401k Plan data: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES plan

SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 401k Plan overview

Plan Name	SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES
Plan identification number	001

SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIED ALUMINA, LLC has sponsored the creation of one or more 401k plans.

Company Name: ALLIED ALUMINA, LLC

Employer identification number (EIN): 742979536

NAIC Classification: 331310

Additional information about ALLIED ALUMINA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3301332

More information about ALLIED ALUMINA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-12-31 STEPHEN CATHRINER
001 2013-12-31 STEPHEN CATHRINER
001 2012-12-31 STEPHEN CATHRINER
001 2011-12-31 STEPHEN CATHRINER
001 2009-12-31 STEPHEN CATHRINER
001 2008-12-31

Plan Statistics for SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES

401k plan membership statisitcs for SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES

Measure Date Value
2014: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2014 401k membership
Total participants, beginning-of-year 2014-12-31 264
Total number of active participants reported on line 7a of the Form 5500 2014-12-31 109
Number of retired or separated participants receiving benefits 2014-12-31 101
Number of other retired or separated participants entitled to future benefits 2014-12-31 35
Total of all active and inactive participants 2014-12-31 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-31 16
Total participants 2014-12-31 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-12-31 3
2013: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2013 401k membership
Total participants, beginning-of-year 2013-12-31 294
Total number of active participants reported on line 7a of the Form 5500 2013-12-31 120
Number of retired or separated participants receiving benefits 2013-12-31 97
Number of other retired or separated participants entitled to future benefits 2013-12-31 33
Total of all active and inactive participants 2013-12-31 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-31 14
Total participants 2013-12-31 264
Number of participants with account balances 2013-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-31 3
2012: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2012 401k membership
Total participants, beginning-of-year 2012-12-31 302
Total number of active participants reported on line 7a of the Form 5500 2012-12-31 127
Number of retired or separated participants receiving benefits 2012-12-31 95
Number of other retired or separated participants entitled to future benefits 2012-12-31 58
Total of all active and inactive participants 2012-12-31 280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-31 14
Total participants 2012-12-31 294
Number of participants with account balances 2012-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-31 6
2011: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2011 401k membership
Total participants, beginning-of-year 2011-12-31 290
Total number of active participants reported on line 7a of the Form 5500 2011-12-31 143
Number of retired or separated participants receiving benefits 2011-12-31 89
Number of other retired or separated participants entitled to future benefits 2011-12-31 57
Total of all active and inactive participants 2011-12-31 289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-31 13
Total participants 2011-12-31 302
Number of participants with account balances 2011-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-31 12
2009: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2009 401k membership
Total participants, beginning-of-year 2009-12-31 277
Total number of active participants reported on line 7a of the Form 5500 2009-12-31 135
Number of retired or separated participants receiving benefits 2009-12-31 80
Number of other retired or separated participants entitled to future benefits 2009-12-31 60
Total of all active and inactive participants 2009-12-31 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-12-31 10
Total participants 2009-12-31 285
Number of participants with account balances 2009-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-31 8

Measure	Date	Value
2014: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2014 401k membership
Total participants, beginning-of-year	2014-12-31	264
Total number of active participants reported on line 7a of the Form 5500	2014-12-31	109
Number of retired or separated participants receiving benefits	2014-12-31	101
Number of other retired or separated participants entitled to future benefits	2014-12-31	35
Total of all active and inactive participants	2014-12-31	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-31	16
Total participants	2014-12-31	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-12-31	3
2013: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2013 401k membership
Total participants, beginning-of-year	2013-12-31	294
Total number of active participants reported on line 7a of the Form 5500	2013-12-31	120
Number of retired or separated participants receiving benefits	2013-12-31	97
Number of other retired or separated participants entitled to future benefits	2013-12-31	33
Total of all active and inactive participants	2013-12-31	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-31	14
Total participants	2013-12-31	264
Number of participants with account balances	2013-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-31	3
2012: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2012 401k membership
Total participants, beginning-of-year	2012-12-31	302
Total number of active participants reported on line 7a of the Form 5500	2012-12-31	127
Number of retired or separated participants receiving benefits	2012-12-31	95
Number of other retired or separated participants entitled to future benefits	2012-12-31	58
Total of all active and inactive participants	2012-12-31	280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-31	14
Total participants	2012-12-31	294
Number of participants with account balances	2012-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-31	6
2011: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2011 401k membership
Total participants, beginning-of-year	2011-12-31	290
Total number of active participants reported on line 7a of the Form 5500	2011-12-31	143
Number of retired or separated participants receiving benefits	2011-12-31	89
Number of other retired or separated participants entitled to future benefits	2011-12-31	57
Total of all active and inactive participants	2011-12-31	289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-31	13
Total participants	2011-12-31	302
Number of participants with account balances	2011-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-31	12
2009: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2009 401k membership
Total participants, beginning-of-year	2009-12-31	277
Total number of active participants reported on line 7a of the Form 5500	2009-12-31	135
Number of retired or separated participants receiving benefits	2009-12-31	80
Number of other retired or separated participants entitled to future benefits	2009-12-31	60
Total of all active and inactive participants	2009-12-31	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-12-31	10
Total participants	2009-12-31	285
Number of participants with account balances	2009-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-31	8

