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ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 401k Plan overview

Plan NameROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN
Plan identification number 003

ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY MOUNTAIN ANESTHESIOLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROCKY MOUNTAIN ANESTHESIOLOGY, INC.
Employer identification number (EIN):731714968
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01NICK ORDYNA2023-07-25
0032021-01-01NICK ORDYNA2022-10-04
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01
0032016-01-01NICK ORDYNA2017-07-31
0032015-01-01NICK ORDYNA2016-09-28
0032014-01-01BRYAN PETERSON2015-07-15
0032013-01-01BRYAN PETERSON2014-10-14
0032012-01-01BRADFORD BOHMAN2013-07-23
0032011-01-01PREPARER ON BEHALF OF ADMINISTRATOR

Plan Statistics for ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN

401k plan membership statisitcs for ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN

Measure Date Value
2022: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2022 401k membership
Market value of plan assets2022-12-312,406,666
Acturial value of plan assets2022-12-312,406,666
Funding target for retired participants and beneficiaries receiving payment2022-12-310
Number of terminated vested participants2022-12-311
Fundng target for terminated vested participants2022-12-313,493
Active participant vested funding target2022-12-31241,483
Number of active participants2022-12-317
Total funding liabilities for active participants2022-12-31241,483
Total participant count2022-12-318
Total funding target for all participants2022-12-31244,976
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-311,178,256
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-3116,671
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-311,161,585
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31409,807
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-310
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
2021: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2021 401k membership
Market value of plan assets2021-12-313,651,810
Acturial value of plan assets2021-12-313,651,810
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-3111
Fundng target for terminated vested participants2021-12-31105,362
Active participant vested funding target2021-12-312,300,795
Number of active participants2021-12-317
Total funding liabilities for active participants2021-12-312,300,795
Total participant count2021-12-3118
Total funding target for all participants2021-12-312,406,157
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-311,941,278
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-311,941,278
Present value of excess contributions2021-12-31326,311
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-31326,311
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-31326,311
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-31848,420
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-311,178,256
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3117,626
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3117,625
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-3117,625
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2020 401k membership
Market value of plan assets2020-12-317,733,335
Acturial value of plan assets2020-12-317,733,335
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-3111
Fundng target for terminated vested participants2020-12-31100,376
Active participant vested funding target2020-12-315,564,555
Number of active participants2020-12-317
Total funding liabilities for active participants2020-12-315,564,555
Total participant count2020-12-3118
Total funding target for all participants2020-12-315,664,931
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-311,927,993
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-311,927,993
Present value of excess contributions2020-12-31221,064
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31221,064
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31221,064
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-31400,000
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-311,941,278
Total employer contributions2020-12-311,866,111
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-311,862,534
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-311,551,143
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-311,536,223
Additional cash requirement2020-12-311,536,223
Contributions allocatedtoward minimum required contributions for current year2020-12-311,862,534
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2019 401k membership
Market value of plan assets2019-12-318,051,742
Acturial value of plan assets2019-12-318,051,742
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-313
Fundng target for terminated vested participants2019-12-3128,933
Active participant vested funding target2019-12-316,436,175
Number of active participants2019-12-3115
Total funding liabilities for active participants2019-12-316,437,455
Total participant count2019-12-3118
Total funding target for all participants2019-12-316,466,388
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-311,858,363
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-311,858,363
Present value of excess contributions2019-12-31133,186
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31133,186
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-31133,186
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-311,927,993
Total employer contributions2019-12-31825,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31842,930
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31524,170
Net shortfall amortization installment of oustanding balance2019-12-31450,028
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31621,866
Additional cash requirement2019-12-31621,866
Contributions allocatedtoward minimum required contributions for current year2019-12-31842,930
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2018 401k membership
Market value of plan assets2018-12-316,479,219
Acturial value of plan assets2018-12-316,479,219
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-311
Fundng target for terminated vested participants2018-12-316,352
Active participant vested funding target2018-12-315,571,061
Number of active participants2018-12-3116
Total funding liabilities for active participants2018-12-315,571,172
Total participant count2018-12-3117
Total funding target for all participants2018-12-315,577,524
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-311,441,127
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-311,441,127
Present value of excess contributions2018-12-31348,062
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31348,062
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-31348,062
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-311,858,363
Total employer contributions2018-12-31808,250
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31829,368
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31519,192
Net shortfall amortization installment of oustanding balance2018-12-311,063,710
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31696,182
Additional cash requirement2018-12-31696,182
Contributions allocatedtoward minimum required contributions for current year2018-12-31829,368
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2017 401k membership
Market value of plan assets2017-12-315,904,783
Acturial value of plan assets2017-12-315,904,783
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-312
Fundng target for terminated vested participants2017-12-314,778
Active participant vested funding target2017-12-314,544,946
Number of active participants2017-12-3116
Total funding liabilities for active participants2017-12-314,544,946
Total participant count2017-12-3118
Total funding target for all participants2017-12-314,549,724
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31704,436
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-31704,436
Present value of excess contributions2017-12-31731,971
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31731,971
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-31731,971
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-311,441,127
Total employer contributions2017-12-31819,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31838,797
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31462,497
Net shortfall amortization installment of oustanding balance2017-12-31171,959
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31490,735
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31490,735
Contributions allocatedtoward minimum required contributions for current year2017-12-31838,797
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2016 401k membership
Market value of plan assets2016-12-314,869,423
Acturial value of plan assets2016-12-314,869,423
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-310
Fundng target for terminated vested participants2016-12-310
Active participant vested funding target2016-12-313,701,708
Number of active participants2016-12-3116
Total funding liabilities for active participants2016-12-313,701,708
Total participant count2016-12-3116
Total funding target for all participants2016-12-313,701,708
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31704,436
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31704,436
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-31704,436
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-31704,436
Total employer contributions2016-12-31748,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31768,197
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31455,971
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3136,226
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3136,226
Contributions allocatedtoward minimum required contributions for current year2016-12-31768,197
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2011: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN

Measure Date Value
2011 : ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2011 401k financial data
Total income from all sources2011-12-31$311,476
Total plan assets at end of year2011-12-31$2,189,360
Total plan assets at beginning of year2011-12-31$1,877,884
Other income received2011-12-31$-32,024
Net income (gross income less expenses)2011-12-31$311,476
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,189,360
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,877,884
Total contributions received or receivable from employer(s)2011-12-31$343,500

Form 5500 Responses for ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN

2011: ROCKY MOUNTAIN ANESTHESIOLOGY, INC. CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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