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WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 401k Plan overview

Plan NameWHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN
Plan identification number 003

WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ALLIANCE COAL, LLC S. PAUL MACKEY has sponsored the creation of one or more 401k plans.

Company Name:ALLIANCE COAL, LLC S. PAUL MACKEY
Employer identification number (EIN):730956034
NAIC Classification:212110
NAIC Description: Coal Mining

Additional information about ALLIANCE COAL, LLC S. PAUL MACKEY

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3044503

More information about ALLIANCE COAL, LLC S. PAUL MACKEY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01S.PAUL MACKEY S. PAUL MACKEY2017-03-29
0032015-01-01SAMMIE MACKEY

Plan Statistics for WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN

401k plan membership statisitcs for WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN

Measure Date Value
2016: WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01130
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01371
Total number of active participants reported on line 7a of the Form 55002015-01-01122
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01130
Number of participants with account balances2015-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN

Measure Date Value
2016 : WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-05$0
Total transfer of assets from this plan2016-12-05$311,455
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-05$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-05$6,587,306
Total income from all sources (including contributions)2016-12-05$-5,013
Total loss/gain on sale of assets2016-12-05$0
Total of all expenses incurred2016-12-05$37
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-05$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-05$0
Value of total assets at end of year2016-12-05$0
Value of total assets at beginning of year2016-12-05$6,903,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-05$37
Total interest from all sources2016-12-05$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-05$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-05$0
Administrative expenses professional fees incurred2016-12-05$37
Was this plan covered by a fidelity bond2016-12-05Yes
Value of fidelity bond cover2016-12-05$100,000
If this is an individual account plan, was there a blackout period2016-12-05No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-05$0
Were there any nonexempt tranactions with any party-in-interest2016-12-05No
Participant contributions at beginning of year2016-12-05$361,010
Other income not declared elsewhere2016-12-05$164
Liabilities. Value of operating payables at beginning of year2016-12-05$6,587,306
Total non interest bearing cash at beginning of year2016-12-05$258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-05No
Value of net income/loss2016-12-05$-5,050
Value of net assets at end of year (total assets less liabilities)2016-12-05$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-05$316,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-05No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-05No
Were any leases to which the plan was party in default or uncollectible2016-12-05No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-05$1,000,996
Value of interest in common/collective trusts at beginning of year2016-12-05$5,530,598
Net investment gain or loss from common/collective trusts2016-12-05$-5,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-05No
Was there a failure to transmit to the plan any participant contributions2016-12-05No
Has the plan failed to provide any benefit when due under the plan2016-12-05No
Employer contributions (assets) at beginning of year2016-12-05$10,949
Did the plan have assets held for investment2016-12-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-05Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-05Yes
Opinion of an independent qualified public accountant for this plan2016-12-05Disclaimer
Accountancy firm name2016-12-05HICOK, FERN & COMPANY
Accountancy firm EIN2016-12-05061662488
2015 : WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$6,587,306
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$6,587,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,763,833
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,284,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,215,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,830,641
Value of total assets at end of year2015-12-31$6,903,811
Value of total assets at beginning of year2015-12-31$5,424,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,449
Total interest from all sources2015-12-31$6,955
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$55,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$55,791
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,011,039
Participant contributions at end of year2015-12-31$361,010
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$83
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$47,690
Administrative expenses (other) incurred2015-12-31$12
Liabilities. Value of operating payables at end of year2015-12-31$6,587,306
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$258
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,479,158
Value of net assets at end of year (total assets less liabilities)2015-12-31$316,505
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,424,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,000,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$942,383
Income. Interest from loans (other than to participants)2015-12-31$6,955
Value of interest in common/collective trusts at end of year2015-12-31$5,530,598
Value of interest in common/collective trusts at beginning of year2015-12-31$4,448,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-79,323
Net investment gain or loss from common/collective trusts2015-12-31$-50,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,771,912
Employer contributions (assets) at end of year2015-12-31$10,949
Employer contributions (assets) at beginning of year2015-12-31$33,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,215,226
Contract administrator fees2015-12-31$69,437
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HICOK, FERN & COMPANY
Accountancy firm EIN2015-12-31061662488

Form 5500 Responses for WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN

2016: WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WHITE OAK RESOURCES LLC 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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