401k Plan data: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.

401k Sponsoring company profile

UNIVERSAL INSURANCE AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSAL INSURANCE AGENCY, INC.

Employer identification number (EIN): 730742297

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 TOM GREEN
002 2013-01-01 TOM GREEN TOM GREEN 2014-07-24
002 2012-01-01 TOM GREEN
002 2011-01-01 TOM GREEN
002 2010-01-01 TOM GREEN
002 2009-01-01 TOM GREEN
002 2009-01-01 TOM GREEN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	TOM GREEN
002	2013-01-01	TOM GREEN	TOM GREEN	2014-07-24
002	2012-01-01	TOM GREEN
002	2011-01-01	TOM GREEN
002	2010-01-01	TOM GREEN
002	2009-01-01	TOM GREEN
002	2009-01-01	TOM GREEN

Plan Statistics for UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 28
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 30
Number of participants with account balances 2013-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 29
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 29
Number of participants with account balances 2012-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 28
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 33
Number of participants with account balances 2011-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 28
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 5
Total of all active and inactive participants 2010-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 33
Number of participants with account balances 2010-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 29
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 33
Number of participants with account balances 2009-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	28
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	30
Number of participants with account balances	2013-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	29
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	29
Number of participants with account balances	2012-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	28
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	33
Number of participants with account balances	2011-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	28
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	5
Total of all active and inactive participants	2010-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	33
Number of participants with account balances	2010-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	29
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	33
Number of participants with account balances	2009-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2014 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,759,023
Expenses. Total of all expenses incurred	2014-12-31	$3,195,892
Benefits paid (including direct rollovers)	2014-12-31	$3,195,892
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$1,436,869
Value of fidelity bond covering the plan	2014-12-31	$170,538
Other income received	2014-12-31	$1,759,023
Net income (gross income less expenses)	2014-12-31	$-1,436,869
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,436,869
2013 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$149,169
Expenses. Total of all expenses incurred	2013-12-31	$60,376
Benefits paid (including direct rollovers)	2013-12-31	$60,376
Total plan assets at end of year	2013-12-31	$1,436,869
Total plan assets at beginning of year	2013-12-31	$1,348,076
Value of fidelity bond covering the plan	2013-12-31	$170,538
Other income received	2013-12-31	$149,169
Net income (gross income less expenses)	2013-12-31	$88,793
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,436,869
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,348,076
Assets. Value of employer securities	2013-12-31	$1,208,423
2012 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$51,483
Total income from all sources	2012-12-31	$-51,469
Expenses. Total of all expenses incurred	2012-12-31	$139,935
Benefits paid (including direct rollovers)	2012-12-31	$139,935
Total plan assets at end of year	2012-12-31	$1,348,076
Total plan assets at beginning of year	2012-12-31	$1,590,963
Value of fidelity bond covering the plan	2012-12-31	$170,538
Other income received	2012-12-31	$-51,738
Net income (gross income less expenses)	2012-12-31	$-191,404
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,348,076
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,539,480
Assets. Value of employer securities	2012-12-31	$1,280,492
Total contributions received or receivable from employer(s)	2012-12-31	$269
2011 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$51,483
Total plan liabilities at beginning of year	2011-12-31	$3,359
Total income from all sources	2011-12-31	$174,076
Expenses. Total of all expenses incurred	2011-12-31	$88,248
Benefits paid (including direct rollovers)	2011-12-31	$88,248
Total plan assets at end of year	2011-12-31	$1,590,963
Total plan assets at beginning of year	2011-12-31	$1,457,011
Value of fidelity bond covering the plan	2011-12-31	$170,538
Other income received	2011-12-31	$10,227
Net income (gross income less expenses)	2011-12-31	$85,828
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,539,480
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,453,652
Assets. Value of employer securities	2011-12-31	$1,532,240
Total contributions received or receivable from employer(s)	2011-12-31	$163,849
2010 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$3,359
Total plan liabilities at beginning of year	2010-12-31	$422,833
Total income from all sources	2010-12-31	$204,606
Expenses. Total of all expenses incurred	2010-12-31	$33,505
Benefits paid (including direct rollovers)	2010-12-31	$33,505
Total plan assets at end of year	2010-12-31	$1,457,011
Total plan assets at beginning of year	2010-12-31	$1,705,384
Value of fidelity bond covering the plan	2010-12-31	$170,538
Other income received	2010-12-31	$175,300
Net income (gross income less expenses)	2010-12-31	$171,101
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,453,652
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,282,551
Assets. Value of employer securities	2010-12-31	$1,409,665
Total contributions received or receivable from employer(s)	2010-12-31	$29,306
2009 : UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2014: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL INSURANCE AGENCY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSAL INSURANCE AGENCY, INC.
Employer identification number (EIN):	730742297
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages