning of year2010-12-31$1,705,376
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$442,473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$351,012
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,734,420
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,360,849
Total non interest bearing cash at end of year2010-12-31$363,135
Total non interest bearing cash at beginning of year2010-12-31$1,137,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$10,429,188
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,929,416
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$59,500,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$151,065
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$29,136,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$25,172,634
Interest on participant loans2010-12-31$123,732
Interest earned on other investments2010-12-31$74,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$38,228,960
Assets. Invements in employer securities at beginning of year2010-12-31$32,494,347
Contributions received in cash from employer2010-12-31$2,471,408
Employer contributions (assets) at end of year2010-12-31$2,471,408
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$1,027,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,571,737
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31366055558

Form 5500 Responses for THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

2021: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE CHARLES MACHINE WORKS, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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