401k Plan data: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES plan

SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 401k Plan overview

Plan Name	SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES
Plan identification number	002

SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIED ALUMINA, LLC has sponsored the creation of one or more 401k plans.

Company Name: ALLIED ALUMINA, LLC

Employer identification number (EIN): 742979536

NAIC Classification: 331310

Additional information about ALLIED ALUMINA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3301332

More information about ALLIED ALUMINA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-12-31 STEPHEN CATHRINER
002 2013-12-31 STEPHEN CATHRINER
002 2012-12-31 STEPHEN CATHRINER
002 2011-12-31 STEPHEN CATHRINER
002 2009-12-31 STEPHEN CATHRINER
002 2008-12-31

Plan Statistics for SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES

401k plan membership statisitcs for SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES

Measure Date Value
2014: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-12-31 900
Total number of active participants reported on line 7a of the Form 5500 2014-12-31 416
Number of retired or separated participants receiving benefits 2014-12-31 219
Number of other retired or separated participants entitled to future benefits 2014-12-31 234
Total of all active and inactive participants 2014-12-31 869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-12-31 24
Total participants 2014-12-31 893
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-12-31 7
2013: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-12-31 883
Total number of active participants reported on line 7a of the Form 5500 2013-12-31 459
Number of retired or separated participants receiving benefits 2013-12-31 210
Number of other retired or separated participants entitled to future benefits 2013-12-31 213
Total of all active and inactive participants 2013-12-31 882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-12-31 18
Total participants 2013-12-31 900
Number of participants with account balances 2013-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-31 29
2012: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-12-31 860
Total number of active participants reported on line 7a of the Form 5500 2012-12-31 451
Number of retired or separated participants receiving benefits 2012-12-31 188
Number of other retired or separated participants entitled to future benefits 2012-12-31 228
Total of all active and inactive participants 2012-12-31 867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-12-31 16
Total participants 2012-12-31 883
Number of participants with account balances 2012-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-12-31 14
2011: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-12-31 848
Total number of active participants reported on line 7a of the Form 5500 2011-12-31 442
Number of retired or separated participants receiving benefits 2011-12-31 179
Number of other retired or separated participants entitled to future benefits 2011-12-31 225
Total of all active and inactive participants 2011-12-31 846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-12-31 14
Total participants 2011-12-31 860
Number of participants with account balances 2011-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-31 23
2009: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-12-31 778
Total number of active participants reported on line 7a of the Form 5500 2009-12-31 450
Number of retired or separated participants receiving benefits 2009-12-31 154
Number of other retired or separated participants entitled to future benefits 2009-12-31 213
Total of all active and inactive participants 2009-12-31 817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-12-31 16
Total participants 2009-12-31 833
Number of participants with account balances 2009-12-31 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-31 11

Measure	Date	Value
2014: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-12-31	900
Total number of active participants reported on line 7a of the Form 5500	2014-12-31	416
Number of retired or separated participants receiving benefits	2014-12-31	219
Number of other retired or separated participants entitled to future benefits	2014-12-31	234
Total of all active and inactive participants	2014-12-31	869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-12-31	24
Total participants	2014-12-31	893
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-12-31	7
2013: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-12-31	883
Total number of active participants reported on line 7a of the Form 5500	2013-12-31	459
Number of retired or separated participants receiving benefits	2013-12-31	210
Number of other retired or separated participants entitled to future benefits	2013-12-31	213
Total of all active and inactive participants	2013-12-31	882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-12-31	18
Total participants	2013-12-31	900
Number of participants with account balances	2013-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-31	29
2012: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-12-31	860
Total number of active participants reported on line 7a of the Form 5500	2012-12-31	451
Number of retired or separated participants receiving benefits	2012-12-31	188
Number of other retired or separated participants entitled to future benefits	2012-12-31	228
Total of all active and inactive participants	2012-12-31	867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-12-31	16
Total participants	2012-12-31	883
Number of participants with account balances	2012-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-12-31	14
2011: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-12-31	848
Total number of active participants reported on line 7a of the Form 5500	2011-12-31	442
Number of retired or separated participants receiving benefits	2011-12-31	179
Number of other retired or separated participants entitled to future benefits	2011-12-31	225
Total of all active and inactive participants	2011-12-31	846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-12-31	14
Total participants	2011-12-31	860
Number of participants with account balances	2011-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-31	23
2009: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-12-31	778
Total number of active participants reported on line 7a of the Form 5500	2009-12-31	450
Number of retired or separated participants receiving benefits	2009-12-31	154
Number of other retired or separated participants entitled to future benefits	2009-12-31	213
Total of all active and inactive participants	2009-12-31	817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-12-31	16
Total participants	2009-12-31	833
Number of participants with account balances	2009-12-31	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-31	11

