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ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 401k Plan overview

Plan NameALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST
Plan identification number 001

ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALLERGY & ENT ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:ALLERGY & ENT ASSOCIATES, P.A.
Employer identification number (EIN):742007863
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01BETTY O'BANNION
0012016-01-01BETTY O'BANNION
0012015-01-01BETTY O'BANNION
0012014-01-01BETTY O'BANNION
0012013-01-01BETTY O'BANNION
0012012-01-01DAVID REYNOLDS
0012011-01-01DAVID REYNOLDS DAVID REYNOLDS2012-10-09
0012009-01-01 DAVID REYNOLDS2010-10-14
0012009-01-01DAVID REYNOLDS DAVID REYNOLDS2010-10-14

Plan Statistics for ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST

401k plan membership statisitcs for ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST

Measure Date Value
2023: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year2023-01-01243
Total number of active participants reported on line 7a of the Form 55002023-01-01184
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0189
Total of all active and inactive participants2023-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01273
Number of participants with account balances2023-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0120
2022: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01213
Total number of active participants reported on line 7a of the Form 55002022-01-01128
Number of retired or separated participants receiving benefits2022-01-0119
Number of other retired or separated participants entitled to future benefits2022-01-0173
Total of all active and inactive participants2022-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01220
Number of participants with account balances2022-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0124
2021: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01245
Total number of active participants reported on line 7a of the Form 55002021-01-01155
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-0144
Total of all active and inactive participants2021-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01213
Number of participants with account balances2021-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01227
Total number of active participants reported on line 7a of the Form 55002020-01-01128
Number of retired or separated participants receiving benefits2020-01-0121
Number of other retired or separated participants entitled to future benefits2020-01-0167
Total of all active and inactive participants2020-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01216
Number of participants with account balances2020-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0118
2019: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01220
Total number of active participants reported on line 7a of the Form 55002019-01-01138
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01208
Number of participants with account balances2019-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01206
Total number of active participants reported on line 7a of the Form 55002018-01-01130
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0176
Total of all active and inactive participants2018-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01207
Number of participants with account balances2018-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01202
Total number of active participants reported on line 7a of the Form 55002017-01-01140
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0142
Total of all active and inactive participants2017-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01182
Number of participants with account balances2017-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01210
Total number of active participants reported on line 7a of the Form 55002016-01-01136
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0146
Total of all active and inactive participants2016-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01182
Number of participants with account balances2016-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01206
Total number of active participants reported on line 7a of the Form 55002015-01-01141
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01197
Number of participants with account balances2015-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01148
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0137
Total of all active and inactive participants2014-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01185
Number of participants with account balances2014-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01214
Total number of active participants reported on line 7a of the Form 55002013-01-01141
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0127
Total of all active and inactive participants2013-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01168
Number of participants with account balances2013-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01213
Total number of active participants reported on line 7a of the Form 55002012-01-01140
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0153
Total of all active and inactive participants2012-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01193
Number of participants with account balances2012-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01210
Total number of active participants reported on line 7a of the Form 55002011-01-01139
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0153
Total of all active and inactive participants2011-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01192
Number of participants with account balances2011-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0123
2009: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01186
Total number of active participants reported on line 7a of the Form 55002009-01-01144
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01190
Number of participants with account balances2009-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST

