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WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 401k Plan overview

Plan NameWILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)
Plan identification number 001

WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC
Employer identification number (EIN):742516618
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01HELEN WRIGHT
0012014-01-01HELEN R.WRIGHT
0012013-01-01HELEN WRIGHT HELEN WRIGHT2015-06-09
0012012-01-01HELEN WRIGHT
0012011-01-01HELEN WRIGHT
0012010-01-01HELEN WRIGHT
0012009-01-01HELEN WRIGHT
0012008-01-01HELEN WRIGHT

Plan Statistics for WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)

401k plan membership statisitcs for WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)

Measure Date Value
2015: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2015 401k membership
Total participants, beginning-of-year2015-01-01314
Total number of active participants reported on line 7a of the Form 55002015-01-01131
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0149
Total of all active and inactive participants2015-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01181
Number of participants with account balances2015-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2014 401k membership
Total participants, beginning-of-year2014-01-01302
Total number of active participants reported on line 7a of the Form 55002014-01-01242
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01273
Number of participants with account balances2014-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2013 401k membership
Total participants, beginning-of-year2013-01-01316
Total number of active participants reported on line 7a of the Form 55002013-01-01259
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01289
Number of participants with account balances2013-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2012 401k membership
Total participants, beginning-of-year2012-01-01303
Total number of active participants reported on line 7a of the Form 55002012-01-01286
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01316
Number of participants with account balances2012-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2011 401k membership
Total participants, beginning-of-year2011-01-01295
Total number of active participants reported on line 7a of the Form 55002011-01-01275
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0128
Total of all active and inactive participants2011-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01303
Number of participants with account balances2011-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2010 401k membership
Total participants, beginning-of-year2010-01-01229
Total number of active participants reported on line 7a of the Form 55002010-01-01267
Number of other retired or separated participants entitled to future benefits2010-01-0128
Total of all active and inactive participants2010-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01295
Number of participants with account balances2010-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2009 401k membership
Total participants, beginning-of-year2009-01-01248
Total number of active participants reported on line 7a of the Form 55002009-01-01202
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01229
Number of participants with account balances2009-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016
2008: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2008 401k membership
Total participants, beginning-of-year2008-01-01254
Total number of active participants reported on line 7a of the Form 55002008-01-01183
Number of retired or separated participants receiving benefits2008-01-0115
Number of other retired or separated participants entitled to future benefits2008-01-0129
Total of all active and inactive participants2008-01-01227
Total participants2008-01-01227
Number of participants with account balances2008-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-011

Financial Data on WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)

