401k Plan data: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES plan

SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 401k Plan overview

Plan Name	SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES
Plan identification number	004

SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIED ALUMINA, LLC has sponsored the creation of one or more 401k plans.

Company Name: ALLIED ALUMINA, LLC

Employer identification number (EIN): 742979536

NAIC Classification: 331310

Additional information about ALLIED ALUMINA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3301332

More information about ALLIED ALUMINA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2017-01-01 MICHELE MORCK
004 2016-01-01 MICHELE MORCK
004 2015-01-01 STEPHEN CATHRINER
004 2014-01-01 STEPHEN CATHRINER
004 2013-01-01 STEPHEN CATHRINER
004 2012-01-01 STEPHEN CATHRINER
004 2011-01-01 STEPHEN CATHRINER
004 2010-01-01 STEPHEN CATHRINER
004 2009-01-01 STEPHEN CATHRINER STEPHEN CATHRINER 2010-10-08
004 2009-01-01 STEPHEN CATHRINER STEPHEN CATHRINER 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2017-01-01	MICHELE MORCK
004	2016-01-01	MICHELE MORCK
004	2015-01-01	STEPHEN CATHRINER
004	2014-01-01	STEPHEN CATHRINER
004	2013-01-01	STEPHEN CATHRINER
004	2012-01-01	STEPHEN CATHRINER
004	2011-01-01	STEPHEN CATHRINER
004	2010-01-01	STEPHEN CATHRINER
004	2009-01-01	STEPHEN CATHRINER	STEPHEN CATHRINER	2010-10-08
004	2009-01-01	STEPHEN CATHRINER	STEPHEN CATHRINER	2010-10-08

Plan Statistics for SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES

401k plan membership statisitcs for SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES

Measure Date Value
2017: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2017 401k membership
Total participants, beginning-of-year 2017-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2016 401k membership
Total participants, beginning-of-year 2016-01-01 483
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 141
Total of all active and inactive participants 2016-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 9
Total participants 2016-01-01 151
Number of participants with account balances 2016-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 523
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 409
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 64
Total of all active and inactive participants 2015-01-01 473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 10
Total participants 2015-01-01 483
Number of participants with account balances 2015-01-01 473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 534
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 445
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 70
Total of all active and inactive participants 2014-01-01 515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 8
Total participants 2014-01-01 523
Number of participants with account balances 2014-01-01 1
2013: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 574
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 450
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 9
Total participants 2013-01-01 534
Number of participants with account balances 2013-01-01 528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 562
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 441
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 128
Total of all active and inactive participants 2012-01-01 569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 5
Total participants 2012-01-01 574
Number of participants with account balances 2012-01-01 571
2011: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 557
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 445
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 115
Total of all active and inactive participants 2011-01-01 560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 562
Number of participants with account balances 2011-01-01 561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 525
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 466
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 89
Total of all active and inactive participants 2010-01-01 555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 557
Number of participants with account balances 2010-01-01 539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 550
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 409
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 116
Total of all active and inactive participants 2009-01-01 525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 525
Number of participants with account balances 2009-01-01 533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2017 401k membership
Total participants, beginning-of-year	2017-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2016 401k membership
Total participants, beginning-of-year	2016-01-01	483
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	141
Total of all active and inactive participants	2016-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	9
Total participants	2016-01-01	151
Number of participants with account balances	2016-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	523
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	409
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	64
Total of all active and inactive participants	2015-01-01	473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	10
Total participants	2015-01-01	483
Number of participants with account balances	2015-01-01	473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	534
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	445
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	70
Total of all active and inactive participants	2014-01-01	515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	8
Total participants	2014-01-01	523
Number of participants with account balances	2014-01-01	1
2013: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	574
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	450
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	9
Total participants	2013-01-01	534
Number of participants with account balances	2013-01-01	528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	562
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	441
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	128
Total of all active and inactive participants	2012-01-01	569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	5
Total participants	2012-01-01	574
Number of participants with account balances	2012-01-01	571
2011: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	557
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	445
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	115
Total of all active and inactive participants	2011-01-01	560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	562
Number of participants with account balances	2011-01-01	561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	525
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	466
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	89
Total of all active and inactive participants	2010-01-01	555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	557
Number of participants with account balances	2010-01-01	539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	550
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	409
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	116
Total of all active and inactive participants	2009-01-01	525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	525
Number of participants with account balances	2009-01-01	533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES

