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FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 401k Plan overview

Plan NameFOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND
Plan identification number 002

FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

FOUNDATION SURGICAL HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:FOUNDATION SURGICAL HOSPITAL
Employer identification number (EIN):731487633
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01BRAD OTTWELL BRAD OTTWELL2014-10-14
0022012-01-01AMBER PAYNE PRIS RICKS2013-10-14
0022011-01-01PRIS RICKS
0022010-01-01PRIS RICKS
0022007-01-01PRIS RICKS

Plan Statistics for FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND

401k plan membership statisitcs for FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND

Measure Date Value
2013: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2013 401k membership
Total participants, beginning-of-year2013-01-01877
Total number of active participants reported on line 7a of the Form 55002013-01-01843
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01105
Total of all active and inactive participants2013-01-01951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01951
Number of participants with account balances2013-01-01768
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2012 401k membership
Total participants, beginning-of-year2012-01-01762
Total number of active participants reported on line 7a of the Form 55002012-01-01791
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0184
Total of all active and inactive participants2012-01-01877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01877
Number of participants with account balances2012-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0162
2011: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2011 401k membership
Total participants, beginning-of-year2011-01-011,351
Total number of active participants reported on line 7a of the Form 55002011-01-01687
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0174
Total of all active and inactive participants2011-01-01762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01762
Number of participants with account balances2011-01-01591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01201
2010: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2010 401k membership
Total participants, beginning-of-year2010-01-01646
Total number of active participants reported on line 7a of the Form 55002010-01-011,351
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-011,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,351
Number of participants with account balances2010-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2007: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2007 401k membership
Total participants, beginning-of-year2007-01-011,243
Total number of active participants reported on line 7a of the Form 55002007-01-011,263
Number of retired or separated participants receiving benefits2007-01-0130
Number of other retired or separated participants entitled to future benefits2007-01-01248
Total of all active and inactive participants2007-01-011,541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-011,541
Number of participants with account balances2007-01-01903
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-0126
Number of employers contributing to the scheme2007-01-010

Financial Data on FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND

Measure Date Value
2013 : FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,153,293
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,971,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,973,928
Expenses. Certain deemed distributions of participant loans2013-12-31$-16,935
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,948,918
Value of total assets at end of year2013-12-31$18,765,989
Value of total assets at beginning of year2013-12-31$15,584,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,368
Total interest from all sources2013-12-31$57,248
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$626,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$626,650
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,769,109
Participant contributions at end of year2013-12-31$559,250
Participant contributions at beginning of year2013-12-31$479,517
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$347,719
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$1,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,181,932
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,765,989
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,584,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,471,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,572,535
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$16,071
Interest earned on other investments2013-12-31$41,177
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,735,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,532,005
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,520,477
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$832,090
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,973,928
Contract administrator fees2013-12-31$12,724
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROBISON GARY JOHNSON & ASSOCIATES
Accountancy firm EIN2013-12-31461765638
2012 : FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$966,465
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,618,146
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,163,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,137,818
Expenses. Certain deemed distributions of participant loans2012-12-31$3,841
Value of total corrective distributions2012-12-31$4,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,150,215
Value of total assets at end of year2012-12-31$15,584,057
Value of total assets at beginning of year2012-12-31$13,162,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,939
Total interest from all sources2012-12-31$56,187
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$319,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$319,303
Administrative expenses professional fees incurred2012-12-31$4,333
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,483,699
Participant contributions at end of year2012-12-31$479,517
Participant contributions at beginning of year2012-12-31$450,630
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$64,549
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$1,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,454,863
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,584,057
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,162,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,572,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,438,199
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$16,876
Interest earned on other investments2012-12-31$39,311
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,532,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,273,900
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,092,441
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$601,967
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,137,818
Contract administrator fees2012-12-31$11,554
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HENLEY & JOHNSON
Accountancy firm EIN2012-12-31731486733
2011 : FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,930,584
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,307,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,254,971
Expenses. Certain deemed distributions of participant loans2011-12-31$17,208
Value of total corrective distributions2011-12-31$5,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,325,292
Value of total assets at end of year2011-12-31$13,162,729
Value of total assets at beginning of year2011-12-31$16,539,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,801
Total interest from all sources2011-12-31$58,507
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$288,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$288,061
Administrative expenses professional fees incurred2011-12-31$13,320
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,501,021
Participant contributions at end of year2011-12-31$450,630
Participant contributions at beginning of year2011-12-31$576,192
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$263,172
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$2,319,489
Other income not declared elsewhere2011-12-31$-56,135
Administrative expenses (other) incurred2011-12-31$55
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,376,746
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,162,729
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,539,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,438,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,784,686
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$38,061
Interest on participant loans2011-12-31$20,801
Interest earned on other investments2011-12-31$37,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,273,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,140,536
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-685,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$561,099
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,935,482
Contract administrator fees2011-12-31$16,426
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HENLEY & JOHNSON PLLC
Accountancy firm EIN2011-12-31731486733
2010 : FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$6,648,828
Total transfer of assets from this plan2010-12-31$55,081
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,822,179
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,488,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,451,194
Expenses. Certain deemed distributions of participant loans2010-12-31$7,130
Value of total corrective distributions2010-12-31$6,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,938,859
Value of total assets at end of year2010-12-31$16,539,475
Value of total assets at beginning of year2010-12-31$8,612,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,464
Total interest from all sources2010-12-31$32,445
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$284,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$284,454
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,306,905
Participant contributions at end of year2010-12-31$576,192
Participant contributions at beginning of year2010-12-31$390,864
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$60,422
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Other income not declared elsewhere2010-12-31$-122,798
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,333,594
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,539,475
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,612,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,784,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,221,270
Value of interest in pooled separate accounts at end of year2010-12-31$38,061
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$4,121
Interest earned on other investments2010-12-31$28,324
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,140,536
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$-69,211
Net investment gain/loss from pooled separate accounts2010-12-31$758,430
Net investment gain or loss from common/collective trusts2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$571,532
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,451,194
Contract administrator fees2010-12-31$23,464
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Qualified
Accountancy firm name2010-12-31HENLEY AND JOHNSON, PLLC
Accountancy firm EIN2010-12-31731486733

Form 5500 Responses for FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND

2013: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2007: FOUNDATION AFFILIATES MULTIPLE EMPLOYER 401(K) AND 2007 form 5500 responses
2007-01-01Type of plan entityMulitple employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement – InsuranceYes
2007-01-01Plan benefit arrangement - TrustYes

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