Measure Date Value
2015 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$221,366
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,830,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,777,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$103,847
Value of total assets at end of year2015-12-31$543,579
Value of total assets at beginning of year2015-12-31$3,152,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$53,069
Total interest from all sources2015-12-31$7,657
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$27,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$27,011
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$64,506
Participant contributions at end of year2015-12-31$25,946
Participant contributions at beginning of year2015-12-31$220,017
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$33,891
Administrative expenses (other) incurred2015-12-31$3,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,608,933
Value of net assets at end of year (total assets less liabilities)2015-12-31$543,579
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,152,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$39,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$404,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,757,210
Interest on participant loans2015-12-31$7,309
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$112,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$128,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$128,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$82,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$39,341
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$13,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,777,230
Contract administrator fees2015-12-31$9,935
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SANDERSEN, KNOX & CO. LLP
Accountancy firm EIN2015-12-31262656371
2014 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$419,104
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$496,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$453,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$189,938
Value of total assets at end of year2014-12-31$3,152,512
Value of total assets at beginning of year2014-12-31$3,230,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,915
Total interest from all sources2014-12-31$14,654
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$52,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$52,854
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$162,387
Participant contributions at end of year2014-12-31$220,017
Participant contributions at beginning of year2014-12-31$249,437
Participant contributions at end of year2014-12-31$33,891
Administrative expenses (other) incurred2014-12-31$7,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-77,716
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,152,512
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,230,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$30,739
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,757,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,819,972
Interest on participant loans2014-12-31$14,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$128,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$160,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$160,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$161,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$27,551
Employer contributions (assets) at end of year2014-12-31$13,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$453,905
Contract administrator fees2014-12-31$5,100
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SANDERSEN, KNOX & CO. LLP
Accountancy firm EIN2014-12-31262656371
2013 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$711,517
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$419,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$386,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$262,019
Value of total assets at end of year2013-12-31$3,230,228
Value of total assets at beginning of year2013-12-31$2,938,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$33,221
Total interest from all sources2013-12-31$18,801
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$53,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$53,389
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$184,122
Participant contributions at end of year2013-12-31$249,437
Participant contributions at beginning of year2013-12-31$266,521
Administrative expenses (other) incurred2013-12-31$272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$292,043
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,230,228
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,938,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$28,749
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,819,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,434,503
Interest on participant loans2013-12-31$18,771
Value of interest in common/collective trusts at beginning of year2013-12-31$237,161
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$160,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$377,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$77,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$386,253
Contract administrator fees2013-12-31$4,200
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SANDERSEN, KNOX & CO. LLP
Accountancy firm EIN2013-12-31262656371
2012 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$524,872
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$192,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$186,925
Expenses. Certain deemed distributions of participant loans2012-12-31$4,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$239,385
Value of total assets at end of year2012-12-31$2,938,185
Value of total assets at beginning of year2012-12-31$2,606,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,298
Total interest from all sources2012-12-31$4,685
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$67,366
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$67,366
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$154,504
Participant contributions at end of year2012-12-31$266,521
Participant contributions at beginning of year2012-12-31$254,567
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$332,172
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,938,185
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,606,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,434,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,133,178
Interest on participant loans2012-12-31$4,685
Value of interest in common/collective trusts at end of year2012-12-31$237,161
Value of interest in common/collective trusts at beginning of year2012-12-31$218,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$210,189
Net investment gain or loss from common/collective trusts2012-12-31$3,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$84,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$186,925
Contract administrator fees2012-12-31$1,298
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SANDERSON, KNOX & CO.LLP
Accountancy firm EIN2012-12-31262656371
2011 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$187,322
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$188,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$161,524
Expenses. Certain deemed distributions of participant loans2011-12-31$6,025
Value of total corrective distributions2011-12-31$20,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$254,320
Value of total assets at end of year2011-12-31$2,606,013
Value of total assets at beginning of year2011-12-31$2,607,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,036
Total interest from all sources2011-12-31$6,418
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$47,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$168,408
Participant contributions at end of year2011-12-31$254,567
Participant contributions at beginning of year2011-12-31$269,597
Other income not declared elsewhere2011-12-31$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,383
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,606,013