Measure Date Value
2023 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$46,958
Total income from all sources (including contributions)2023-12-31$3,781,001
Total loss/gain on sale of assets2023-12-31$119,395
Total of all expenses incurred2023-12-31$404,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$358,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,139,265
Value of total assets at end of year2023-12-31$18,340,108
Value of total assets at beginning of year2023-12-31$15,010,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$45,589
Total interest from all sources2023-12-31$1,552
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$495,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$495,798
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$763,256
Participant contributions at end of year2023-12-31$17,316
Participant contributions at beginning of year2023-12-31$74,896
Liabilities. Value of operating payables at end of year2023-12-31$0
Liabilities. Value of operating payables at beginning of year2023-12-31$46,958
Total non interest bearing cash at end of year2023-12-31$215,947
Total non interest bearing cash at beginning of year2023-12-31$3,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,376,581
Value of net assets at end of year (total assets less liabilities)2023-12-31$18,340,108
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$14,963,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$35,411
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$17,634,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$14,535,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$95,942
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$62,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$62,144
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$1,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,024,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$376,009
Employer contributions (assets) at end of year2023-12-31$376,009
Employer contributions (assets) at beginning of year2023-12-31$334,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$358,831
Liabilities. Value of benefit claims payable at end of year2023-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2023-12-31$0
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$2,871,357
Aggregate carrying amount (costs) on sale of assets2023-12-31$2,751,962
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2023-12-31202733640
2022 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$46,958
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,304,602
Total loss/gain on sale of assets2022-12-31$996,204
Total of all expenses incurred2022-12-31$1,449,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,407,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$779,701
Value of total assets at end of year2022-12-31$15,010,485
Value of total assets at beginning of year2022-12-31$18,718,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,716
Total interest from all sources2022-12-31$417
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$561,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$561,622
Administrative expenses professional fees incurred2022-12-31$42,716
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$442,677
Participant contributions at end of year2022-12-31$74,896
Participant contributions at beginning of year2022-12-31$15,122
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$0
Liabilities. Value of operating payables at end of year2022-12-31$46,958
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$3,150
Total non interest bearing cash at beginning of year2022-12-31$615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,754,588
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,963,527
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,718,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,535,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$18,331,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$62,144
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$84,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$84,860
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,642,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$337,024
Employer contributions (assets) at end of year2022-12-31$334,343
Employer contributions (assets) at beginning of year2022-12-31$286,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,407,270
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$5,256,342
Aggregate carrying amount (costs) on sale of assets2022-12-31$4,260,138
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2022-12-31202733640
2021 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,118,741
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,343,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,291,752
Value of total corrective distributions2021-12-31$3,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$879,432
Value of total assets at end of year2021-12-31$18,718,115
Value of total assets at beginning of year2021-12-31$17,942,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,712
Total interest from all sources2021-12-31$67
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,595,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,595,389
Administrative expenses professional fees incurred2021-12-31$4,580
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$585,105
Participant contributions at end of year2021-12-31$15,122
Participant contributions at beginning of year2021-12-31$55,906
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,264
Total non interest bearing cash at end of year2021-12-31$615
Total non interest bearing cash at beginning of year2021-12-31$252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$775,464
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,718,115
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,942,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$37,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$18,331,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,395,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$84,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$60,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$60,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$643,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$286,063
Employer contributions (assets) at end of year2021-12-31$286,063
Employer contributions (assets) at beginning of year2021-12-31$430,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,291,752
Contract administrator fees2021-12-31$5,798
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2021-12-31202733640
2020 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,469,046
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,685,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,619,131
Value of total corrective distributions2020-12-31$30,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$972,961
Value of total assets at end of year2020-12-31$17,942,651
Value of total assets at beginning of year2020-12-31$16,159,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,546
Total interest from all sources2020-12-31$254
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$742,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$742,497
Administrative expenses professional fees incurred2020-12-31$3,466
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$542,902
Participant contributions at end of year2020-12-31$55,906
Participant contributions at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$1,753,334
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$252
Total non interest bearing cash at beginning of year2020-12-31$4,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,783,312
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,942,651
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,159,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$27,990
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,395,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,676,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$60,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$65,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$65,871
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$430,059
Employer contributions (assets) at end of year2020-12-31$430,059
Employer contributions (assets) at beginning of year2020-12-31$412,576
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,619,131
Contract administrator fees2020-12-31$5,090
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2020-12-31202733640
2019 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,883,550
Total of all expenses incurred2019-12-31$2,847,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,795,212
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$2,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$982,363
Value of total assets at end of year2019-12-31$16,159,339
Value of total assets at beginning of year2019-12-31$15,123,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,605
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$864,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$864,436
Administrative expenses professional fees incurred2019-12-31$7,850
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$569,787
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$4,310
Total non interest bearing cash at beginning of year2019-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,035,564
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,159,339
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,123,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$37,766
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,676,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,615,528
Interest on participant loans2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$65,871
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$76,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$76,244
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,036,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$412,576
Employer contributions (assets) at end of year2019-12-31$412,576
Employer contributions (assets) at beginning of year2019-12-31$431,163
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,795,212
Contract administrator fees2019-12-31$4,989
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2019-12-31202733640
2018 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,587
Total income from all sources (including contributions)2018-12-31$29,247
