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MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameMEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN
Plan identification number 001

MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES, LLP has sponsored the creation of one or more 401k plans.

Company Name:MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES, LLP
Employer identification number (EIN):742143569
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01DARREN BELL2020-07-12 DARREN BELL2020-07-12
0012018-01-01DARREN BELL2019-06-17 DARREN BELL2019-06-17
0012017-01-01
0012016-01-01DARREN BELL
0012015-01-01MICHAEL SINGER MICHAEL SINGER2016-10-14
0012014-01-01
0012013-01-01MICHAEL SINGER MICHAEL SINGER2014-10-10
0012012-01-01DALE CHRISTIANSON DALE CHRISTIANSON2013-10-07
0012011-01-01DALE CHRISTIANSON DALE CHRISTIANSON2012-10-11
0012009-01-01DALE CHRISTIANSON DALE CHRISTIANSON2010-10-12

Plan Statistics for MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN

Measure Date Value
2016: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01165
Total number of active participants reported on line 7a of the Form 55002016-01-01115
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01137
Number of participants with account balances2016-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01177
Total number of active participants reported on line 7a of the Form 55002015-01-01114
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0154
Total of all active and inactive participants2015-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01168
Number of participants with account balances2015-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01167
Total number of active participants reported on line 7a of the Form 55002014-01-01105
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01162
Number of participants with account balances2014-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0124
2013: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01151
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01157
Number of participants with account balances2013-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01144
Total number of active participants reported on line 7a of the Form 55002012-01-01107
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01137
Number of participants with account balances2012-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0124
2011: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01149
Total number of active participants reported on line 7a of the Form 55002011-01-01102
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0133
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2009: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01138
Total number of active participants reported on line 7a of the Form 55002009-01-01104
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0132
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN

Measure Date Value
2016 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$506,320
Total of all expenses incurred2016-12-31$311,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$279,273
Expenses. Certain deemed distributions of participant loans2016-12-31$1,591
Value of total corrective distributions2016-12-31$5,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$192,562
Value of total assets at end of year2016-12-31$4,141,961
Value of total assets at beginning of year2016-12-31$3,947,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,164
Total interest from all sources2016-12-31$4,026
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$192,562
Participant contributions at end of year2016-12-31$52,422
Participant contributions at beginning of year2016-12-31$65,363
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$95
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$26,879
Total non interest bearing cash at beginning of year2016-12-31$11,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$194,867
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,141,961
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,947,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,054,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,860,863
Interest on participant loans2016-12-31$4,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,634
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$309,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$279,273
Contract administrator fees2016-12-31$25,164
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2016-12-31742969628
2015 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$105,410
Total of all expenses incurred2015-12-31$236,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$205,464
Value of total corrective distributions2015-12-31$8,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$181,470
Value of total assets at end of year2015-12-31$3,947,094
Value of total assets at beginning of year2015-12-31$4,078,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$22,873
Total interest from all sources2015-12-31$5,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,302
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$177,161
Participant contributions at end of year2015-12-31$65,363
Participant contributions at beginning of year2015-12-31$94,833
Participant contributions at end of year2015-12-31$95
Participant contributions at beginning of year2015-12-31$95
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,309
Administrative expenses (other) incurred2015-12-31$20,571
Total non interest bearing cash at end of year2015-12-31$11,874
Total non interest bearing cash at beginning of year2015-12-31$30,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-131,161
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,947,094
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,078,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,860,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,929,402
Interest on participant loans2015-12-31$5,764
Interest earned on other investments2015-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,598
Net investment gain/loss from pooled separate accounts2015-12-31$-81,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$265
Employer contributions (assets) at beginning of year2015-12-31$15,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$205,464
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2015-12-31742969628
2014 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$346,233
Total of all expenses incurred2014-12-31$146,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$112,146
Expenses. Certain deemed distributions of participant loans2014-12-31$11,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$177,923
Value of total assets at end of year2014-12-31$4,078,255
Value of total assets at beginning of year2014-12-31$3,878,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,866
Total interest from all sources2014-12-31$7,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$2,444
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$346,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$142,923
Participant contributions at end of year2014-12-31$94,833
Participant contributions at beginning of year2014-12-31$142,682
Participant contributions at end of year2014-12-31$95
Participant contributions at beginning of year2014-12-31$3,556
Administrative expenses (other) incurred2014-12-31$20,422
Total non interest bearing cash at end of year2014-12-31$30,062
Total non interest bearing cash at beginning of year2014-12-31$10,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$200,032
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,078,255
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,878,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,929,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,656,654
Interest on participant loans2014-12-31$7,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,598
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,568
Net investment gain/loss from pooled separate accounts2014-12-31$160,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$35,000
Employer contributions (assets) at end of year2014-12-31$15,265
Employer contributions (assets) at beginning of year2014-12-31$56,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$112,146
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2014-12-31742969628
2013 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$201
Total income from all sources (including contributions)2013-12-31$829,343
Total of all expenses incurred2013-12-31$361,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$322,877
Expenses. Certain deemed distributions of participant loans2013-12-31$15,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$189,933
Value of total assets at end of year2013-12-31$3,878,223
Value of total assets at beginning of year2013-12-31$3,410,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$23,048
Total interest from all sources2013-12-31$10,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,688
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$346,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$128,722
Participant contributions at end of year2013-12-31$142,682
Participant contributions at beginning of year2013-12-31$158,915
Participant contributions at end of year2013-12-31$3,556
Participant contributions at beginning of year2013-12-31$2,500
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$201
Administrative expenses (other) incurred2013-12-31$20,360
Total non interest bearing cash at end of year2013-12-31$10,498
Total non interest bearing cash at beginning of year2013-12-31$2,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$467,951
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,878,223
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,410,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,656,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,162,227
Interest on participant loans2013-12-31$10,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$42
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,568
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,555
Net investment gain/loss from pooled separate accounts2013-12-31$628,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$57,014
Employer contributions (assets) at end of year2013-12-31$56,265
Employer contributions (assets) at beginning of year2013-12-31$76,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$322,877
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2013-12-31742969628
2012 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$126
Total income from all sources (including contributions)2012-12-31$693,769
Total of all expenses incurred2012-12-31$313,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$286,076
Value of total corrective distributions2012-12-31$4,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$296,497
Value of total assets at end of year2012-12-31$3,410,473
Value of total assets at beginning of year2012-12-31$3,030,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,609
Total interest from all sources2012-12-31$10,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$4,820
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$346,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$116,400
Participant contributions at end of year2012-12-31$158,915
Participant contributions at beginning of year2012-12-31$147,671
Participant contributions at end of year2012-12-31$2,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$126
Administrative expenses (other) incurred2012-12-31$17,789
Total non interest bearing cash at end of year2012-12-31$2,222
Total non interest bearing cash at beginning of year2012-12-31$1,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$380,348
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,410,272
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,029,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,162,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,732,016
Interest on participant loans2012-12-31$10,144
Interest earned on other investments2012-12-31$43
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,562
Net investment gain/loss from pooled separate accounts2012-12-31$387,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$180,097
Employer contributions (assets) at end of year2012-12-31$76,054
Employer contributions (assets) at beginning of year2012-12-31$140,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$286,076
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2012-12-31742969628
2011 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$393,082
Total of all expenses incurred2011-12-31$85,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$68,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$460,046
Value of total assets at end of year2011-12-31$3,030,050
Value of total assets at beginning of year2011-12-31$2,722,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,578
Total interest from all sources2011-12-31$10,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,537
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$300,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$179,130
Participant contributions at end of year2011-12-31$147,671
Participant contributions at beginning of year2011-12-31$134,811
Participant contributions at beginning of year2011-12-31$-3,469
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$126
Administrative expenses (other) incurred2011-12-31$16,041
Total non interest bearing cash at end of year2011-12-31$1,679
Total non interest bearing cash at beginning of year2011-12-31$701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$307,497
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,029,924
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,722,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,732,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,494,754
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$10,099
Interest earned on other investments2011-12-31$42
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,574
Net investment gain/loss from pooled separate accounts2011-12-31$-77,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$280,916
Employer contributions (assets) at end of year2011-12-31$140,122
Employer contributions (assets) at beginning of year2011-12-31$86,824
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$68,007
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2011-12-31742969628
2010 : MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$697,155
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$89,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$74,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$383,303
Value of total assets at end of year2010-12-31$2,722,427
Value of total assets at beginning of year2010-12-31$2,114,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,078
Total interest from all sources2010-12-31$10,621
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,713
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$165,758
Participant contributions at end of year2010-12-31$134,811
Participant contributions at beginning of year2010-12-31$129,480
Participant contributions at end of year2010-12-31$-3,469
Participant contributions at beginning of year2010-12-31$38,485
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$232
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$13,365
Total non interest bearing cash at end of year2010-12-31$701
Total non interest bearing cash at beginning of year2010-12-31$1,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$607,555
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,722,427
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,114,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,494,754
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,864,704
Interest on participant loans2010-12-31$10,386
Interest earned on other investments2010-12-31$235
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$8,406
Net investment gain/loss from pooled separate accounts2010-12-31$303,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$217,545
Employer contributions (assets) at end of year2010-12-31$86,824
Employer contributions (assets) at beginning of year2010-12-31$71,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$74,522
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PAUL J. FITZGERALD, P.C.
Accountancy firm EIN2010-12-31742969628