Financial Data on SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES

Measure	Date	Value
2015 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-30	$0
Total income from all sources (including contributions)	2015-12-30	$-1,674,788
Total loss/gain on sale of assets	2015-12-30	$634,984
Total of all expenses incurred	2015-12-30	$2,452,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-30	$2,256,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-30	$1,379
Value of total assets at end of year	2015-12-30	$53,690,857
Value of total assets at beginning of year	2015-12-30	$57,818,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-30	$195,492
Total interest from all sources	2015-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-30	$2,417,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-30	$2,417,563
Administrative expenses professional fees incurred	2015-12-30	$39,616
Was this plan covered by a fidelity bond	2015-12-30	Yes
Value of fidelity bond cover	2015-12-30	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-30	$1,379
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-30	$208,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-30	No
Value of net income/loss	2015-12-30	$-4,127,216
Value of net assets at end of year (total assets less liabilities)	2015-12-30	$53,690,857
Value of net assets at beginning of year (total assets less liabilities)	2015-12-30	$57,818,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-30	No
Were any leases to which the plan was party in default or uncollectible	2015-12-30	No
Investment advisory and management fees	2015-12-30	$155,876
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-30	$52,557,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-30	$55,653,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-30	$1,133,093
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-30	$1,256,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-30	$1,256,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-30	$-4,728,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-30	No
Has the plan failed to provide any benefit when due under the plan	2015-12-30	No
Employer contributions (assets) at end of year	2015-12-30	$0
Employer contributions (assets) at beginning of year	2015-12-30	$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-30	$2,256,936
Did the plan have assets held for investment	2015-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-30	No
Aggregate proceeds on sale of assets	2015-12-30	$5,246,378
Aggregate carrying amount (costs) on sale of assets	2015-12-30	$4,611,394
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-30	Disclaimer
Accountancy firm name	2015-12-30	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-30	410746749
2014 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-30	$0
Total income from all sources (including contributions)	2014-12-30	$6,496,303
Total loss/gain on sale of assets	2014-12-30	$484,577
Total of all expenses incurred	2014-12-30	$2,165,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-30	$1,991,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-30	$3,233,040
Value of total assets at end of year	2014-12-30	$57,818,073
Value of total assets at beginning of year	2014-12-30	$53,487,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-30	$174,696
Total interest from all sources	2014-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-30	$2,627,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-30	$2,627,913
Was this plan covered by a fidelity bond	2014-12-30	Yes
Value of fidelity bond cover	2014-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-30	$208,040
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-30	$208,040
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-30	$0
Administrative expenses (other) incurred	2014-12-30	$119,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-30	No
Value of net income/loss	2014-12-30	$4,330,516
Value of net assets at end of year (total assets less liabilities)	2014-12-30	$57,818,073
Value of net assets at beginning of year (total assets less liabilities)	2014-12-30	$53,487,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-30	No
Were any leases to which the plan was party in default or uncollectible	2014-12-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-30	$55,653,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-30	$51,159,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-30	$1,256,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-30	$922,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-30	$922,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-30	$150,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-30	No
Was there a failure to transmit to the plan any participant contributions	2014-12-30	No
Has the plan failed to provide any benefit when due under the plan	2014-12-30	No
Contributions received in cash from employer	2014-12-30	$3,025,000
Employer contributions (assets) at end of year	2014-12-30	$700,000
Employer contributions (assets) at beginning of year	2014-12-30	$1,405,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-30	$1,991,091
Contract administrator fees	2014-12-30	$55,593
Liabilities. Value of benefit claims payable at end of year	2014-12-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-30	$0
Did the plan have assets held for investment	2014-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-30	No
Aggregate proceeds on sale of assets	2014-12-30	$6,138,348
Aggregate carrying amount (costs) on sale of assets	2014-12-30	$5,653,771
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-30	Disclaimer
Accountancy firm name	2014-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2014-12-30	251839959
2013 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-30	$0