Measure	Date	Value
2017 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$105,405
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,011,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,001,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$3,906,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,363
Total interest from all sources	2017-12-31	$3,206
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$2,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$2,311
Administrative expenses professional fees incurred	2017-12-31	$10,363
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$85,909
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$134,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-3,906,262
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,906,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,348,712
Interest on participant loans	2017-12-31	$3,206
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$322,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$99,601
Net investment gain or loss from common/collective trusts	2017-12-31	$287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$14,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,001,304
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,706,221
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$27,535,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$27,476,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$3,906,262
Value of total assets at beginning of year	2016-12-31	$29,735,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$58,855
Total interest from all sources	2016-12-31	$198,523
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$346,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$346,420
Administrative expenses professional fees incurred	2016-12-31	$58,855
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$85,909
Participant contributions at beginning of year	2016-12-31	$2,757,176
Other income not declared elsewhere	2016-12-31	$391
Total non interest bearing cash at end of year	2016-12-31	$134,904
Total non interest bearing cash at beginning of year	2016-12-31	$21,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-25,829,506
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,906,262
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$29,735,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,348,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$23,455,345
Interest on participant loans	2016-12-31	$198,523
Value of interest in common/collective trusts at end of year	2016-12-31	$322,615
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,242,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,116,326
Net investment gain or loss from common/collective trusts	2016-12-31	$44,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$14,122
Assets. Invements in employer securities at beginning of year	2016-12-31	$258,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$27,476,872
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$33
Total income from all sources (including contributions)	2015-12-31	$-226,841
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$5,056,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,000,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$132,594
Value of total assets at end of year	2015-12-31	$29,735,768
Value of total assets at beginning of year	2015-12-31	$35,018,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$56,130
Total interest from all sources	2015-12-31	$14,339
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$996,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$996,435
Administrative expenses professional fees incurred	2015-12-31	$56,130
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$99,763
Participant contributions at end of year	2015-12-31	$2,757,176
Participant contributions at beginning of year	2015-12-31	$2,899,005
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$35,154
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$33
Other income not declared elsewhere	2015-12-31	$1,908
Total non interest bearing cash at end of year	2015-12-31	$21,778
Total non interest bearing cash at beginning of year	2015-12-31	$1,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-5,282,991
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$29,735,768
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$35,018,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$23,455,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$27,930,971
Interest on participant loans	2015-12-31	$14,339
Value of interest in common/collective trusts at end of year	2015-12-31	$3,242,963
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,712,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,421,945
Net investment gain or loss from common/collective trusts	2015-12-31	$49,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$258,506
Assets. Invements in employer securities at beginning of year	2015-12-31	$439,193
Contributions received in cash from employer	2015-12-31	$32,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,000,020
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$206,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$33
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,949,617
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,656,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,588,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,897,222
Value of total assets at end of year	2014-12-31	$35,018,792
Value of total assets at beginning of year	2014-12-31	$34,932,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$68,619
Total interest from all sources	2014-12-31	$93,575
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,299,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,299,697
Administrative expenses professional fees incurred	2014-12-31	$68,619
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,755,395
Participant contributions at end of year	2014-12-31	$2,899,005
Participant contributions at beginning of year	2014-12-31	$2,440,428
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$7,171
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$35,154
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$33
Total non interest bearing cash at end of year	2014-12-31	$1,838
Total non interest bearing cash at beginning of year	2014-12-31	$10,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$292,922
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,018,759
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$34,932,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$27,930,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$28,887,346
Interest on participant loans	2014-12-31	$93,575
Value of interest in common/collective trusts at end of year	2014-12-31	$3,712,631
Value of interest in common/collective trusts at beginning of year	2014-12-31	$3,291,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$659,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$439,193
Assets. Invements in employer securities at beginning of year	2014-12-31	$302,548
Contributions received in cash from employer	2014-12-31	$1,134,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,588,076
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	KFMR KATZ, FERARRO, MCMURTRY, PC
Accountancy firm EIN	2014-12-31	251839959
2013 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$53,115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$159
Total income from all sources (including contributions)	2013-12-31	$7,678,969
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,627,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,505,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,604,561
Value of total assets at end of year	2013-12-31	$34,932,525
Value of total assets at beginning of year	2013-12-31	$31,934,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$122,372
Total interest from all sources	2013-12-31	$102,873
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$883,764
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$883,764
Administrative expenses professional fees incurred	2013-12-31	$122,372
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,198,622
Participant contributions at end of year	2013-12-31	$2,440,428
Participant contributions at beginning of year	2013-12-31	$2,079,941
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$159
Other income not declared elsewhere	2013-12-31	$6,499
Total non interest bearing cash at end of year	2013-12-31	$10,707
Total non interest bearing cash at beginning of year	2013-12-31	$95,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,051,293