Total of all expenses incurred2018-12-31$2,976,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,892,811
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$28,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,024,698
Value of total assets at end of year2018-12-31$15,123,775
Value of total assets at beginning of year2018-12-31$18,073,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$55,350
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$948,930
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$948,930
Administrative expenses professional fees incurred2018-12-31$7,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$593,535
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$21,603
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$2,587
Total non interest bearing cash at end of year2018-12-31$840
Total non interest bearing cash at beginning of year2018-12-31$3,273
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,947,206
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,123,775
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,070,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$40,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,615,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,463,147
Interest on participant loans2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$76,244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$141,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$141,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,944,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$431,163
Employer contributions (assets) at end of year2018-12-31$431,163
Employer contributions (assets) at beginning of year2018-12-31$443,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,892,811
Contract administrator fees2018-12-31$7,390
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2018-12-31202733640
2017 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$2,587
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$460
Total income from all sources (including contributions)2017-12-31$3,653,631
Total of all expenses incurred2017-12-31$705,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$598,186
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$51,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,221,874
Value of total assets at end of year2017-12-31$18,073,568
Value of total assets at beginning of year2017-12-31$15,122,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$55,593
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$933,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$933,397
Administrative expenses professional fees incurred2017-12-31$7,250
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$615,600
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Participant contributions at end of year2017-12-31$21,603
Participant contributions at beginning of year2017-12-31$18,858
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$139,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$2,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$460
Total non interest bearing cash at end of year2017-12-31$3,273
Total non interest bearing cash at beginning of year2017-12-31$460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,948,506
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,070,981
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,122,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$35,703
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,463,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,939,161
Interest on participant loans2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$34,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$141,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,669,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,669,508
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,498,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$467,274
Employer contributions (assets) at end of year2017-12-31$443,939
Employer contributions (assets) at beginning of year2017-12-31$460,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$598,186
Contract administrator fees2017-12-31$12,640
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2017-12-31202733640
2016 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$460
Total income from all sources (including contributions)2016-12-31$2,034,123
Total of all expenses incurred2016-12-31$611,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$519,963
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$43,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,103,566
Value of total assets at end of year2016-12-31$15,122,935
Value of total assets at beginning of year2016-12-31$13,699,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$48,341
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$434,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$434,091
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$562,323
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$18,858
Participant contributions at beginning of year2016-12-31$24,000
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$80,886
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$460
Total non interest bearing cash at end of year2016-12-31$460
Total non interest bearing cash at beginning of year2016-12-31$845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,422,764
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,122,475
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,699,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$33,884
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,939,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,655,631
Interest on participant loans2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$34,591
Value of interest in common/collective trusts at beginning of year2016-12-31$51,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,669,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,489,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,489,746
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$495,818
Net investment gain or loss from common/collective trusts2016-12-31$648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$460,357
Employer contributions (assets) at end of year2016-12-31$460,357
Employer contributions (assets) at beginning of year2016-12-31$477,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$519,963
Contract administrator fees2016-12-31$14,457
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2016-12-31202733640
2015 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$632
Total income from all sources (including contributions)2015-12-31$734,289
Total of all expenses incurred2015-12-31$587,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$516,933
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$26,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,116,785
Value of total assets at end of year2015-12-31$13,699,711
Value of total assets at beginning of year2015-12-31$13,553,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,533
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$458,168
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$458,168
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$639,085
Participant contributions at end of year2015-12-31$0
Participant contributions at end of year2015-12-31$24,000
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$845
Total non interest bearing cash at beginning of year2015-12-31$632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$147,050
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,699,711
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,552,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$27,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,655,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,951,752
Interest on participant loans2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$51,681
Value of interest in common/collective trusts at beginning of year2015-12-31$52,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,489,746
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$64,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$64,530
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-840,817
Net investment gain or loss from common/collective trusts2015-12-31$153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$477,700
Employer contributions (assets) at end of year2015-12-31$477,808
Employer contributions (assets) at beginning of year2015-12-31$483,497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$516,933
Contract administrator fees2015-12-31$16,041
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$632
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2015-12-31202733640
2014 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$632
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$605
Total income from all sources (including contributions)2014-12-31$1,727,173
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$763,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$704,762
Value of total corrective distributions2014-12-31$29,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,142,421
Value of total assets at end of year2014-12-31$13,553,293
Value of total assets at beginning of year2014-12-31$12,589,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,051
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$947,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$947,181
Administrative expenses professional fees incurred2014-12-31$1,689
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$630,805
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$28,119
Total non interest bearing cash at end of year2014-12-31$632
Total non interest bearing cash at beginning of year2014-12-31$605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$963,706
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,552,661
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,588,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$20,403
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,951,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,991,247
Value of interest in common/collective trusts at end of year2014-12-31$52,882
Value of interest in common/collective trusts at beginning of year2014-12-31$51,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$64,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$91,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$91,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-363,243
