401k Plan data: PLATT COLLEGE 401(K) PLAN plan

PLATT COLLEGE 401(K) PLAN 401k Plan overview

Plan Name	PLATT COLLEGE 401(K) PLAN
Plan identification number	002

PLATT COLLEGE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ENGARD, INC. has sponsored the creation of one or more 401k plans.

Company Name: ENGARD, INC.

Employer identification number (EIN): 731212321

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLATT COLLEGE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 AMY PEASE AMY PEASE 2013-10-15
002 2011-01-01 AMY PEASE
002 2009-01-01 BRAD MORRIS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-01-01	AMY PEASE	AMY PEASE	2013-10-15
002	2011-01-01	AMY PEASE
002	2009-01-01	BRAD MORRIS

Plan Statistics for PLATT COLLEGE 401(K) PLAN

401k plan membership statisitcs for PLATT COLLEGE 401(K) PLAN

Measure Date Value
2012: PLATT COLLEGE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 350
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 274
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 99
Total of all active and inactive participants 2012-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 373
Number of participants with account balances 2012-01-01 151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: PLATT COLLEGE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 350
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 317
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 55
Total of all active and inactive participants 2011-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 372
Number of participants with account balances 2011-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 21
2009: PLATT COLLEGE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 296
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 27
Total of all active and inactive participants 2009-01-01 323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 323
Number of participants with account balances 2009-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2012: PLATT COLLEGE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	350
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	274
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	99
Total of all active and inactive participants	2012-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	373
Number of participants with account balances	2012-01-01	151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: PLATT COLLEGE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	350
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	317
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	55
Total of all active and inactive participants	2011-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	372
Number of participants with account balances	2011-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	21
2009: PLATT COLLEGE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	296
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	27
Total of all active and inactive participants	2009-01-01	323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	323
Number of participants with account balances	2009-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on PLATT COLLEGE 401(K) PLAN

Measure	Date	Value
2012 : PLATT COLLEGE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$165
Total income from all sources (including contributions)	2012-12-31	$540,615
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$625,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$621,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$221,621
Value of total assets at end of year	2012-12-31	$2,196,629
Value of total assets at beginning of year	2012-12-31	$2,281,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,536
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$35,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$35,470
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$163,438
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$6,762
Administrative expenses (other) incurred	2012-12-31	$2,720
Liabilities. Value of operating payables at end of year	2012-12-31	$165
Liabilities. Value of operating payables at beginning of year	2012-12-31	$165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-84,598
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,196,464
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,281,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,034,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,107,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$103,582
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$102,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$102,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$283,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$58,183
Employer contributions (assets) at end of year	2012-12-31	$58,183
Employer contributions (assets) at beginning of year	2012-12-31	$63,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$621,677
Contract administrator fees	2012-12-31	$816
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCCLINTOCK & ASSOCIATES, P.C.
Accountancy firm EIN	2012-12-31	251701013
2011 : PLATT COLLEGE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$165
Total income from all sources (including contributions)	2011-12-31	$227,400
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$395,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$392,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$306,105
Value of total assets at end of year	2011-12-31	$2,281,227
Value of total assets at beginning of year	2011-12-31	$2,449,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,729
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$31,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$31,680
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$219,425
Participant contributions at end of year	2011-12-31	$6,762
Participant contributions at beginning of year	2011-12-31	$7,898
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$22,825
Administrative expenses (other) incurred	2011-12-31	$2,729
Liabilities. Value of operating payables at end of year	2011-12-31	$165
Liabilities. Value of operating payables at beginning of year	2011-12-31	$165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-168,060
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,281,062
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,449,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,107,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,284,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$102,866
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$79,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$79,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-110,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$63,855
Employer contributions (assets) at end of year	2011-12-31	$63,855
Employer contributions (assets) at beginning of year	2011-12-31	$76,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$392,731
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCCLINTOCK & ASSOCIATES, P.C.
Accountancy firm EIN	2011-12-31	251701013
2010 : PLATT COLLEGE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$165
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$165
Total income from all sources (including contributions)	2010-12-31	$575,613
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$284,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$284,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$342,158
Value of total assets at end of year	2010-12-31	$2,449,287
Value of total assets at beginning of year	2010-12-31	$2,158,641
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$39,692
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$256,988
Participant contributions at end of year	2010-12-31	$7,898
Participant contributions at beginning of year	2010-12-31	$6,193
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,693
Liabilities. Value of operating payables at end of year	2010-12-31	$165
Liabilities. Value of operating payables at beginning of year	2010-12-31	$165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$290,646
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,449,122
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,158,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,284,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,069,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$79,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$78,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$78,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$39,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$193,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$77,477
Employer contributions (assets) at end of year	2010-12-31	$76,852
Employer contributions (assets) at beginning of year	2010-12-31	$4,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$284,967
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	STEAKLY & GILBERT, P.C.
Accountancy firm EIN	2010-12-31	731248749
2009 : PLATT COLLEGE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PLATT COLLEGE 401(K) PLAN

2012: PLATT COLLEGE 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PLATT COLLEGE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PLATT COLLEGE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ENGARD, INC.
Employer identification number (EIN):	731212321
NAIC Classification:	611000