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,607,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,133,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,156,166
Interest on participant loans2011-12-31$6,418
Value of interest in common/collective trusts at end of year2011-12-31$218,268
Value of interest in common/collective trusts at beginning of year2011-12-31$181,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-124,872
Net investment gain or loss from common/collective trusts2011-12-31$3,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$85,912
Income. Dividends from common stock2011-12-31$47,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$161,524
Contract administrator fees2011-12-31$1,036
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SANDERSON, KNOX & CO. LLP
Accountancy firm EIN2011-12-31262656371
2010 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$555,660
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$85,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$79,186
Expenses. Certain deemed distributions of participant loans2010-12-31$5,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$276,466
Value of total assets at end of year2010-12-31$2,707,396
Value of total assets at beginning of year2010-12-31$2,137,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$708
Total interest from all sources2010-12-31$5,941
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$42,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$42,561
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$171,029
Participant contributions at end of year2010-12-31$369,597
Participant contributions at beginning of year2010-12-31$212,440
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$470,165
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,707,396
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,137,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,156,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,779,795
Interest on participant loans2010-12-31$5,941
Value of interest in common/collective trusts at end of year2010-12-31$181,633
Value of interest in common/collective trusts at beginning of year2010-12-31$144,996
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$226,785
Net investment gain or loss from common/collective trusts2010-12-31$3,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$105,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$79,186
Contract administrator fees2010-12-31$708
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SANDERSON, KNOX &CO. LLP
Accountancy firm EIN2010-12-31262656371
2009 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2009 401k financial data
Total unrealized appreciation/depreciation of assets2009-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-12-31$0
Total income from all sources (including contributions)2009-12-31$611,872
Total loss/gain on sale of assets2009-12-31$0
Total of all expenses incurred2009-12-31$152,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-12-31$148,030
Expenses. Certain deemed distributions of participant loans2009-12-31$3,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-12-31$206,962
Value of total assets at end of year2009-12-31$2,137,231
Value of total assets at beginning of year2009-12-31$1,677,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-12-31$926
Total interest from all sources2009-12-31$8,370
Total dividends received (eg from common stock, registered investment company shares)2009-12-31$22,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2009-12-31$22,892
Was this plan covered by a fidelity bond2009-12-31No
If this is an individual account plan, was there a blackout period2009-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Were there any nonexempt tranactions with any party-in-interest2009-12-31No
Contributions received from participants2009-12-31$141,537
Participant contributions at end of year2009-12-31$212,440
Participant contributions at beginning of year2009-12-31$202,471
Income. Received or receivable in cash from other sources (including rollovers)2009-12-31$0
Other income not declared elsewhere2009-12-31$5,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-12-31No
Income. Non cash contributions2009-12-31$0
Value of net income/loss2009-12-31$459,628
Value of net assets at end of year (total assets less liabilities)2009-12-31$2,137,231
Value of net assets at beginning of year (total assets less liabilities)2009-12-31$1,677,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2009-12-31No
Were any leases to which the plan was party in default or uncollectible2009-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2009-12-31$1,779,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2009-12-31$1,331,361
Interest on participant loans2009-12-31$8,370
Value of interest in common/collective trusts at end of year2009-12-31$144,996
Value of interest in common/collective trusts at beginning of year2009-12-31$143,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2009-12-31$363,872
Net investment gain or loss from common/collective trusts2009-12-31$3,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-12-31No
Was there a failure to transmit to the plan any participant contributions2009-12-31No
Has the plan failed to provide any benefit when due under the plan2009-12-31No
Contributions received in cash from employer2009-12-31$65,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-12-31$148,030
Contract administrator fees2009-12-31$926
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32009-12-31No
Did the plan have assets held for investment2009-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-12-31Yes
Opinion of an independent qualified public accountant for this plan2009-12-31Disclaimer
Accountancy firm name2009-12-31SANDERSON, KNOX &CO. LLP
Accountancy firm EIN2009-12-31262656371
2008 : WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2008 401k financial data
Total unrealized appreciation/depreciation of assets2008-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total income from all sources (including contributions)2008-12-31$-514,973
Total loss/gain on sale of assets2008-12-31$0
Total of all expenses incurred2008-12-31$280,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$256,498
Expenses. Certain deemed distributions of participant loans2008-12-31$17,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$240,658
Value of total assets at end of year2008-12-31$1,677,603
Value of total assets at beginning of year2008-12-31$2,473,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$6,576
Total interest from all sources2008-12-31$60,734
Total dividends received (eg from common stock, registered investment company shares)2008-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2008-12-31$0
Contributions received from participants2008-12-31$153,180
Participant contributions at end of year2008-12-31$202,471
Participant contributions at beginning of year2008-12-31$230,652
Participant contributions at end of year2008-12-31$0
Participant contributions at beginning of year2008-12-31$16,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-795,750
Value of net assets at end of year (total assets less liabilities)2008-12-31$1,677,603
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$2,473,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$1,331,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$2,226,688
Interest on participant loans2008-12-31$13,025
Interest earned on other investments2008-12-31$47,709
Value of interest in common/collective trusts at end of year2008-12-31$143,771
Value of interest in common/collective trusts at beginning of year2008-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-819,928
Net investment gain or loss from common/collective trusts2008-12-31$3,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Contributions received in cash from employer2008-12-31$87,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$256,498
Contract administrator fees2008-12-31$6,576
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer

Form 5500 Responses for WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K)

2015: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: WILLIAM SMITH SR., TRI-COUNTY CHILD DEVELOPMENT COUNCIL, INC 401(K) 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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