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UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameUNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 002

UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNITED MECHANICAL INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED MECHANICAL INC.
Employer identification number (EIN):730996242
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Additional information about UNITED MECHANICAL INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-01-26
Company Identification Number: 1888751
Legal Registered Office Address: PO BOX 409
Suffolk
BELLMORE
United States of America (USA)
11710

More information about UNITED MECHANICAL INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01ROD RUTHERFORD2021-03-30
0022019-01-01ROD RUTHERFORD2020-03-30
0022018-01-01ROD RUTHERFORD2019-03-01
0022017-01-01ROD RUTHERFORD2018-06-12
0022016-01-01ROD RUTHERFORD2017-07-11 ROD RUTHERFORD2017-07-11
0022015-01-01ROD RUTHERFORD2016-07-13 ROD RUTHERFORD2016-07-13
0022014-01-01ROD RUTHERFORD2015-09-30
0022014-01-01ROD RUTHERFORD2015-09-16
0022013-01-01ROD RUTHERFORD
0022012-01-01ALAN SIMPSON
0022011-01-01ALAN SIMPSON
0022009-01-01
0022009-01-01ALAN SIMPSON
0022009-01-01CHERYL GUBITOSI

Plan Statistics for UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0152
Total number of active participants reported on line 7a of the Form 55002023-01-0159
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-018
Total of all active and inactive participants2023-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-0168
Number of participants with account balances2023-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0145
Total number of active participants reported on line 7a of the Form 55002022-01-0152
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0152
Number of participants with account balances2022-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0169
Total number of active participants reported on line 7a of the Form 55002021-01-0145
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0145
Number of participants with account balances2021-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2013: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0191
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0187
Number of participants with account balances2013-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0187
Total number of active participants reported on line 7a of the Form 55002012-01-0166
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0193
Number of participants with account balances2012-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0182
Total number of active participants reported on line 7a of the Form 55002011-01-0158
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0182
Number of participants with account balances2011-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0171
Total number of active participants reported on line 7a of the Form 55002009-01-0154
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0174
Number of participants with account balances2009-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2023 401k financial data
Transfers to/from the plan2023-12-31$0
Total plan liabilities at end of year2023-12-31$0
Total plan liabilities at beginning of year2023-12-31$0
Total income from all sources2023-12-31$3,171,627
Expenses. Total of all expenses incurred2023-12-31$926,473
Benefits paid (including direct rollovers)2023-12-31$919,126
Total plan assets at end of year2023-12-31$13,741,690
Total plan assets at beginning of year2023-12-31$11,496,536
Value of fidelity bond covering the plan2023-12-31$2,000,000
Assets. Value of tangible personal property2023-12-31$0
Total contributions received or receivable from participants2023-12-31$324,514
Assets. Value of loans (other than to participants)2023-12-31$0
Expenses. Other expenses not covered elsewhere2023-12-31$0
Contributions received from other sources (not participants or employers)2023-12-31$11,269
Other income received2023-12-31$2,677,487
Noncash contributions received2023-12-31$0
Net income (gross income less expenses)2023-12-31$2,245,154
Net plan assets at end of year (total assets less liabilities)2023-12-31$13,741,690
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$11,496,536
Assets. Value of participant loans2023-12-31$113,153
Assets. Value of assets in partnership/joint-venture interests2023-12-31$0
Assets. Value of real-estate (other than employer real property)2023-12-31$0
Assets. Value of employer securities2023-12-31$0
Assets. Value of employer real property2023-12-31$0
Total contributions received or receivable from employer(s)2023-12-31$158,357
Value of certain deemed distributions of participant loans2023-12-31$0
Value of corrective distributions2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$7,347
2022 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-2,508,901
Expenses. Total of all expenses incurred2022-12-31$1,753,101
Benefits paid (including direct rollovers)2022-12-31$1,745,937
Total plan assets at end of year2022-12-31$11,496,536
Total plan assets at beginning of year2022-12-31$15,758,538
Value of fidelity bond covering the plan2022-12-31$2,000,000
Total contributions received or receivable from participants2022-12-31$281,731
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$72,063
Other income received2022-12-31$-3,013,725
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-4,262,002
Net plan assets at end of year (total assets less liabilities)2022-12-31$11,496,536
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$15,758,538
Assets. Value of participant loans2022-12-31$120,490
Total contributions received or receivable from employer(s)2022-12-31$151,030
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$7,164
2021 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$3,154,510
Expenses. Total of all expenses incurred2021-12-31$834,394
Benefits paid (including direct rollovers)2021-12-31$804,963
Total plan assets at end of year2021-12-31$15,758,538
Total plan assets at beginning of year2021-12-31$13,438,422
Value of fidelity bond covering the plan2021-12-31$2,000,000
Total contributions received or receivable from participants2021-12-31$314,663
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$2,630,091
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$2,320,116
Net plan assets at end of year (total assets less liabilities)2021-12-31$15,758,538
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$13,438,422
Assets. Value of participant loans2021-12-31$65,809
Total contributions received or receivable from employer(s)2021-12-31$209,756
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$29,431
2013 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,704,873
Expenses. Total of all expenses incurred2013-12-31$25,707
Benefits paid (including direct rollovers)2013-12-31$24,907
Total plan assets at end of year2013-12-31$7,804,955
Total plan assets at beginning of year2013-12-31$6,125,789
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$280,428
Other income received2013-12-31$1,256,577
Net income (gross income less expenses)2013-12-31$1,679,166
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,804,955
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$6,125,789
Assets. Value of participant loans2013-12-31$145,791
Total contributions received or receivable from employer(s)2013-12-31$167,868
Value of certain deemed distributions of participant loans2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$800
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,048,354
Expenses. Total of all expenses incurred2012-12-31$59,712
Benefits paid (including direct rollovers)2012-12-31$59,712
Total plan assets at end of year2012-12-31$6,125,789
Total plan assets at beginning of year2012-12-31$5,137,147
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$275,101
Other income received2012-12-31$606,733
Net income (gross income less expenses)2012-12-31$988,642
Net plan assets at end of year (total assets less liabilities)2012-12-31$6,125,789
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,137,147
Assets. Value of participant loans2012-12-31$88,086
Total contributions received or receivable from employer(s)2012-12-31$166,520
2011 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$391,389
Expenses. Total of all expenses incurred2011-12-31$29,886
Benefits paid (including direct rollovers)2011-12-31$29,886
Total plan assets at end of year2011-12-31$5,137,147
Total plan assets at beginning of year2011-12-31$4,775,644
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$283,246
Other income received2011-12-31$-51,813
Net income (gross income less expenses)2011-12-31$361,503
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,137,147
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,775,644
Assets. Value of participant loans2011-12-31$60,581
Total contributions received or receivable from employer(s)2011-12-31$159,956
2010 : UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources2010-12-31$805,101
Expenses. Total of all expenses incurred2010-12-31$106,361
Benefits paid (including direct rollovers)2010-12-31$106,361
Total plan assets at end of year2010-12-31$4,775,644
Total plan assets at beginning of year2010-12-31$4,076,904
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$217,608
Other income received2010-12-31$426,314
Net income (gross income less expenses)2010-12-31$698,740
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,775,644
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,076,904
Assets. Value of participant loans2010-12-31$90,845
Total contributions received or receivable from employer(s)2010-12-31$161,179

Form 5500 Responses for UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN

2023: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2013: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNITED MECHANICAL INC. 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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