401k Plan data: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN plan

MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan Name	MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN
Plan identification number	001

MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARK SPIVEY, DDS has sponsored the creation of one or more 401k plans.

Company Name: MARK SPIVEY, DDS

Employer identification number (EIN): 742272739

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 MARK SPIVEY, DDS 2024-10-10 MARK SPIVEY, DDS 2024-10-10
001 2022-01-01 MARK SPIVEY, DDS 2023-10-04 MARK SPIVEY, DDS 2023-10-04
001 2021-01-01 MARK SPIVEY, DDS 2022-09-08 MARK SPIVEY, DDS 2022-09-08
001 2020-01-01 MARK SPIVEY, DDS 2021-06-14 MARK SPIVEY, DDS 2021-06-14
001 2019-01-01 MARK SPIVEY, DDS 2020-09-29 MARK SPIVEY, DDS 2020-09-29
001 2018-01-01 MARK SPIVEY, DDS 2019-10-08 MARK SPIVEY, DDS 2019-10-08
001 2017-01-01 MARK SPIVEY, DDS 2018-10-10 MARK SPIVEY, DDS 2018-10-10
001 2016-01-01 MARK SPIVEY, DDS 2017-09-26 MARK SPIVEY, DDS 2017-09-26
001 2016-01-01 MARK SPIVEY, DDS 2017-12-05 MARK SPIVEY, DDS 2017-12-05
001 2015-01-01 MARK SPIVEY, DDS 2016-09-26 MARK SPIVEY, DDS 2016-09-26
001 2014-01-01 MARK SPIVEY, DDS 2015-10-09
001 2013-01-01 MARK SPIVEY, DDS
001 2012-01-01 MARK SPIVEY, DDS
001 2011-01-01 MARK SPIVEY DDS
001 2010-01-01 MARK SPIVEY DDS
001 2009-01-01 MARK SPIVEY DDS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	MARK SPIVEY, DDS	2024-10-10	MARK SPIVEY, DDS	2024-10-10
001	2022-01-01	MARK SPIVEY, DDS	2023-10-04	MARK SPIVEY, DDS	2023-10-04
001	2021-01-01	MARK SPIVEY, DDS	2022-09-08	MARK SPIVEY, DDS	2022-09-08
001	2020-01-01	MARK SPIVEY, DDS	2021-06-14	MARK SPIVEY, DDS	2021-06-14
001	2019-01-01	MARK SPIVEY, DDS	2020-09-29	MARK SPIVEY, DDS	2020-09-29
001	2018-01-01	MARK SPIVEY, DDS	2019-10-08	MARK SPIVEY, DDS	2019-10-08
001	2017-01-01	MARK SPIVEY, DDS	2018-10-10	MARK SPIVEY, DDS	2018-10-10
001	2016-01-01	MARK SPIVEY, DDS	2017-09-26	MARK SPIVEY, DDS	2017-09-26
001	2016-01-01	MARK SPIVEY, DDS	2017-12-05	MARK SPIVEY, DDS	2017-12-05
001	2015-01-01	MARK SPIVEY, DDS	2016-09-26	MARK SPIVEY, DDS	2016-09-26
001	2014-01-01	MARK SPIVEY, DDS	2015-10-09
001	2013-01-01	MARK SPIVEY, DDS
001	2012-01-01	MARK SPIVEY, DDS
001	2011-01-01	MARK SPIVEY DDS
001	2010-01-01	MARK SPIVEY DDS
001	2009-01-01	MARK SPIVEY DDS

Plan Statistics for MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN

Measure Date Value
2013: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 6
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Total of all active and inactive participants 2012-01-01 6
Total participants 2012-01-01 6
Number of participants with account balances 2012-01-01 6
2011: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Total of all active and inactive participants 2011-01-01 6
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
2010: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 4
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 5
Total participants 2010-01-01 5
Number of participants with account balances 2010-01-01 5
2009: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 5
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5

Measure	Date	Value
2013: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	6
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Total of all active and inactive participants	2012-01-01	6
Total participants	2012-01-01	6
Number of participants with account balances	2012-01-01	6
2011: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Total of all active and inactive participants	2011-01-01	6
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
2010: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	4
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	5
Total participants	2010-01-01	5
Number of participants with account balances	2010-01-01	5
2009: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	5
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5

Financial Data on MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN

Measure	Date	Value
2013 : MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$1,310
Total plan liabilities at beginning of year	2013-12-31	$1,154
Total income from all sources	2013-12-31	$123,637
Expenses. Total of all expenses incurred	2013-12-31	$4,613
Total plan assets at end of year	2013-12-31	$620,708
Total plan assets at beginning of year	2013-12-31	$501,528
Total contributions received or receivable from participants	2013-12-31	$23,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$4,613
Other income received	2013-12-31	$50,941
Net income (gross income less expenses)	2013-12-31	$119,024
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$619,398
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$500,374
Total contributions received or receivable from employer(s)	2013-12-31	$49,696
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$1,154
Total plan liabilities at beginning of year	2012-12-31	$933
Total income from all sources	2012-12-31	$102,256
Expenses. Total of all expenses incurred	2012-12-31	$3,757
Total plan assets at end of year	2012-12-31	$501,528
Total plan assets at beginning of year	2012-12-31	$402,808
Total contributions received or receivable from participants	2012-12-31	$22,500
Expenses. Other expenses not covered elsewhere	2012-12-31	$3,757
Other income received	2012-12-31	$28,617
Net income (gross income less expenses)	2012-12-31	$98,499
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$500,374
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$401,875
Total contributions received or receivable from employer(s)	2012-12-31	$51,139
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$933
Total plan liabilities at beginning of year	2011-12-31	$794
Total income from all sources	2011-12-31	$56,170
Expenses. Total of all expenses incurred	2011-12-31	$5,333
Benefits paid (including direct rollovers)	2011-12-31	$2,246
Total plan assets at end of year	2011-12-31	$402,808
Total plan assets at beginning of year	2011-12-31	$351,832
Total contributions received or receivable from participants	2011-12-31	$22,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$3,087
Other income received	2011-12-31	$-13,958
Net income (gross income less expenses)	2011-12-31	$50,837
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$401,875
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$351,038
Total contributions received or receivable from employer(s)	2011-12-31	$48,128
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$794
Total plan liabilities at beginning of year	2010-12-31	$352
Total income from all sources	2010-12-31	$82,513
Expenses. Total of all expenses incurred	2010-12-31	$6,837
Benefits paid (including direct rollovers)	2010-12-31	$4,465
Total plan assets at end of year	2010-12-31	$351,832
Total plan assets at beginning of year	2010-12-31	$275,714
Total contributions received or receivable from participants	2010-12-31	$22,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$2,372
Other income received	2010-12-31	$17,481
Net income (gross income less expenses)	2010-12-31	$75,676
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$351,038
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$275,362
Total contributions received or receivable from employer(s)	2010-12-31	$43,032
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
2009 : MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN

2013: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: MARK SPIVEY, DDS PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	MARK SPIVEY, DDS
Employer identification number (EIN):	742272739
NAIC Classification:	621210
NAIC Description:	Offices of Dentists