Total income from all sources (including contributions)	2013-12-30	$12,117,725
Total loss/gain on sale of assets	2013-12-30	$296,902
Total of all expenses incurred	2013-12-30	$2,032,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-30	$1,774,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-30	$3,910,000
Value of total assets at end of year	2013-12-30	$53,487,557
Value of total assets at beginning of year	2013-12-30	$43,401,855
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-30	$257,861
Total interest from all sources	2013-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-30	$1,409,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-30	$1,409,425
Was this plan covered by a fidelity bond	2013-12-30	Yes
Value of fidelity bond cover	2013-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-30	No
Administrative expenses (other) incurred	2013-12-30	$204,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-30	No
Value of net income/loss	2013-12-30	$10,085,702
Value of net assets at end of year (total assets less liabilities)	2013-12-30	$53,487,557
Value of net assets at beginning of year (total assets less liabilities)	2013-12-30	$43,401,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-30	No
Were any leases to which the plan was party in default or uncollectible	2013-12-30	No
Investment advisory and management fees	2013-12-30	$21,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-30	$51,159,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-30	$40,465,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-30	$922,789
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-30	$725,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-30	$725,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-30	$6,501,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-30	No
Was there a failure to transmit to the plan any participant contributions	2013-12-30	No
Has the plan failed to provide any benefit when due under the plan	2013-12-30	No
Contributions received in cash from employer	2013-12-30	$3,910,000
Employer contributions (assets) at end of year	2013-12-30	$1,405,000
Employer contributions (assets) at beginning of year	2013-12-30	$2,210,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-30	$1,774,162
Contract administrator fees	2013-12-30	$31,932
Did the plan have assets held for investment	2013-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-30	No
Aggregate proceeds on sale of assets	2013-12-30	$6,275,247
Aggregate carrying amount (costs) on sale of assets	2013-12-30	$5,978,345
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-30	Disclaimer
Accountancy firm name	2013-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2013-12-30	251839959
2012 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-30	$0
Total unrealized appreciation/depreciation of assets	2012-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-30	$0
Total income from all sources (including contributions)	2012-12-30	$10,074,020
Total loss/gain on sale of assets	2012-12-30	$0
Total of all expenses incurred	2012-12-30	$1,910,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-30	$1,619,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-30	$5,270,000
Value of total assets at end of year	2012-12-30	$43,401,855
Value of total assets at beginning of year	2012-12-30	$35,238,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-30	$290,835
Total income from rents	2012-12-30	$0
Total interest from all sources	2012-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-30	$1,084,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-30	$1,084,293
Administrative expenses professional fees incurred	2012-12-30	$0
Was this plan covered by a fidelity bond	2012-12-30	Yes
Value of fidelity bond cover	2012-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-30	No
Administrative expenses (other) incurred	2012-12-30	$182,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-30	No
Value of net income/loss	2012-12-30	$8,163,187
Value of net assets at end of year (total assets less liabilities)	2012-12-30	$43,401,855
Value of net assets at beginning of year (total assets less liabilities)	2012-12-30	$35,238,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-30	No
Were any leases to which the plan was party in default or uncollectible	2012-12-30	No
Investment advisory and management fees	2012-12-30	$50,487
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-30	$40,465,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-30	$29,953,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-30	$725,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-30	$3,219,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-30	$3,219,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-30	$3,719,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-30	No
Has the plan failed to provide any benefit when due under the plan	2012-12-30	No
Contributions received in cash from employer	2012-12-30	$5,270,000
Employer contributions (assets) at end of year	2012-12-30	$2,210,000
Employer contributions (assets) at beginning of year	2012-12-30	$2,065,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-30	$1,619,998
Contract administrator fees	2012-12-30	$57,353
Did the plan have assets held for investment	2012-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-30	Disclaimer
Accountancy firm name	2012-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2012-12-30	251839959
2011 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-30	$0
Total unrealized appreciation/depreciation of assets	2011-12-30	$0
Total transfer of assets to this plan	2011-12-30	$0
Total transfer of assets from this plan	2011-12-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-30	$0
