401k Plan data: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN plan

BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 401k Plan overview

Plan Name	BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN
Plan identification number	001

BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BLACK DIAMOND CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name: BLACK DIAMOND CAPITAL MANAGEMENT LLC

Employer identification number (EIN): 743190320

NAIC Classification: 523900

Additional information about BLACK DIAMOND CAPITAL MANAGEMENT LLC

Jurisdiction of Incorporation: Connecticut Secretary of State

Incorporation Date:

Company Identification Number: 0870525

More information about BLACK DIAMOND CAPITAL MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CHAD BELL
001 2016-01-01 CHAD BELL
001 2015-01-01 CHAD BELL
001 2014-01-01 CHAD BELL
001 2013-01-01 CHAD BELL
001 2010-01-01 CHAD BELL
001 2009-01-01 CHAD BELL

Plan Statistics for BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN

401k plan membership statisitcs for BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN

Measure Date Value
2023: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 85
Number of other retired or separated participants entitled to future benefits 2023-01-01 34
Total of all active and inactive participants 2023-01-01 119
Total participants 2023-01-01 119
Number of participants with account balances 2023-01-01 109
2022: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 79
Number of other retired or separated participants entitled to future benefits 2022-01-01 34
Total of all active and inactive participants 2022-01-01 113
Total participants 2022-01-01 113
Number of participants with account balances 2022-01-01 98
2021: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 78
Number of other retired or separated participants entitled to future benefits 2021-01-01 31
Total of all active and inactive participants 2021-01-01 109
Total participants 2021-01-01 109
Number of participants with account balances 2021-01-01 100
2020: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 75
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 108
Total participants 2020-01-01 108
Number of participants with account balances 2020-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 82
Number of other retired or separated participants entitled to future benefits 2019-01-01 32
Total of all active and inactive participants 2019-01-01 114
Total participants 2019-01-01 114
Number of participants with account balances 2019-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 82
Number of other retired or separated participants entitled to future benefits 2018-01-01 32
Total of all active and inactive participants 2018-01-01 114
Total participants 2018-01-01 114
Number of participants with account balances 2018-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 80
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 25
Total of all active and inactive participants 2017-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 105
Number of participants with account balances 2017-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 73
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 96
Total participants 2016-01-01 96
Number of participants with account balances 2016-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 85
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 21
Total of all active and inactive participants 2015-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 106
Number of participants with account balances 2015-01-01 82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 82
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 18
Total of all active and inactive participants 2014-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 100
Number of participants with account balances 2014-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 83
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 62
Number of other retired or separated participants entitled to future benefits 2013-01-01 17
Total of all active and inactive participants 2013-01-01 79
Total participants 2013-01-01 79
Number of participants with account balances 2013-01-01 65
2010: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 58
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 16
Total of all active and inactive participants 2010-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 74
Number of participants with account balances 2010-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 53
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 70
Number of participants with account balances 2009-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2023: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	85
Number of other retired or separated participants entitled to future benefits	2023-01-01	34
Total of all active and inactive participants	2023-01-01	119
Total participants	2023-01-01	119
Number of participants with account balances	2023-01-01	109
2022: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	79
Number of other retired or separated participants entitled to future benefits	2022-01-01	34
Total of all active and inactive participants	2022-01-01	113
Total participants	2022-01-01	113
Number of participants with account balances	2022-01-01	98
2021: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	78
Number of other retired or separated participants entitled to future benefits	2021-01-01	31
Total of all active and inactive participants	2021-01-01	109
Total participants	2021-01-01	109
Number of participants with account balances	2021-01-01	100
2020: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	75
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	108
Total participants	2020-01-01	108
Number of participants with account balances	2020-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	82
Number of other retired or separated participants entitled to future benefits	2019-01-01	32
Total of all active and inactive participants	2019-01-01	114
Total participants	2019-01-01	114
Number of participants with account balances	2019-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	82
Number of other retired or separated participants entitled to future benefits	2018-01-01	32
Total of all active and inactive participants	2018-01-01	114
Total participants	2018-01-01	114
Number of participants with account balances	2018-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	80
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	25
Total of all active and inactive participants	2017-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	105
Number of participants with account balances	2017-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	73
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	96
Total participants	2016-01-01	96
Number of participants with account balances	2016-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	85
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	21
Total of all active and inactive participants	2015-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	106
Number of participants with account balances	2015-01-01	82
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	82
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	18
Total of all active and inactive participants	2014-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	100
Number of participants with account balances	2014-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	83
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	62
Number of other retired or separated participants entitled to future benefits	2013-01-01	17
Total of all active and inactive participants	2013-01-01	79
Total participants	2013-01-01	79
Number of participants with account balances	2013-01-01	65
2010: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	58
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	16
Total of all active and inactive participants	2010-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	74
Number of participants with account balances	2010-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	53
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	70
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	70
Number of participants with account balances	2009-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN

Measure	Date	Value
2023 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$4,156,875
Expenses. Total of all expenses incurred	2023-12-31	$1,280,608
Benefits paid (including direct rollovers)	2023-12-31	$1,279,419
Total plan assets at end of year	2023-12-31	$16,192,037
Total plan assets at beginning of year	2023-12-31	$13,315,770
Value of fidelity bond covering the plan	2023-12-31	$500,000
Assets. Value of tangible personal property	2023-12-31	$0
Total contributions received or receivable from participants	2023-12-31	$1,163,634
Assets. Value of loans (other than to participants)	2023-12-31	$0
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$0
Other income received	2023-12-31	$2,846,137
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$2,876,267
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$16,192,037
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$13,315,770
Assets. Value of participant loans	2023-12-31	$30,521
Assets. Value of assets in partnership/joint-venture interests	2023-12-31	$0
Assets. Value of real-estate (other than employer real property)	2023-12-31	$0
Assets. Value of employer securities	2023-12-31	$0
Assets. Value of employer real property	2023-12-31	$0
Total contributions received or receivable from employer(s)	2023-12-31	$147,104
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$1,189
2022 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-2,325,032
Expenses. Total of all expenses incurred	2022-12-31	$1,397,034
Benefits paid (including direct rollovers)	2022-12-31	$1,392,366
Total plan assets at end of year	2022-12-31	$13,315,770
Total plan assets at beginning of year	2022-12-31	$17,037,836
Value of fidelity bond covering the plan	2022-12-31	$500,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$903,411
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$133,681
Other income received	2022-12-31	$-3,362,437
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-3,722,066
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$13,315,770
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$17,037,836
Assets. Value of participant loans	2022-12-31	$38,092
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$313
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$4,000
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$668
2021 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$3,248,390
Expenses. Total of all expenses incurred	2021-12-31	$1,408,652
Benefits paid (including direct rollovers)	2021-12-31	$1,407,785
Total plan assets at end of year	2021-12-31	$17,037,836
Total plan assets at beginning of year	2021-12-31	$15,198,098
Value of fidelity bond covering the plan	2021-12-31	$500,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$726,356
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$107,380
Other income received	2021-12-31	$2,358,949
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$1,839,738
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$17,037,836
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$15,198,098
Assets. Value of participant loans	2021-12-31	$76,243
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$55,705
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$867
2020 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$3,328,991
Expenses. Total of all expenses incurred	2020-12-31	$2,109,247
Benefits paid (including direct rollovers)	2020-12-31	$2,108,903
Total plan assets at end of year	2020-12-31	$15,198,098
Total plan assets at beginning of year	2020-12-31	$13,978,354
Value of fidelity bond covering the plan	2020-12-31	$500,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$868,285
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$2,408,800
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$1,219,744
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$15,198,098
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$13,978,354
Assets. Value of participant loans	2020-12-31	$27,338
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$51,906
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$344
2019 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$3,875,035
Expenses. Total of all expenses incurred	2019-12-31	$750,308
Benefits paid (including direct rollovers)	2019-12-31	$749,688
Total plan assets at end of year	2019-12-31	$13,978,354
Total plan assets at beginning of year	2019-12-31	$10,853,627
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$1,104,444
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$63,393
Other income received	2019-12-31	$2,627,828
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$3,124,727
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$13,978,354
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$10,853,627
Assets. Value of participant loans	2019-12-31	$82,640
Total contributions received or receivable from employer(s)	2019-12-31	$79,370
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$620
2018 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$734,651
Expenses. Total of all expenses incurred	2018-12-31	$285,616
Benefits paid (including direct rollovers)	2018-12-31	$284,608
Total plan assets at end of year	2018-12-31	$10,853,627
Total plan assets at beginning of year	2018-12-31	$10,404,592
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$1,265,553
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$53,666
Other income received	2018-12-31	$-661,890
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$449,035
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$10,853,627
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$10,404,592
Assets. Value of participant loans	2018-12-31	$100,758
Total contributions received or receivable from employer(s)	2018-12-31	$77,322
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$1,008
2017 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$2,513,444
Expenses. Total of all expenses incurred	2017-12-31	$727,979
Benefits paid (including direct rollovers)	2017-12-31	$726,636
Total plan assets at end of year	2017-12-31	$10,404,592