Financial Data on SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES

Measure	Date	Value
2015 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-30	$0
Total income from all sources (including contributions)	2015-12-30	$-907,441
Total loss/gain on sale of assets	2015-12-30	$320,363
Total of all expenses incurred	2015-12-30	$1,571,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-30	$1,419,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-30	$3,764
Value of total assets at end of year	2015-12-30	$28,359,181
Value of total assets at beginning of year	2015-12-30	$30,837,898
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-30	$152,005
Total interest from all sources	2015-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-30	$1,285,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-30	$1,285,298
Administrative expenses professional fees incurred	2015-12-30	$67,109
Was this plan covered by a fidelity bond	2015-12-30	Yes
Value of fidelity bond cover	2015-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-30	$3,764
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-30	$174,624
Administrative expenses (other) incurred	2015-12-30	$84,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-30	No
Value of net income/loss	2015-12-30	$-2,478,717
Value of net assets at end of year (total assets less liabilities)	2015-12-30	$28,359,181
Value of net assets at beginning of year (total assets less liabilities)	2015-12-30	$30,837,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-30	No
Were any leases to which the plan was party in default or uncollectible	2015-12-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-30	$27,764,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-30	$29,531,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-30	$594,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-30	$526,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-30	$526,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-30	$-2,516,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-30	No
Has the plan failed to provide any benefit when due under the plan	2015-12-30	No
Employer contributions (assets) at end of year	2015-12-30	$0
Employer contributions (assets) at beginning of year	2015-12-30	$605,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-30	$1,419,271
Did the plan have assets held for investment	2015-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-30	No
Aggregate proceeds on sale of assets	2015-12-30	$3,061,579
Aggregate carrying amount (costs) on sale of assets	2015-12-30	$2,741,216
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-30	Disclaimer
Accountancy firm name	2015-12-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-30	410746749
2014 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-30	$0
Total income from all sources (including contributions)	2014-12-30	$3,328,499
Total loss/gain on sale of assets	2014-12-30	$638,138
Total of all expenses incurred	2014-12-30	$2,963,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-30	$2,866,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-30	$1,494,666
Value of total assets at end of year	2014-12-30	$30,837,898
Value of total assets at beginning of year	2014-12-30	$30,472,458
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-30	$96,809
Total interest from all sources	2014-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-30	$1,426,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-30	$1,426,118
Was this plan covered by a fidelity bond	2014-12-30	Yes
Value of fidelity bond cover	2014-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-30	$174,624
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-30	$174,624
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-30	$0
Administrative expenses (other) incurred	2014-12-30	$51,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-30	No
Value of net income/loss	2014-12-30	$365,440
Value of net assets at end of year (total assets less liabilities)	2014-12-30	$30,837,898
Value of net assets at beginning of year (total assets less liabilities)	2014-12-30	$30,472,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-30	No
Were any leases to which the plan was party in default or uncollectible	2014-12-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-30	$29,531,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-30	$29,186,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-30	$526,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-30	$376,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-30	$376,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-30	$-230,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-30	No
Was there a failure to transmit to the plan any participant contributions	2014-12-30	No
Has the plan failed to provide any benefit when due under the plan	2014-12-30	No
Contributions received in cash from employer	2014-12-30	$1,320,042
Employer contributions (assets) at end of year	2014-12-30	$605,000
Employer contributions (assets) at beginning of year	2014-12-30	$910,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-30	$2,866,250
Contract administrator fees	2014-12-30	$45,527
Did the plan have assets held for investment	2014-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-30	No
Aggregate proceeds on sale of assets	2014-12-30	$5,227,819
Aggregate carrying amount (costs) on sale of assets	2014-12-30	$4,589,681
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-30	Disclaimer
Accountancy firm name	2014-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2014-12-30	251839959
2013 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-30	$0
Total income from all sources (including contributions)	2013-12-30	$7,216,490
Total loss/gain on sale of assets	2013-12-30	$148,550
Total of all expenses incurred	2013-12-30	$1,233,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-30	$1,094,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-30	$2,538,022
Value of total assets at end of year	2013-12-30	$30,472,458
Value of total assets at beginning of year	2013-12-30	$24,489,742
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-30	$139,362
Total interest from all sources	2013-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-30	$801,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-30	$801,400
Was this plan covered by a fidelity bond	2013-12-30	Yes
Value of fidelity bond cover	2013-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-30	$0
Administrative expenses (other) incurred	2013-12-30	$97,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-30	No
Value of net income/loss	2013-12-30	$5,982,716
Value of net assets at end of year (total assets less liabilities)	2013-12-30	$30,472,458
Value of net assets at beginning of year (total assets less liabilities)	2013-12-30	$24,489,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-30	No
Were any leases to which the plan was party in default or uncollectible	2013-12-30	No