Net investment gain or loss from common/collective trusts2014-12-31$814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$483,497
Employer contributions (assets) at end of year2014-12-31$483,497
Employer contributions (assets) at beginning of year2014-12-31$454,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$704,762
Contract administrator fees2014-12-31$6,959
Liabilities. Value of benefit claims payable at end of year2014-12-31$632
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$605
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2014-12-31202733640
2013 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$605
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$685
Total income from all sources (including contributions)2013-12-31$2,561,141
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$551,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$499,179
Value of total corrective distributions2013-12-31$26,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,047,259
Value of total assets at end of year2013-12-31$12,589,560
Value of total assets at beginning of year2013-12-31$10,580,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,097
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$343,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$343,661
Administrative expenses professional fees incurred2013-12-31$8,783
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$750,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$590,117
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$19,019
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,679
Total non interest bearing cash at end of year2013-12-31$605
Total non interest bearing cash at beginning of year2013-12-31$685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,009,467
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,588,955
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,579,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$12,565
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,991,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,079,760
Value of interest in common/collective trusts at end of year2013-12-31$51,737
Value of interest in common/collective trusts at beginning of year2013-12-31$52,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$91,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$73,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$73,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,167,573
Net investment gain or loss from common/collective trusts2013-12-31$2,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$454,463
Employer contributions (assets) at end of year2013-12-31$454,463
Employer contributions (assets) at beginning of year2013-12-31$354,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$499,179
Contract administrator fees2013-12-31$4,749
Liabilities. Value of benefit claims payable at end of year2013-12-31$605
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$685
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2013-12-31202733640
2012 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$685
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$262
Total income from all sources (including contributions)2012-12-31$2,100,915
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$272,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$211,332
Value of total corrective distributions2012-12-31$32,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$917,547
Value of total assets at end of year2012-12-31$10,580,173
Value of total assets at beginning of year2012-12-31$8,751,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$29,421
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$291,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$291,582
Administrative expenses professional fees incurred2012-12-31$16,457
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$750,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$563,012
Participant contributions at end of year2012-12-31$19,019
Participant contributions at beginning of year2012-12-31$17,512
Total non interest bearing cash at end of year2012-12-31$685
Total non interest bearing cash at beginning of year2012-12-31$262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,827,922
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,579,488
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,751,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$11,299
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,079,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,235,771
Value of interest in common/collective trusts at end of year2012-12-31$52,661
Value of interest in common/collective trusts at beginning of year2012-12-31$84,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$73,513
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$128,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$128,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$888,303
Net investment gain or loss from common/collective trusts2012-12-31$3,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$354,535
Employer contributions (assets) at end of year2012-12-31$354,535
Employer contributions (assets) at beginning of year2012-12-31$285,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$211,332
Contract administrator fees2012-12-31$1,665
Liabilities. Value of benefit claims payable at end of year2012-12-31$685
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$262
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2012-12-31202733640
2011 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$262
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$300
Total income from all sources (including contributions)2011-12-31$513,019
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$218,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$179,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$812,839
Value of total assets at end of year2011-12-31$8,751,828
Value of total assets at beginning of year2011-12-31$8,457,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$39,065
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$145,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$145,425
Administrative expenses professional fees incurred2011-12-31$16,360
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$750,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$526,865
Participant contributions at end of year2011-12-31$17,512
Participant contributions at beginning of year2011-12-31$17,605
Total non interest bearing cash at end of year2011-12-31$262
Total non interest bearing cash at beginning of year2011-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$294,218
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,751,566
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,457,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$19,820
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,235,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,920,142
Value of interest in common/collective trusts at end of year2011-12-31$84,257
Value of interest in common/collective trusts at beginning of year2011-12-31$78,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$128,052
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$134,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$134,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-447,108
Net investment gain or loss from common/collective trusts2011-12-31$1,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$285,974
Employer contributions (assets) at end of year2011-12-31$285,974
Employer contributions (assets) at beginning of year2011-12-31$306,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$179,736
Contract administrator fees2011-12-31$2,885
Liabilities. Value of benefit claims payable at end of year2011-12-31$262
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$300
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2011-12-31202733640
2010 : ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$225
Total income from all sources (including contributions)2010-12-31$1,724,353
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$750,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$691,669
Value of total corrective distributions2010-12-31$22,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$801,152
Value of total assets at end of year2010-12-31$8,457,648
Value of total assets at beginning of year2010-12-31$7,484,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$37,199
Total interest from all sources2010-12-31$37
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$15,459
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$750,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$494,627
Participant contributions at end of year2010-12-31$17,605
Participant contributions at beginning of year2010-12-31$8,807
Total non interest bearing cash at end of year2010-12-31$300
Total non interest bearing cash at beginning of year2010-12-31$16,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$973,357
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,457,348
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,483,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,920,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,000,666
Value of interest in common/collective trusts at end of year2010-12-31$78,968
Value of interest in common/collective trusts at beginning of year2010-12-31$50,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$134,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$108,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$108,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$920,631
Net investment gain or loss from common/collective trusts2010-12-31$2,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$306,525
Employer contributions (assets) at end of year2010-12-31$306,525
Employer contributions (assets) at beginning of year2010-12-31$298,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$691,669
Contract administrator fees2010-12-31$21,740
Liabilities. Value of benefit claims payable at end of year2010-12-31$300
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$225
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BENTLEY, BRATCHER & ASSOCIATES, P.C
Accountancy firm EIN2010-12-31202733640

Form 5500 Responses for ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST

2023: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALLERGY AND ENT ASSOCIATES, PLLC 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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