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SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 401k Plan overview

Plan NameSOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN
Plan identification number 001

SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH TEXAS ONCOLOGY & HEMATOLOGY PLLC has sponsored the creation of one or more 401k plans.

Company Name:SOUTH TEXAS ONCOLOGY & HEMATOLOGY PLLC
Employer identification number (EIN):742915297
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01ELEASHA REIMER2024-10-15 LON SMITH, M.D.2024-10-15
0012022-01-01AMY OEFINGER2023-10-16
0012021-01-01AMY OEFINGER2022-10-10
0012020-01-01LYNN KEITH2021-10-11
0012019-01-01LYNN KEITH2020-10-13
0012018-01-01LYNN KEITH2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01LYNN KEITH
0012013-01-01LYNN KEITH
0012012-01-01LYNN KEITH
0012011-01-01MARIANNE MUNDY
0012010-01-01MARIANNE MUNDY
0012009-01-01MARIANNE MUNDY

Plan Statistics for SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN

401k plan membership statisitcs for SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN

Measure Date Value
2023: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01556
Total number of active participants reported on line 7a of the Form 55002023-01-01475
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01104
Total of all active and inactive participants2023-01-01579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01579
Number of participants with account balances2023-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-012
2022: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01488
Total number of active participants reported on line 7a of the Form 55002022-01-01446
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0194
Total of all active and inactive participants2022-01-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01540
Number of participants with account balances2022-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0116
2021: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01481
Total number of active participants reported on line 7a of the Form 55002021-01-01390
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0181
Total of all active and inactive participants2021-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01471
Number of participants with account balances2021-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01489
Total number of active participants reported on line 7a of the Form 55002020-01-01390
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01471
Number of participants with account balances2020-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01477
Total number of active participants reported on line 7a of the Form 55002019-01-01394
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0184
Total of all active and inactive participants2019-01-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01478
Number of participants with account balances2019-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01456
Total number of active participants reported on line 7a of the Form 55002018-01-01385
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0185
Total of all active and inactive participants2018-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01470
Number of participants with account balances2018-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01432
Total number of active participants reported on line 7a of the Form 55002017-01-01374
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0169
Total of all active and inactive participants2017-01-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01443
Number of participants with account balances2017-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01408
Total number of active participants reported on line 7a of the Form 55002016-01-01366
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0164
Total of all active and inactive participants2016-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01430
Number of participants with account balances2016-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01413
Total number of active participants reported on line 7a of the Form 55002015-01-01331
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0160
Total of all active and inactive participants2015-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01391
Number of participants with account balances2015-01-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01435
Total number of active participants reported on line 7a of the Form 55002014-01-01348
Number of retired or separated participants receiving benefits2014-01-0160
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01408
Number of participants with account balances2014-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01408
Total number of active participants reported on line 7a of the Form 55002013-01-01355
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0172
Total of all active and inactive participants2013-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01427
Number of participants with account balances2013-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01411
Total number of active participants reported on line 7a of the Form 55002012-01-01345
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01397
Number of participants with account balances2012-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01390
Total number of active participants reported on line 7a of the Form 55002011-01-01365
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01410
Number of participants with account balances2011-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01366
Total number of active participants reported on line 7a of the Form 55002010-01-01334
Number of retired or separated participants receiving benefits2010-01-0146
Total of all active and inactive participants2010-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01380
Number of participants with account balances2010-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01276
Total number of active participants reported on line 7a of the Form 55002009-01-01268
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01301
Number of participants with account balances2009-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN

Measure Date Value
2023 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$263,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$102,051
Total income from all sources (including contributions)2023-12-31$9,002,551
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,421,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,016,054
Value of total corrective distributions2023-12-31$263,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,018,930
Value of total assets at end of year2023-12-31$44,202,991
Value of total assets at beginning of year2023-12-31$37,460,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$142,056
Total interest from all sources2023-12-31$11,824
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,956,284
Participant contributions at end of year2023-12-31$189,619
Participant contributions at beginning of year2023-12-31$110,585
Participant contributions at end of year2023-12-31$24,375
Participant contributions at beginning of year2023-12-31$22,054
Assets. Other investments not covered elsewhere at end of year2023-12-31$10,736,642
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$9,450,323
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$355,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$263,590
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$102,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,580,726
Value of net assets at end of year (total assets less liabilities)2023-12-31$43,939,401
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$37,358,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in pooled separate accounts at end of year2023-12-31$32,388,204
Value of interest in pooled separate accounts at beginning of year2023-12-31$27,074,362
Interest on participant loans2023-12-31$11,824
Value of interest in common/collective trusts at end of year2023-12-31$0
Value of interest in common/collective trusts at beginning of year2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$859,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$798,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$5,971,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$707,630
Employer contributions (assets) at end of year2023-12-31$4,809
Employer contributions (assets) at beginning of year2023-12-31$5,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,016,054
Contract administrator fees2023-12-31$142,056
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KBFALK, PLLC
Accountancy firm EIN2023-12-31823097971
2022 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$102,051
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$53,154
Total income from all sources (including contributions)2022-12-31$-3,069,602
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,590,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,285,140
Expenses. Certain deemed distributions of participant loans2022-12-31$73,768
Value of total corrective distributions2022-12-31$102,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,732,055
Value of total assets at end of year2022-12-31$37,460,726
Value of total assets at beginning of year2022-12-31$42,071,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$129,357
Total interest from all sources2022-12-31$12,061
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,740,870
Participant contributions at end of year2022-12-31$110,585
Participant contributions at beginning of year2022-12-31$180,249
Participant contributions at end of year2022-12-31$22,054
Participant contributions at beginning of year2022-12-31$102,990
Assets. Other investments not covered elsewhere at end of year2022-12-31$9,450,323
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$10,048,359
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$361,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$102,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$53,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,659,918
Value of net assets at end of year (total assets less liabilities)2022-12-31$37,358,675
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$42,018,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$129,357
Value of interest in pooled separate accounts at end of year2022-12-31$27,074,362
Value of interest in pooled separate accounts at beginning of year2022-12-31$30,974,987
Interest on participant loans2022-12-31$12,061
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$798,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$733,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,813,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$629,911
Employer contributions (assets) at end of year2022-12-31$5,338
Employer contributions (assets) at beginning of year2022-12-31$31,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,285,140
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, LLP
Accountancy firm EIN2022-12-31135381590
2021 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$53,154
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$46,362
Total income from all sources (including contributions)2021-12-31$8,246,140
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$997,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$752,313
Value of total corrective distributions2021-12-31$53,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,623,214
Value of total assets at end of year2021-12-31$42,071,747
Value of total assets at beginning of year2021-12-31$34,816,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$192,229
Total interest from all sources2021-12-31$5,462
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,509,759
Participant contributions at end of year2021-12-31$180,249
Participant contributions at beginning of year2021-12-31$154,932
Participant contributions at end of year2021-12-31$102,990
Participant contributions at beginning of year2021-12-31$26,319
Assets. Other investments not covered elsewhere at end of year2021-12-31$10,048,359
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$8,212,038
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$519,241
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$53,154
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$46,362
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,248,444
Value of net assets at end of year (total assets less liabilities)2021-12-31$42,018,593
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,770,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$192,229
Value of interest in pooled separate accounts at end of year2021-12-31$30,974,987
Value of interest in pooled separate accounts at beginning of year2021-12-31$25,650,113
Interest on participant loans2021-12-31$5,462
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$733,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$769,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,617,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$594,214
Employer contributions (assets) at end of year2021-12-31$31,274
Employer contributions (assets) at beginning of year2021-12-31$3,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$752,313
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$46,362
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,521,998
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,798,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,630,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,208,981
Value of total assets at end of year2020-12-31$34,816,511
Value of total assets at beginning of year2020-12-31$31,047,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$168,004
Total interest from all sources2020-12-31$8,467
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,341,717
Participant contributions at end of year2020-12-31$154,932
Participant contributions at beginning of year2020-12-31$209,539
Participant contributions at end of year2020-12-31$26,319
Participant contributions at beginning of year2020-12-31$45,507
Assets. Other investments not covered elsewhere at end of year2020-12-31$8,212,038
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$7,022,138
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$324,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$46,362
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,723,117
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,770,149
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,047,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$168,004