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$34,932,525
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$31,934,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$28,887,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$25,970,713
Interest on participant loans	2013-12-31	$102,873
Value of interest in common/collective trusts at end of year	2013-12-31	$3,291,496
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,498,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,081,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,405,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,505,304
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$302,548
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$289,948
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KFMR KATZ,FERARRO,MCMURTRY, PC
Accountancy firm EIN	2013-12-31	251839959
2012 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$51,902
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,005
Total income from all sources (including contributions)	2012-12-31	$6,361,665
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,206,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,054,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,338,635
Value of total assets at end of year	2012-12-31	$31,934,506
Value of total assets at beginning of year	2012-12-31	$28,833,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$152,205
Total interest from all sources	2012-12-31	$96,072
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$781,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$781,992
Administrative expenses professional fees incurred	2012-12-31	$152,205
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,060,197
Participant contributions at end of year	2012-12-31	$2,079,941
Participant contributions at beginning of year	2012-12-31	$1,851,116
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,787
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$3,054,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$95,158
Total non interest bearing cash at beginning of year	2012-12-31	$16,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,155,101
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$31,934,347
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$28,831,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$25,970,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$23,000,064
Interest on participant loans	2012-12-31	$96,072
Value of interest in common/collective trusts at end of year	2012-12-31	$3,498,746
Value of interest in common/collective trusts at beginning of year	2012-12-31	$3,628,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,144,966
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,276,651
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$16,112
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$289,948
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$320,499
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$2,005
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KATZ,FERARRO, MCMURTRY, PC
Accountancy firm EIN	2012-12-31	251839959
2011 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$-90,601
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,005
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$12,527
Total income from all sources (including contributions)	2011-12-31	$3,562,721
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,235,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,110,259
Value of total corrective distributions	2011-12-31	$2,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,482,897
Value of total assets at end of year	2011-12-31	$28,833,153
Value of total assets at beginning of year	2011-12-31	$28,607,442
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$123,623
Total interest from all sources	2011-12-31	$130,331
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$709,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$709,742
Administrative expenses professional fees incurred	2011-12-31	$123,623
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,110,655
Participant contributions at end of year	2011-12-31	$1,851,116
Participant contributions at beginning of year	2011-12-31	$2,063,417
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$583
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,900
Liabilities. Value of operating payables at beginning of year	2011-12-31	$12,527
Total non interest bearing cash at end of year	2011-12-31	$16,431
Total non interest bearing cash at beginning of year	2011-12-31	$15,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$326,834
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,831,148
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,594,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$23,000,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$22,966,543
Interest on participant loans	2011-12-31	$130,217
Value of interest in common/collective trusts at end of year	2011-12-31	$3,628,931
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,011,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,011,584
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$114
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-760,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,368,342
Employer contributions (assets) at end of year	2011-12-31	$16,112
Employer contributions (assets) at beginning of year	2011-12-31	$327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,110,259
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$320,499
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$549,840
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$2,005
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KATZ, FERARRO, MCMURTRY, PC
Accountancy firm EIN	2011-12-31	251839959
2010 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$123,506
Total transfer of assets from this plan	2010-12-31	$762,091
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$12,527
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,807,780
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,698,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,617,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,169,739
Value of total assets at end of year	2010-12-31	$28,607,442
Value of total assets at beginning of year	2010-12-31	$27,123,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$81,006
Total interest from all sources	2010-12-31	$137,642
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$434,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$434,082
Administrative expenses professional fees incurred	2010-12-31	$81,006
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,698,415
Participant contributions at end of year	2010-12-31	$2,063,417
Participant contributions at beginning of year	2010-12-31	$2,226,355
Participant contributions at end of year	2010-12-31	$583
Participant contributions at beginning of year	2010-12-31	$32,534
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$45,174
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$1,850
Liabilities. Value of operating payables at end of year	2010-12-31	$12,527
Total non interest bearing cash at end of year	2010-12-31	$15,148
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,109,526
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,594,915
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$27,123,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$22,966,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$23,998,874
Income. Interest from loans (other than to participants)	2010-12-31	$137,507
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$77,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,011,584
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$135
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,064,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,426,150
Employer contributions (assets) at end of year	2010-12-31	$327
Employer contributions (assets) at beginning of year	2010-12-31	$23,685
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,617,248
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$549,840
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$765,147
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KATZ, FERARRO, MCMURTRY, PC
Accountancy firm EIN	2010-12-31	251839959
2009 : SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES

2017: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SHERWIN ALUMINA SAVINGS PLAN FOR HOURLY EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALLIED ALUMINA, LLC
Employer identification number (EIN):	742979536
NAIC Classification:	331310

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3301332