401k Plan data: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN plan

JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 401k Plan overview

Plan Name	JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN
Plan identification number	001

JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES E. FARLEY, D.D.S., INC. has sponsored the creation of one or more 401k plans.

Company Name: JAMES E. FARLEY, D.D.S., INC.

Employer identification number (EIN): 731128155

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 JAMES FARLEY
001 2013-09-01 JAMES FARLEY
001 2012-09-01 JAMES FARLEY
001 2011-09-01 JAMES FARLEY
001 2010-09-01 JAMES E. FARLEY

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	JAMES FARLEY
001	2013-09-01	JAMES FARLEY
001	2012-09-01	JAMES FARLEY
001	2011-09-01	JAMES FARLEY
001	2010-09-01	JAMES E. FARLEY

Plan Statistics for JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN

401k plan membership statisitcs for JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN

Measure Date Value
2014: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-09-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-09-01 9
Number of retired or separated participants receiving benefits 2013-09-01 0
Number of other retired or separated participants entitled to future benefits 2013-09-01 0
Total of all active and inactive participants 2013-09-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-09-01 0
Total participants 2013-09-01 9
Number of participants with account balances 2013-09-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-09-01 0
2012: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-09-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-09-01 9
Number of retired or separated participants receiving benefits 2012-09-01 0
Number of other retired or separated participants entitled to future benefits 2012-09-01 0
Total of all active and inactive participants 2012-09-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-09-01 0
Total participants 2012-09-01 9
Number of participants with account balances 2012-09-01 5
2011: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-09-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-09-01 9
Number of retired or separated participants receiving benefits 2011-09-01 0
Number of other retired or separated participants entitled to future benefits 2011-09-01 0
Total of all active and inactive participants 2011-09-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-09-01 0
Total participants 2011-09-01 9
Number of participants with account balances 2011-09-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-09-01 1
2010: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-09-01 9
Total number of active participants reported on line 7a of the Form 5500 2010-09-01 9
Number of retired or separated participants receiving benefits 2010-09-01 0
Number of other retired or separated participants entitled to future benefits 2010-09-01 0
Total of all active and inactive participants 2010-09-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-09-01 0
Total participants 2010-09-01 9
Number of participants with account balances 2010-09-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-09-01 0

Measure	Date	Value
2014: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-09-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-09-01	9
Number of retired or separated participants receiving benefits	2013-09-01	0
Number of other retired or separated participants entitled to future benefits	2013-09-01	0
Total of all active and inactive participants	2013-09-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-09-01	0
Total participants	2013-09-01	9
Number of participants with account balances	2013-09-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-09-01	0
2012: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-09-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-09-01	9
Number of retired or separated participants receiving benefits	2012-09-01	0
Number of other retired or separated participants entitled to future benefits	2012-09-01	0
Total of all active and inactive participants	2012-09-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-09-01	0
Total participants	2012-09-01	9
Number of participants with account balances	2012-09-01	5
2011: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-09-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-09-01	9
Number of retired or separated participants receiving benefits	2011-09-01	0
Number of other retired or separated participants entitled to future benefits	2011-09-01	0
Total of all active and inactive participants	2011-09-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-09-01	0
Total participants	2011-09-01	9
Number of participants with account balances	2011-09-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-09-01	1
2010: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-09-01	9
Total number of active participants reported on line 7a of the Form 5500	2010-09-01	9
Number of retired or separated participants receiving benefits	2010-09-01	0
Number of other retired or separated participants entitled to future benefits	2010-09-01	0
Total of all active and inactive participants	2010-09-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-09-01	0
Total participants	2010-09-01	9
Number of participants with account balances	2010-09-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-09-01	0