Total plan assets at beginning of year	2017-12-31	$8,619,127
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$641,357
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$265,101
Other income received	2017-12-31	$1,498,726
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,785,465
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$10,404,592
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$8,619,127
Assets. Value of participant loans	2017-12-31	$93,392
Total contributions received or receivable from employer(s)	2017-12-31	$108,260
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$1,343
2016 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,371,244
Expenses. Total of all expenses incurred	2016-12-31	$203,881
Benefits paid (including direct rollovers)	2016-12-31	$203,121
Total plan assets at end of year	2016-12-31	$8,619,127
Total plan assets at beginning of year	2016-12-31	$7,451,764
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$720,522
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$66,513
Other income received	2016-12-31	$583,430
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$1,167,363
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$8,619,127
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$7,451,764
Assets. Value of participant loans	2016-12-31	$78,297
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$779
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$760
2015 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$1,213,275
Expenses. Total of all expenses incurred	2015-12-31	$206,580
Benefits paid (including direct rollovers)	2015-12-31	$206,111
Total plan assets at end of year	2015-12-31	$7,451,764
Total plan assets at beginning of year	2015-12-31	$6,445,069
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$1,079,101
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$57,058
Other income received	2015-12-31	$-17,734
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$1,006,695
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$7,451,764
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$6,445,069
Total contributions received or receivable from employer(s)	2015-12-31	$94,850
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$233
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$236
2014 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,136,433
Expenses. Total of all expenses incurred	2014-12-31	$171,401
Benefits paid (including direct rollovers)	2014-12-31	$167,082
Total plan assets at end of year	2014-12-31	$6,445,069
Total plan assets at beginning of year	2014-12-31	$5,480,037
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$719,986
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$383,521
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$965,032
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,445,069
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,480,037
Assets. Value of participant loans	2014-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$32,926
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$4,173
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$146
2013 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,502,925
Expenses. Total of all expenses incurred	2013-12-31	$357,406
Benefits paid (including direct rollovers)	2013-12-31	$357,074
Total plan assets at end of year	2013-12-31	$5,480,037
Total plan assets at beginning of year	2013-12-31	$4,334,518
Value of fidelity bond covering the plan	2013-12-31	$200,000
Total contributions received or receivable from participants	2013-12-31	$654,542
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$28,393
Other income received	2013-12-31	$819,990
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,145,519
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,480,037
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,334,518
Assets. Value of participant loans	2013-12-31	$11,237
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$332
2010 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$813,447
Expenses. Total of all expenses incurred	2010-12-31	$184,126
Benefits paid (including direct rollovers)	2010-12-31	$184,126
Total plan assets at end of year	2010-12-31	$3,413,955
Total plan assets at beginning of year	2010-12-31	$2,784,634
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$403,433
Contributions received from other sources (not participants or employers)	2010-12-31	$80,373
Other income received	2010-12-31	$329,641
Net income (gross income less expenses)	2010-12-31	$629,321
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,413,955
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,784,634
Assets. Value of participant loans	2010-12-31	$8,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2009 401k financial data
Total income from all sources	2009-12-31	$980,986
Expenses. Total of all expenses incurred	2009-12-31	$106,786
Benefits paid (including direct rollovers)	2009-12-31	$106,786
Total plan assets at end of year	2009-12-31	$2,784,634
Total plan assets at beginning of year	2009-12-31	$1,910,434
Value of fidelity bond covering the plan	2009-12-31	$200,000
Total contributions received or receivable from participants	2009-12-31	$488,837
Contributions received from other sources (not participants or employers)	2009-12-31	$103,550
Other income received	2009-12-31	$388,599
Net income (gross income less expenses)	2009-12-31	$874,200
Net plan assets at end of year (total assets less liabilities)	2009-12-31	$2,784,634
Net plan assets at beginning of year (total assets less liabilities)	2009-12-31	$1,910,434
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN

2023: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2010: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: BLACK DIAMOND CAPITAL MGT LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BLACK DIAMOND CAPITAL MANAGEMENT LLC
Employer identification number (EIN):	743190320
NAIC Classification:	523900

Jurisdiction of Incorporation:	Connecticut Secretary of State
Incorporation Date:
Company Identification Number:	0870525