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CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 401k Plan overview

Plan NameCENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN
Plan identification number 001

CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC.
Employer identification number (EIN):731463293
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01KIRK A. NAIFEH, CFO
0012015-01-01KIRK A. NAIFEH, CFO
0012014-01-01KIRK A. NAIFEH, CFO
0012013-01-01KIRK A. NAIFEH, CFO
0012012-01-01KIRK A. NAIFEH, CFO
0012011-01-01KIRK A. NAIFEH, CFO
0012010-01-01KIRK A. NAIFEH, CFO
0012009-01-01KIRK A. NAIFEH, CFO

Plan Statistics for CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN

401k plan membership statisitcs for CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN

Measure Date Value
2016: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01192
Total number of active participants reported on line 7a of the Form 55002016-01-01186
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-01256
Total participants2016-01-01256
Number of participants with account balances2016-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01197
Total number of active participants reported on line 7a of the Form 55002015-01-01127
Number of other retired or separated participants entitled to future benefits2015-01-0164
Total of all active and inactive participants2015-01-01191
Total participants2015-01-01191
Number of participants with account balances2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01208
Total number of active participants reported on line 7a of the Form 55002014-01-01140
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01197
Total participants2014-01-01197
Number of participants with account balances2014-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01205
Total number of active participants reported on line 7a of the Form 55002013-01-01134
Number of other retired or separated participants entitled to future benefits2013-01-0165
Total of all active and inactive participants2013-01-01199
Total participants2013-01-01199
Number of participants with account balances2013-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01204
Total number of active participants reported on line 7a of the Form 55002012-01-01135
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01194
Total participants2012-01-01194
Number of participants with account balances2012-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01213
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01199
Number of participants with account balances2011-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01188
Total number of active participants reported on line 7a of the Form 55002010-01-01150
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0151
Total of all active and inactive participants2010-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01201
Number of participants with account balances2010-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01176
Total number of active participants reported on line 7a of the Form 55002009-01-0133
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0155
Total of all active and inactive participants2009-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0188
Number of participants with account balances2009-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN

Measure Date Value
2016 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$23,522,590
Total income from all sources (including contributions)2016-12-31$3,953,069
Total of all expenses incurred2016-12-31$2,085,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,071,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,695,176
Value of total assets at end of year2016-12-31$51,859,598
Value of total assets at beginning of year2016-12-31$26,469,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,041
Total interest from all sources2016-12-31$4,320
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$250,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$250,282
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$14,041
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$626,712
Participant contributions at end of year2016-12-31$-25
Participant contributions at beginning of year2016-12-31$25
Assets. Other investments not covered elsewhere at end of year2016-12-31$8,312,369
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$7,528,727
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,293
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$22,941,539
Other income not declared elsewhere2016-12-31$735,418
Total non interest bearing cash at end of year2016-12-31$141,298
Total non interest bearing cash at beginning of year2016-12-31$31,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,867,677
Value of net assets at end of year (total assets less liabilities)2016-12-31$51,859,598
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,469,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,946,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,012,633
Value of interest in common/collective trusts at end of year2016-12-31$10,525,655
Value of interest in common/collective trusts at beginning of year2016-12-31$10,563,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$796,889
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$790,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$790,386
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,267,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,064,171
Employer contributions (assets) at end of year2016-12-31$1,195,749
Employer contributions (assets) at beginning of year2016-12-31$542,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,071,351
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31STANFIELD & O'DELL PC
Accountancy firm EIN2016-12-31731293433
2015 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,237,481
Total of all expenses incurred2015-12-31$2,397,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,384,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,586,757
Value of total assets at end of year2015-12-31$26,469,331
Value of total assets at beginning of year2015-12-31$27,629,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,055
Total interest from all sources2015-12-31$908
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$245,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$245,663
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$275,000
Administrative expenses professional fees incurred2015-12-31$13,055
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$594,161
Participant contributions at end of year2015-12-31$25
Assets. Other investments not covered elsewhere at end of year2015-12-31$7,528,727
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$7,599,964
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$709
Other income not declared elsewhere2015-12-31$-110,070
Total non interest bearing cash at end of year2015-12-31$31,718
Total non interest bearing cash at beginning of year2015-12-31$8,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,160,217
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,469,331
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,629,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,012,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,347,258
Value of interest in common/collective trusts at end of year2015-12-31$10,563,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$790,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$876,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$876,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-485,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$991,887
Employer contributions (assets) at end of year2015-12-31$542,757
Employer contributions (assets) at beginning of year2015-12-31$522,180
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,384,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31STANDFIELD & O'DELL PC
Accountancy firm EIN2015-12-31731293433
2014 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,238,041
Total of all expenses incurred2014-12-31$1,155,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,149,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,547,291
Value of total assets at end of year2014-12-31$27,629,548
Value of total assets at beginning of year2014-12-31$25,547,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,486
Total interest from all sources2014-12-31$699
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$174,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$174,103
Assets. Real estate other than employer real property at end of year2014-12-31$275,000
Assets. Real estate other than employer real property at beginning of year2014-12-31$275,000
Administrative expenses professional fees incurred2014-12-31$6,486
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$567,566
Assets. Other investments not covered elsewhere at end of year2014-12-31$7,599,964
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,080,418
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,747
Other income not declared elsewhere2014-12-31$456,344
Total non interest bearing cash at end of year2014-12-31$8,869
Total non interest bearing cash at beginning of year2014-12-31$31,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,082,267
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,629,548
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,547,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,347,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,432,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$876,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,234,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,234,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,059,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$954,978
Employer contributions (assets) at end of year2014-12-31$522,180
Employer contributions (assets) at beginning of year2014-12-31$494,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,149,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31STANDFIELD & O'DELL PC
Accountancy firm EIN2014-12-31731293433
2013 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,921,263
Total of all expenses incurred2013-12-31$572,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$566,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,520,181
Value of total assets at end of year2013-12-31$25,547,281
Value of total assets at beginning of year2013-12-31$21,198,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,766
Total interest from all sources2013-12-31$976
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$121,565
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$121,565
Assets. Real estate other than employer real property at end of year2013-12-31$275,000
Assets. Real estate other than employer real property at beginning of year2013-12-31$300,000
Administrative expenses professional fees incurred2013-12-31$6,766
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$559,806
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,080,418
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$5,762,956
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$51,203
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$64
Other income not declared elsewhere2013-12-31$837,454
Total non interest bearing cash at end of year2013-12-31$31,049
Total non interest bearing cash at beginning of year2013-12-31$21,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,348,466
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,547,281
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,198,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,432,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,288,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,234,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,304,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,304,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,441,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$909,172
Employer contributions (assets) at end of year2013-12-31$494,213
Employer contributions (assets) at beginning of year2013-12-31$495,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$565,967
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$25,271
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31STANFIELD & O'DELL PC
Accountancy firm EIN2013-12-31731293433
2012 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,711,665
Total of all expenses incurred2012-12-31$3,130,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,121,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,483,161
Value of total assets at end of year2012-12-31$21,198,815
Value of total assets at beginning of year2012-12-31$20,617,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,086
Total interest from all sources2012-12-31$218
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$144,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$144,146
Assets. Real estate other than employer real property at end of year2012-12-31$300,000
Assets. Real estate other than employer real property at beginning of year2012-12-31$275,000
Administrative expenses professional fees incurred2012-12-31$9,086
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$516,877
Assets. Other investments not covered elsewhere at end of year2012-12-31$5,762,956
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,967,942
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$56,591
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,101,359
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,206
Other income not declared elsewhere2012-12-31$573,467
Total non interest bearing cash at end of year2012-12-31$21,473
Total non interest bearing cash at beginning of year2012-12-31$24,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$581,393
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,198,815
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,617,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,288,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,641,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,304,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,161,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,161,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$218
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,510,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$909,693
Employer contributions (assets) at end of year2012-12-31$495,907
Employer contributions (assets) at beginning of year2012-12-31$523,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,019,827
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$25,271
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$21,559
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31STANFIELD & O'DELL PC
Accountancy firm EIN2012-12-31731293433
2011 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,265,912
Total of all expenses incurred2011-12-31$1,825,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,824,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,500,947
Value of total assets at end of year2011-12-31$20,617,422
Value of total assets at beginning of year2011-12-31$21,176,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$984
Total interest from all sources2011-12-31$579
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$73,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$73,534
Assets. Real estate other than employer real property at end of year2011-12-31$275,000
Assets. Real estate other than employer real property at beginning of year2011-12-31$360,000
Administrative expenses professional fees incurred2011-12-31$984
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$531,950
Participant contributions at beginning of year2011-12-31$11,097
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,967,942
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$7,306,854
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$12,624
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,206
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$6,721
Other income not declared elsewhere2011-12-31$-175,786
Total non interest bearing cash at end of year2011-12-31$24,712
Total non interest bearing cash at beginning of year2011-12-31$16,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-559,467
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,617,422
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,176,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,641,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,876,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,161,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,009,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,009,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$579
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$14,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-133,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$956,373
Employer contributions (assets) at end of year2011-12-31$523,876
Employer contributions (assets) at beginning of year2011-12-31$521,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,824,395
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$33,252
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$21,559
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$20,038
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31STANFIELD & O'DELL PC
Accountancy firm EIN2011-12-31731293433
2010 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,421,824
Total unrealized appreciation/depreciation of assets2010-12-31$1,421,824
Total income from all sources (including contributions)2010-12-31$3,705,637
Total loss/gain on sale of assets2010-12-31$7,098
Total of all expenses incurred2010-12-31$1,229,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,228,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,508,361
Value of total assets at end of year2010-12-31$21,176,889
Value of total assets at beginning of year2010-12-31$18,700,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$923
Total interest from all sources2010-12-31$1,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$360,000
Assets. Real estate other than employer real property at beginning of year2010-12-31$418,000
Administrative expenses professional fees incurred2010-12-31$923
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$504,452
Participant contributions at end of year2010-12-31$11,097
Participant contributions at beginning of year2010-12-31$1,999
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,306,854
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,963,972
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$76,494
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$6,721
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$5,522
Other income not declared elsewhere2010-12-31$688,155
Total non interest bearing cash at end of year2010-12-31$16,473
Total non interest bearing cash at beginning of year2010-12-31$19,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,476,351
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,176,889
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,700,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,876,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,761,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,009,671
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$979,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$979,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,613
Asset value of US Government securities at end of year2010-12-31$14,648
Asset value of US Government securities at beginning of year2010-12-31$13,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$78,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$927,415
Employer contributions (assets) at end of year2010-12-31$521,810
Employer contributions (assets) at beginning of year2010-12-31$494,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,228,363
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$33,252
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$27,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$20,038
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$15,467
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,687,392
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,680,294
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31STANFIELD & O'DELL PC
Accountancy firm EIN2010-12-31731293433
2009 : CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN

2016: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CENTRAL STATES ORTHOPEDIC SPECIALISTS, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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