Financial Data on JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN

Measure	Date	Value
2014 : JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total income from all sources	2014-12-31	$23,064
Expenses. Total of all expenses incurred	2014-12-31	$400,189
Benefits paid (including direct rollovers)	2014-12-31	$399,648
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$377,125
Total contributions received or receivable from participants	2014-12-31	$2,100
Other income received	2014-12-31	$18,864
Net income (gross income less expenses)	2014-12-31	$-377,125
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$377,125
Total contributions received or receivable from employer(s)	2014-12-31	$2,100
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$541
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$16,962
Expenses. Total of all expenses incurred	2013-12-31	$70
Total plan assets at end of year	2013-12-31	$377,125
Total plan assets at beginning of year	2013-12-31	$360,233
Total contributions received or receivable from participants	2013-12-31	$1,200
Other income received	2013-12-31	$14,562
Net income (gross income less expenses)	2013-12-31	$16,892
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$377,125
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$360,233
Total contributions received or receivable from employer(s)	2013-12-31	$1,200
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$70
Total plan liabilities at beginning of year	2013-08-31	$0
Total income from all sources	2013-08-31	$5,646
Expenses. Total of all expenses incurred	2013-08-31	$199
Total plan assets at end of year	2013-08-31	$360,233
Total plan assets at beginning of year	2013-08-31	$354,786
Total contributions received or receivable from participants	2013-08-31	$3,600
Other income received	2013-08-31	$-1,554
Net income (gross income less expenses)	2013-08-31	$5,447
Net plan assets at end of year (total assets less liabilities)	2013-08-31	$360,233
Net plan assets at beginning of year (total assets less liabilities)	2013-08-31	$354,786
Total contributions received or receivable from employer(s)	2013-08-31	$3,600
Expenses. Administrative service providers (salaries,fees and commissions)	2013-08-31	$199
2012 : JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-08-31	$0
Total plan liabilities at beginning of year	2012-08-31	$0
Total income from all sources	2012-08-31	$51,909
Expenses. Total of all expenses incurred	2012-08-31	$9,621
Benefits paid (including direct rollovers)	2012-08-31	$9,621
Total plan assets at end of year	2012-08-31	$354,786
Total plan assets at beginning of year	2012-08-31	$312,498
Total contributions received or receivable from participants	2012-08-31	$3,350
Other income received	2012-08-31	$45,209
Net income (gross income less expenses)	2012-08-31	$42,288
Net plan assets at end of year (total assets less liabilities)	2012-08-31	$354,786
Net plan assets at beginning of year (total assets less liabilities)	2012-08-31	$312,498
Total contributions received or receivable from employer(s)	2012-08-31	$3,350
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-08-31	$0
2011 : JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-08-31	$0
Total plan liabilities at beginning of year	2011-08-31	$0
Total income from all sources	2011-08-31	$28,391
Expenses. Total of all expenses incurred	2011-08-31	$0
Total plan assets at end of year	2011-08-31	$312,498
Total plan assets at beginning of year	2011-08-31	$284,107
Total contributions received or receivable from participants	2011-08-31	$3,600
Other income received	2011-08-31	$21,191
Net income (gross income less expenses)	2011-08-31	$28,391
Net plan assets at end of year (total assets less liabilities)	2011-08-31	$312,498
Net plan assets at beginning of year (total assets less liabilities)	2011-08-31	$284,107
Total contributions received or receivable from employer(s)	2011-08-31	$3,600
2010 : JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-08-31	$0
Total plan liabilities at beginning of year	2010-08-31	$0
Total income from all sources	2010-08-31	$34,066
Expenses. Total of all expenses incurred	2010-08-31	$0
Total plan assets at end of year	2010-08-31	$284,107
Total plan assets at beginning of year	2010-08-31	$250,041
Total contributions received or receivable from participants	2010-08-31	$3,600
Other income received	2010-08-31	$26,866
Net income (gross income less expenses)	2010-08-31	$34,066
Net plan assets at end of year (total assets less liabilities)	2010-08-31	$284,107
Net plan assets at beginning of year (total assets less liabilities)	2010-08-31	$250,041
Total contributions received or receivable from employer(s)	2010-08-31	$3,600

Form 5500 Responses for JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN

2014: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2013 form 5500 responses
2013-09-01	Type of plan entity	Single employer plan
2013-09-01	Submission has been amended	No
2013-09-01	This submission is the final filing	No
2013-09-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-09-01	Plan is a collectively bargained plan	No
2013-09-01	Plan funding arrangement – Trust	Yes
2013-09-01	Plan benefit arrangement - Trust	Yes
2012: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2012 form 5500 responses
2012-09-01	Type of plan entity	Single employer plan
2012-09-01	Submission has been amended	No
2012-09-01	This submission is the final filing	No
2012-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-09-01	Plan is a collectively bargained plan	No
2012-09-01	Plan funding arrangement – Trust	Yes
2012-09-01	Plan benefit arrangement - Trust	Yes
2011: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2011 form 5500 responses
2011-09-01	Type of plan entity	Single employer plan
2011-09-01	Submission has been amended	No
2011-09-01	This submission is the final filing	No
2011-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-09-01	Plan is a collectively bargained plan	No
2011-09-01	Plan funding arrangement – Trust	Yes
2011-09-01	Plan benefit arrangement - Trust	Yes
2010: JAMES E. FARLEY, D.D.S., INC., PROFIT SHARING PLAN 2010 form 5500 responses
2010-09-01	Type of plan entity	Single employer plan
2010-09-01	Submission has been amended	No
2010-09-01	This submission is the final filing	No
2010-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-09-01	Plan is a collectively bargained plan	No
2010-09-01	Plan funding arrangement – Trust	Yes
2010-09-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JAMES E. FARLEY, D.D.S., INC.
Employer identification number (EIN):	731128155
NAIC Classification:	621210
NAIC Description:	Offices of Dentists