Value of interest in pooled separate accounts at end of year2020-12-31$25,650,113
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,360,025
Interest on participant loans2020-12-31$8,467
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$769,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$400,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,304,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$542,358
Employer contributions (assets) at end of year2020-12-31$3,198
Employer contributions (assets) at beginning of year2020-12-31$9,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,630,877
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$29,458
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$29,458
Total income from all sources (including contributions)2019-12-31$8,239,187
Total income from all sources (including contributions)2019-12-31$8,239,187
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$579,967
Total of all expenses incurred2019-12-31$579,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$483,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$483,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,755,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,755,921
Value of total assets at end of year2019-12-31$31,047,032
Value of total assets at end of year2019-12-31$31,047,032
Value of total assets at beginning of year2019-12-31$23,417,270
Value of total assets at beginning of year2019-12-31$23,417,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$96,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$96,938
Total interest from all sources2019-12-31$27,481
Total interest from all sources2019-12-31$27,481
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,252,781
Contributions received from participants2019-12-31$1,252,781
Participant contributions at end of year2019-12-31$209,539
Participant contributions at end of year2019-12-31$209,539
Participant contributions at beginning of year2019-12-31$214,884
Participant contributions at beginning of year2019-12-31$214,884
Participant contributions at end of year2019-12-31$45,507
Participant contributions at end of year2019-12-31$45,507
Participant contributions at beginning of year2019-12-31$12,817
Participant contributions at beginning of year2019-12-31$12,817
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,022,138
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,022,138
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,446,823
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,446,823
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,003,915
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,003,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$29,458
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$29,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,659,220
Value of net income/loss2019-12-31$7,659,220
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,047,032
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,047,032
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,387,812
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,387,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$96,938
Investment advisory and management fees2019-12-31$96,938
Value of interest in pooled separate accounts at end of year2019-12-31$23,360,025
Value of interest in pooled separate accounts at end of year2019-12-31$23,360,025
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,125,040
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,125,040
Interest on participant loans2019-12-31$10,955
Interest on participant loans2019-12-31$10,955
Interest earned on other investments2019-12-31$16,526
Interest earned on other investments2019-12-31$16,526
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$400,250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$400,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$615,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$615,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,244,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,244,890
Net investment gain/loss from pooled separate accounts2019-12-31$4,210,895
Net investment gain/loss from pooled separate accounts2019-12-31$4,210,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$499,225
Contributions received in cash from employer2019-12-31$499,225
Employer contributions (assets) at end of year2019-12-31$9,573
Employer contributions (assets) at end of year2019-12-31$9,573
Employer contributions (assets) at beginning of year2019-12-31$2,426
Employer contributions (assets) at beginning of year2019-12-31$2,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$483,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$483,029
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$29,458
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$26,884
Total income from all sources (including contributions)2018-12-31$281,474
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,571,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,518,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,630,511
Value of total assets at end of year2018-12-31$23,417,270
Value of total assets at beginning of year2018-12-31$25,704,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,172
Total interest from all sources2018-12-31$10,103
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$454,985
Participant contributions at end of year2018-12-31$214,884
Participant contributions at beginning of year2018-12-31$186,069
Participant contributions at end of year2018-12-31$12,817
Participant contributions at beginning of year2018-12-31$39,772
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,446,823
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,535,478
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$52,580
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$29,458
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$26,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,289,691
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,387,812
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,677,503
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$52,172
Value of interest in pooled separate accounts at end of year2018-12-31$17,125,040
Value of interest in pooled separate accounts at beginning of year2018-12-31$18,900,814
Interest on participant loans2018-12-31$10,730
Interest earned on other investments2018-12-31$-627
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$615,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,042,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-79,901
Net investment gain/loss from pooled separate accounts2018-12-31$-1,279,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,122,946
Employer contributions (assets) at end of year2018-12-31$2,426
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,518,993
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$26,884
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$31,766
Total income from all sources (including contributions)2017-12-31$4,946,157
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,448,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,420,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,171,185
Value of total assets at end of year2017-12-31$25,704,387
Value of total assets at beginning of year2017-12-31$23,211,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$28,041
Total interest from all sources2017-12-31$35,580
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,034,841
Participant contributions at end of year2017-12-31$186,069
Participant contributions at beginning of year2017-12-31$192,320
Participant contributions at end of year2017-12-31$39,772
Participant contributions at beginning of year2017-12-31$33,478
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,535,478
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,700,632
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$136,344
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$26,884
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$31,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,498,048
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,677,503
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$23,179,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$28,041
Value of interest in pooled separate accounts at end of year2017-12-31$18,900,814
Value of interest in pooled separate accounts at beginning of year2017-12-31$17,173,835