Investment advisory and management fees	2013-12-30	$8,789
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-30	$29,186,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-30	$22,790,683
Value of interest in master investment trust accounts at end of year	2013-12-30	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-30	$376,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-30	$289,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-30	$289,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-30	$3,728,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-30	No
Was there a failure to transmit to the plan any participant contributions	2013-12-30	No
Has the plan failed to provide any benefit when due under the plan	2013-12-30	No
Contributions received in cash from employer	2013-12-30	$2,538,022
Employer contributions (assets) at end of year	2013-12-30	$910,000
Employer contributions (assets) at beginning of year	2013-12-30	$1,410,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-30	$1,094,412
Contract administrator fees	2013-12-30	$33,108
Did the plan have assets held for investment	2013-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-30	No
Aggregate proceeds on sale of assets	2013-12-30	$3,761,645
Aggregate carrying amount (costs) on sale of assets	2013-12-30	$3,613,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-30	Disclaimer
Accountancy firm name	2013-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2013-12-30	251839959
2012 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-30	$0
Total unrealized appreciation/depreciation of assets	2012-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-30	$0
Total income from all sources (including contributions)	2012-12-30	$6,087,211
Total loss/gain on sale of assets	2012-12-30	$0
Total of all expenses incurred	2012-12-30	$1,095,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-30	$947,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-30	$3,495,000
Value of total assets at end of year	2012-12-30	$24,489,742
Value of total assets at beginning of year	2012-12-30	$19,498,281
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-30	$148,493
Total interest from all sources	2012-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-30	$603,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-30	$603,310
Administrative expenses professional fees incurred	2012-12-30	$0
Was this plan covered by a fidelity bond	2012-12-30	Yes
Value of fidelity bond cover	2012-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-30	$0
Administrative expenses (other) incurred	2012-12-30	$83,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-30	No
Value of net income/loss	2012-12-30	$4,991,461
Value of net assets at end of year (total assets less liabilities)	2012-12-30	$24,489,742
Value of net assets at beginning of year (total assets less liabilities)	2012-12-30	$19,498,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-30	No
Were any leases to which the plan was party in default or uncollectible	2012-12-30	No
Investment advisory and management fees	2012-12-30	$27,987
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-30	$22,790,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-30	$15,680,147
Value of interest in master investment trust accounts at end of year	2012-12-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-30	$289,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-30	$2,533,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-30	$2,533,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-30	$1,988,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-30	No
Has the plan failed to provide any benefit when due under the plan	2012-12-30	No
Contributions received in cash from employer	2012-12-30	$3,495,000
Employer contributions (assets) at end of year	2012-12-30	$1,410,000
Employer contributions (assets) at beginning of year	2012-12-30	$1,285,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-30	$947,257
Contract administrator fees	2012-12-30	$37,149
Did the plan have assets held for investment	2012-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-30	Disclaimer
Accountancy firm name	2012-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2012-12-30	251839959
2011 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-30	$0
Total income from all sources (including contributions)	2011-12-30	$2,575,671
Total loss/gain on sale of assets	2011-12-30	$0
Total of all expenses incurred	2011-12-30	$909,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-30	$788,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-30	$2,920,000
Value of total assets at end of year	2011-12-30	$19,498,281
Value of total assets at beginning of year	2011-12-30	$17,832,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-30	$121,357
Total interest from all sources	2011-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-30	$0
Administrative expenses professional fees incurred	2011-12-30	$0
Was this plan covered by a fidelity bond	2011-12-30	Yes
Value of fidelity bond cover	2011-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-30	$10,675
Administrative expenses (other) incurred	2011-12-30	$53,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-30	No
Value of net income/loss	2011-12-30	$1,666,023
Value of net assets at end of year (total assets less liabilities)	2011-12-30	$19,498,281
Value of net assets at beginning of year (total assets less liabilities)	2011-12-30	$17,832,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-30	No
Were any leases to which the plan was party in default or uncollectible	2011-12-30	No
Investment advisory and management fees	2011-12-30	$40,076
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-30	$15,680,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-30	$16,024,617
Value of interest in master investment trust accounts at end of year	2011-12-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-30	$2,533,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-30	$486,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-30	$486,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-30	$-344,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-30	No
Has the plan failed to provide any benefit when due under the plan	2011-12-30	No
Contributions received in cash from employer	2011-12-30	$2,920,000
Employer contributions (assets) at end of year	2011-12-30	$1,285,000
Employer contributions (assets) at beginning of year	2011-12-30	$1,310,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-30	$788,291
Contract administrator fees	2011-12-30	$27,485
Did the plan have assets held for investment	2011-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-30	Disclaimer
Accountancy firm name	2011-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2011-12-30	251839959
2010 : SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-30	$0