Expenses. Interest paid	2011-12-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-30	$0
Total income from all sources (including contributions)	2011-12-30	$3,657,151
Total loss/gain on sale of assets	2011-12-30	$0
Total of all expenses incurred	2011-12-30	$1,731,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-30	$1,516,224
Expenses. Certain deemed distributions of participant loans	2011-12-30	$0
Value of total corrective distributions	2011-12-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-30	$4,315,000
Value of total assets at end of year	2011-12-30	$35,238,668
Value of total assets at beginning of year	2011-12-30	$33,312,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-30	$214,888
Total income from rents	2011-12-30	$0
Total interest from all sources	2011-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-30	$0
Assets. Real estate other than employer real property at end of year	2011-12-30	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-30	$0
Administrative expenses professional fees incurred	2011-12-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-30	$0
Was this plan covered by a fidelity bond	2011-12-30	Yes
Value of fidelity bond cover	2011-12-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-30	No
Contributions received from participants	2011-12-30	$0
Participant contributions at end of year	2011-12-30	$0
Participant contributions at beginning of year	2011-12-30	$0
Participant contributions at end of year	2011-12-30	$0
Participant contributions at beginning of year	2011-12-30	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-30	$20,387
Assets. Loans (other than to participants) at end of year	2011-12-30	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-30	$0
Other income not declared elsewhere	2011-12-30	$0
Administrative expenses (other) incurred	2011-12-30	$99,760
Liabilities. Value of operating payables at end of year	2011-12-30	$0
Liabilities. Value of operating payables at beginning of year	2011-12-30	$0
Total non interest bearing cash at end of year	2011-12-30	$0
Total non interest bearing cash at beginning of year	2011-12-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-30	No
Income. Non cash contributions	2011-12-30	$0
Value of net income/loss	2011-12-30	$1,926,039
Value of net assets at end of year (total assets less liabilities)	2011-12-30	$35,238,668
Value of net assets at beginning of year (total assets less liabilities)	2011-12-30	$33,312,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-30	No
Were any leases to which the plan was party in default or uncollectible	2011-12-30	No
Assets. partnership/joint venture interests at end of year	2011-12-30	$0
Assets. partnership/joint venture interests at beginning of year	2011-12-30	$0
Investment advisory and management fees	2011-12-30	$63,457
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-30	$29,953,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-30	$30,611,986
Interest on participant loans	2011-12-30	$0
Income. Interest from loans (other than to participants)	2011-12-30	$0
Interest earned on other investments	2011-12-30	$0
Income. Interest from US Government securities	2011-12-30	$0
Income. Interest from corporate debt instruments	2011-12-30	$0
Value of interest in master investment trust accounts at end of year	2011-12-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-30	$0
Value of interest in common/collective trusts at end of year	2011-12-30	$0
Value of interest in common/collective trusts at beginning of year	2011-12-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-30	$3,219,725
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-30	$930,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-30	$930,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-30	$0
Asset value of US Government securities at end of year	2011-12-30	$0
Asset value of US Government securities at beginning of year	2011-12-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-30	$-657,849
Net investment gain/loss from pooled separate accounts	2011-12-30	$0
Net investment gain or loss from common/collective trusts	2011-12-30	$0
Net gain/loss from 103.12 investment entities	2011-12-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-30	No
Has the plan failed to provide any benefit when due under the plan	2011-12-30	No
Assets. Invements in employer securities at end of year	2011-12-30	$0
Assets. Invements in employer securities at beginning of year	2011-12-30	$0
Assets. Value of employer real property at end of year	2011-12-30	$0
Assets. Value of employer real property at beginning of year	2011-12-30	$0
Contributions received in cash from employer	2011-12-30	$4,315,000
Employer contributions (assets) at end of year	2011-12-30	$2,065,000
Employer contributions (assets) at beginning of year	2011-12-30	$1,750,000
Income. Dividends from preferred stock	2011-12-30	$0
Income. Dividends from common stock	2011-12-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-30	$1,516,224
Asset. Corporate debt instrument preferred debt at end of year	2011-12-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-30	$0
Contract administrator fees	2011-12-30	$51,671
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-30	$0
Liabilities. Value of benefit claims payable at end of year	2011-12-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-30	$0
Did the plan have assets held for investment	2011-12-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-30	No
Aggregate proceeds on sale of assets	2011-12-30	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2011-12-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-30	Disclaimer
Accountancy firm name	2011-12-30	KFMR KATZ FERRARO MCMURTRY, P.C.
Accountancy firm EIN	2011-12-30	251839959
2010 : SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-30	$0