Interest on participant loans2017-12-31$8,664
Interest earned on other investments2017-12-31$26,916
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,042,254
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,110,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$545,829
Net investment gain/loss from pooled separate accounts2017-12-31$3,193,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,420,068
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$31,766
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$16,581
Total income from all sources (including contributions)2016-12-31$2,768,105
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,591,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,552,201
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,458,703
Value of total assets at end of year2016-12-31$23,211,221
Value of total assets at beginning of year2016-12-31$22,019,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$39,044
Total interest from all sources2016-12-31$27,524
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$39,044
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,060,415
Participant contributions at end of year2016-12-31$192,320
Participant contributions at beginning of year2016-12-31$231,094
Participant contributions at end of year2016-12-31$33,478
Participant contributions at beginning of year2016-12-31$42,116
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,700,632
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,184,323
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$398,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$31,766
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$16,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,176,860
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,179,455
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,002,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$17,173,835
Value of interest in pooled separate accounts at beginning of year2016-12-31$18,026,945
Interest on participant loans2016-12-31$9,101
Interest earned on other investments2016-12-31$18,423
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,110,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$534,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$272,220
Net investment gain/loss from pooled separate accounts2016-12-31$1,009,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,552,201
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,581
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$31,746
Total income from all sources (including contributions)2015-12-31$1,168,387
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$823,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$799,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,179,735
Value of total assets at end of year2015-12-31$22,019,176
Value of total assets at beginning of year2015-12-31$21,689,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$23,931
Total interest from all sources2015-12-31$24,677
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$23,931
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,179,735
Participant contributions at end of year2015-12-31$231,094
Participant contributions at beginning of year2015-12-31$299,835
Participant contributions at end of year2015-12-31$42,116
Participant contributions at beginning of year2015-12-31$800
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,184,323
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,421,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$16,581
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$31,746
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$344,928
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,002,595
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$21,657,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$18,026,945
Value of interest in pooled separate accounts at beginning of year2015-12-31$18,274,420
Interest on participant loans2015-12-31$11,282
Interest earned on other investments2015-12-31$13,395
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$534,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$692,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-31,818
Net investment gain/loss from pooled separate accounts2015-12-31$-4,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$799,528
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$31,746
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,090
Total income from all sources (including contributions)2014-12-31$1,980,548
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,515,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,493,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,179,900
Value of total assets at end of year2014-12-31$21,689,413
Value of total assets at beginning of year2014-12-31$21,200,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,964
Total interest from all sources2014-12-31$20,071
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$21,964
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,147,247
Participant contributions at end of year2014-12-31$299,835
Participant contributions at beginning of year2014-12-31$435,663
Participant contributions at end of year2014-12-31$800
Participant contributions at beginning of year2014-12-31$17,500
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,421,906
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,937,802
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$32,653
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$31,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$8,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$465,166
Value of net assets at end of year (total assets less liabilities)2014-12-31$21,657,667
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,192,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$18,274,420
Value of interest in pooled separate accounts at beginning of year2014-12-31$18,137,894
Interest on participant loans2014-12-31$15,872
Interest earned on other investments2014-12-31$4,199
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$692,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$671,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$31,071
Net investment gain/loss from pooled separate accounts2014-12-31$749,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,493,418
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,090
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$75,548
Total income from all sources (including contributions)2013-12-31$4,610,608
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,774,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,766,305
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,222,805
Value of total assets at end of year2013-12-31$21,200,591
Value of total assets at beginning of year2013-12-31$18,432,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,459
Total interest from all sources2013-12-31$17,590
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,170,777
Participant contributions at end of year2013-12-31$435,663
Participant contributions at beginning of year2013-12-31$481,672
Participant contributions at end of year2013-12-31$17,500
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,937,802
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$2,039,226
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$52,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$8,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$75,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,835,844
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,192,501
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,356,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$18,137,894
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,917,981
Interest on participant loans2013-12-31$17,590
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$671,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$991,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$282,587
Net investment gain/loss from pooled separate accounts2013-12-31$3,087,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$2,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,766,305
Contract administrator fees2013-12-31$8,459
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31UHY LLP
Accountancy firm EIN2013-12-31200694403