Form 5500 Responses for MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN

2016: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MEDICAL CENTER OPHTHALMOLOGY ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered191
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $22,162
Total amount of fees paid to insurance companyUSD $2,302
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,122
Insurance broker organization code?3
Amount paid for insurance broker fees2302
Additional information about fees paid to insurance brokerDISTRIBUTION AND LOAN FEES
Insurance broker nameSCHOLZ AND FRIENDS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered174
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $21,799
Total amount of fees paid to insurance companyUSD $2,444
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,790
Insurance broker organization code?3
Amount paid for insurance broker fees2444
Additional information about fees paid to insurance brokerDISTRIBUTION AND LOAN FEES
Insurance broker nameSCHOLZ KLEIN AND FRIENDS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered159
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $20,160
Total amount of fees paid to insurance companyUSD $2,688
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,308
Insurance broker organization code?3
Amount paid for insurance broker fees2688
Additional information about fees paid to insurance brokerDISTRIBUTION AND LOAN FEES
Insurance broker nameSCHOLZ KLEIN AND FRIENDS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered129
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $17,316
Total amount of fees paid to insurance companyUSD $4,820
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,715
Insurance broker organization code?3
Amount paid for insurance broker fees4820
Additional information about fees paid to insurance brokerDISTRIBUTION AND LOAN FEES
Insurance broker nameSCHOLZ KLEIN AND FRIENDS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered168
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,359
Total amount of fees paid to insurance companyUSD $1,554
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number24855
Policy instance 1
Insurance contract or identification number24855
Number of Individuals Covered166
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $12,063
Total amount of fees paid to insurance companyUSD $1,758
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,953
Insurance broker organization code?3
Amount paid for insurance broker fees1758
Additional information about fees paid to insurance brokerDISTRIBUTION AND LOAN FEES
Insurance broker nameSCHOLZ KLEIN AND FRIENDS

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