Form 5500 Responses for SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES

2014: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2014 form 5500 responses
2014-12-31	Type of plan entity	Single employer plan
2014-12-31	Submission has been amended	No
2014-12-31	This submission is the final filing	No
2014-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-31	Plan is a collectively bargained plan	Yes
2014-12-31	Plan funding arrangement – Trust	Yes
2014-12-31	Plan benefit arrangement - Trust	Yes
2013: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2013 form 5500 responses
2013-12-31	Type of plan entity	Single employer plan
2013-12-31	Submission has been amended	No
2013-12-31	This submission is the final filing	No
2013-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-31	Plan is a collectively bargained plan	Yes
2013-12-31	Plan funding arrangement – Trust	Yes
2013-12-31	Plan benefit arrangement - Trust	Yes
2012: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2012 form 5500 responses
2012-12-31	Type of plan entity	Single employer plan
2012-12-31	Submission has been amended	No
2012-12-31	This submission is the final filing	No
2012-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2012-12-31	Plan is a collectively bargained plan	Yes
2012-12-31	Plan funding arrangement – Trust	Yes
2012-12-31	Plan benefit arrangement - Trust	Yes
2011: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2011 form 5500 responses
2011-12-31	Type of plan entity	Single employer plan
2011-12-31	Submission has been amended	No
2011-12-31	This submission is the final filing	No
2011-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2011-12-31	Plan is a collectively bargained plan	Yes
2011-12-31	Plan funding arrangement – Trust	Yes
2011-12-31	Plan benefit arrangement - Trust	Yes
2009: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2009 form 5500 responses
2009-12-31	Type of plan entity	Single employer plan
2009-12-31	Submission has been amended	No
2009-12-31	This submission is the final filing	No
2009-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2009-12-31	Plan is a collectively bargained plan	Yes
2009-12-31	Plan funding arrangement – Trust	Yes
2009-12-31	Plan benefit arrangement - Trust	Yes
2008: SHERWIN ALUMINA COMPANY PENSION PLAN FOR HOURLY EMPLOYEES 2008 form 5500 responses
2008-12-31	Type of plan entity	Single employer plan
2008-12-31	Submission has been amended	No
2008-12-31	This submission is the final filing	No
2008-12-31	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-31	Plan is a collectively bargained plan	No

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Company Name:	ALLIED ALUMINA, LLC
Employer identification number (EIN):	742979536
NAIC Classification:	331310

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3301332

Plan id#	Filing Submission Date	Name of Administrator
002	2014-12-31	STEPHEN CATHRINER
002	2013-12-31	STEPHEN CATHRINER
002	2012-12-31	STEPHEN CATHRINER
002	2011-12-31	STEPHEN CATHRINER
002	2009-12-31	STEPHEN CATHRINER
002	2008-12-31