2012 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$75,548
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,729
Total income from all sources (including contributions)2012-12-31$3,107,468
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$962,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$955,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,183,253
Value of total assets at end of year2012-12-31$18,432,205
Value of total assets at beginning of year2012-12-31$16,223,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,444
Total interest from all sources2012-12-31$26,127
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,164,931
Participant contributions at end of year2012-12-31$481,672
Participant contributions at beginning of year2012-12-31$519,055
Assets. Other investments not covered elsewhere at end of year2012-12-31$2,039,226
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,089,421
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$18,322
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$75,548
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$11,729
Other income not declared elsewhere2012-12-31$51,919
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,144,659
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,356,657
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,211,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$14,917,981
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,068,390
Interest on participant loans2012-12-31$20,174
Interest earned on other investments2012-12-31$5,953
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$546,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$991,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$1,846,110
Net investment gain or loss from common/collective trusts2012-12-31$59
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at end of year2012-12-31$2,000
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$955,365
Contract administrator fees2012-12-31$7,444
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31UHY LLP
Accountancy firm EIN2012-12-31200694403
2011 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$437,132
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$469,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$461,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,566,663
Value of total assets at end of year2011-12-31$16,223,727
Value of total assets at beginning of year2011-12-31$16,244,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,867
Total interest from all sources2011-12-31$21,523
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,201,402
Participant contributions at end of year2011-12-31$519,055
Participant contributions at beginning of year2011-12-31$371,348
Participant contributions at beginning of year2011-12-31$57,688
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,089,421
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,169,832
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$365,261
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$11,729
Other income not declared elsewhere2011-12-31$-56,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-32,850
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,211,998
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,244,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,867
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,068,390
Value of interest in pooled separate accounts at beginning of year2011-12-31$14,227,202
Interest on participant loans2011-12-31$21,523
Value of interest in common/collective trusts at end of year2011-12-31$546,861
Value of interest in common/collective trusts at beginning of year2011-12-31$418,778
Net investment gain/loss from pooled separate accounts2011-12-31$-1,094,279
Net investment gain or loss from common/collective trusts2011-12-31$172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$461,115
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31UHY LLP
Accountancy firm EIN2011-12-31200694403
2010 : SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$21,805
Total income from all sources (including contributions)2010-12-31$5,445,178
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$671,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$645,347
Expenses. Certain deemed distributions of participant loans2010-12-31$13,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,918,397
Value of total assets at end of year2010-12-31$16,244,848
Value of total assets at beginning of year2010-12-31$11,493,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,618
Total interest from all sources2010-12-31$12,002
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,182,344
Participant contributions at end of year2010-12-31$371,348
Participant contributions at beginning of year2010-12-31$258,497
Participant contributions at end of year2010-12-31$57,688
Participant contributions at beginning of year2010-12-31$25,539
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,169,832
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$645,843
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,736,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$21,805
Other income not declared elsewhere2010-12-31$121,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,773,568
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,244,848
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,471,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$12,618
Value of interest in pooled separate accounts at end of year2010-12-31$14,227,202
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,640,235
Interest on participant loans2010-12-31$12,002
Value of interest in common/collective trusts at end of year2010-12-31$418,778
Value of interest in common/collective trusts at beginning of year2010-12-31$922,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,393,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$645,347
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31UHY
Accountancy firm EIN2010-12-31200694403

Form 5500 Responses for SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN

2023: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SOUTH TEXAS ONCOLOGY & HEMATOLOGY, PLLC 401(K) & PS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number746846-01
Policy instance 1
Insurance contract or identification number746846-01
Number of Individuals Covered335
Insurance policy start date2023-01-01
Insurance policy end date2023-02-28
Total amount of commissions paid to insurance brokerUSD $72,805
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number746846-01
Policy instance 2
Insurance contract or identification number746846-01
Number of Individuals Covered312
Insurance policy start date2022-02-19
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $54,097
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees54097
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-02-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $47,120
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees39267
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered313
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $69,476
Total amount of fees paid to insurance companyUSD $13,895
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $69,476
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered299
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $58,494
Total amount of fees paid to insurance companyUSD $14,380
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $58,494
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered305
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $38,497
Total amount of fees paid to insurance companyUSD $7,310
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,497
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered277
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $49,651
Total amount of fees paid to insurance companyUSD $7,600
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,651
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-827023
Policy instance 1
Insurance contract or identification numberGA-827023
Number of Individuals Covered254
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $72,420
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $60,350
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameCONTINENTAL BENEFITS GROUP, INC.

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