Form 5500 Responses for SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES

2014: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2014 form 5500 responses
2014-12-31	Type of plan entity	Single employer plan
2014-12-31	Submission has been amended	No
2014-12-31	This submission is the final filing	No
2014-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-31	Plan is a collectively bargained plan	No
2014-12-31	Plan funding arrangement – Trust	Yes
2014-12-31	Plan benefit arrangement - Trust	Yes
2013: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2013 form 5500 responses
2013-12-31	Type of plan entity	Single employer plan
2013-12-31	Submission has been amended	No
2013-12-31	This submission is the final filing	No
2013-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-31	Plan is a collectively bargained plan	No
2013-12-31	Plan funding arrangement – Trust	Yes
2013-12-31	Plan benefit arrangement - Trust	Yes
2012: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2012 form 5500 responses
2012-12-31	Type of plan entity	Single employer plan
2012-12-31	Submission has been amended	No
2012-12-31	This submission is the final filing	No
2012-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-31	Plan is a collectively bargained plan	No
2012-12-31	Plan funding arrangement – Trust	Yes
2012-12-31	Plan benefit arrangement - Trust	Yes
2011: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2011 form 5500 responses
2011-12-31	Type of plan entity	Single employer plan
2011-12-31	Submission has been amended	No
2011-12-31	This submission is the final filing	No
2011-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-31	Plan is a collectively bargained plan	No
2011-12-31	Plan funding arrangement – Trust	Yes
2011-12-31	Plan benefit arrangement - Trust	Yes
2009: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2009 form 5500 responses
2009-12-31	Type of plan entity	Single employer plan
2009-12-31	Submission has been amended	No
2009-12-31	This submission is the final filing	No
2009-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2009-12-31	Plan is a collectively bargained plan	No
2009-12-31	Plan funding arrangement – Trust	Yes
2009-12-31	Plan benefit arrangement - Trust	Yes
2008: SHERWIN ALUMINA COMPANY RETIREMENT PLAN FOR SALARIED EES 2008 form 5500 responses
2008-12-31	Type of plan entity	Single employer plan
2008-12-31	Submission has been amended	No
2008-12-31	This submission is the final filing	No
2008-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-31	Plan is a collectively bargained plan	No

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Company Name:	ALLIED ALUMINA, LLC
Employer identification number (EIN):	742979536
NAIC Classification:	331310

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3301332

Plan id#	Filing Submission Date	Name of Administrator
001	2014-12-31	STEPHEN CATHRINER
001	2013-12-31	STEPHEN CATHRINER
001	2012-12-31	STEPHEN CATHRINER
001	2011-12-31	STEPHEN CATHRINER
001	2009-12-31	STEPHEN CATHRINER
001	2008-12-31