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S & P ASSOCIATES 401(K) SAVINGS PLAN 401k Plan overview

Plan NameS & P ASSOCIATES 401(K) SAVINGS PLAN
Plan identification number 003

S & P ASSOCIATES 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STRASBURGER & PRICE, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name:STRASBURGER & PRICE, L.L.P.
Employer identification number (EIN):750838805
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan S & P ASSOCIATES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032017-01-01DANIEL BUTCHER DANIEL BUTCHER2018-10-08
0032016-01-01DAN BUTCHER DAN BUTCHER2017-10-13
0032015-01-01DAN BUTCHER DAN BUTCHER2016-10-13
0032014-01-01DAN BUTCHER DAN BUTCHER2015-10-15
0032013-01-01DANIEL BUTCHER DANIEL BUTCHER2014-10-09
0032012-01-01DAN BUTCHER DAN BUTCHER2013-11-11
0032011-01-01DANIEL L. BUTCHER2012-10-12 DANIEL L. BUTCHER2012-10-12
0032010-01-01DAN BUTCHER2011-10-13 DAN BUTCHER2011-10-13

Plan Statistics for S & P ASSOCIATES 401(K) SAVINGS PLAN

401k plan membership statisitcs for S & P ASSOCIATES 401(K) SAVINGS PLAN

Measure Date Value
2018: S & P ASSOCIATES 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01175
Total number of active participants reported on line 7a of the Form 55002018-01-01111
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0163
Total of all active and inactive participants2018-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01174
Number of participants with account balances2018-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: S & P ASSOCIATES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01150
Total number of active participants reported on line 7a of the Form 55002017-01-01110
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0165
Total of all active and inactive participants2017-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01175
Number of participants with account balances2017-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: S & P ASSOCIATES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01157
Total number of active participants reported on line 7a of the Form 55002016-01-01111
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01150
Number of participants with account balances2016-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: S & P ASSOCIATES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01153
Total number of active participants reported on line 7a of the Form 55002015-01-01121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0136
Total of all active and inactive participants2015-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01157
Number of participants with account balances2015-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: S & P ASSOCIATES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01159
Total number of active participants reported on line 7a of the Form 55002014-01-01118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01153
Number of participants with account balances2014-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: S & P ASSOCIATES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01152
Total number of active participants reported on line 7a of the Form 55002013-01-01124
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0135
Total of all active and inactive participants2013-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01159
Number of participants with account balances2013-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: S & P ASSOCIATES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01138
Total number of active participants reported on line 7a of the Form 55002012-01-01106
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0146
Total of all active and inactive participants2012-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01152
Number of participants with account balances2012-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011

Financial Data on S & P ASSOCIATES 401(K) SAVINGS PLAN

Measure Date Value
2018 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$6,697,816
Total transfer of assets from this plan2018-12-31$7,196,640
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$117,115
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$985,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$965,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$580,224
Value of total assets at end of year2018-12-31$9,186,859
Value of total assets at beginning of year2018-12-31$10,553,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$19,809
Total interest from all sources2018-12-31$1,468
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$173,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$173,497
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$539,707
Participant contributions at end of year2018-12-31$26,398
Participant contributions at beginning of year2018-12-31$34,762
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$27,350
Other income not declared elsewhere2018-12-31$119
Administrative expenses (other) incurred2018-12-31$19,809
Total non interest bearing cash at beginning of year2018-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-867,999
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,186,859
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,553,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,160,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,518,919
Interest on participant loans2018-12-31$1,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-638,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$13,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$965,305
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$7,849
Total transfer of assets from this plan2017-12-31$783,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,304,288
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$593,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$576,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$699,491
Value of total assets at end of year2017-12-31$10,553,682
Value of total assets at beginning of year2017-12-31$9,618,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,686
Total interest from all sources2017-12-31$1,730
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$146,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$146,082
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$589,279
Participant contributions at end of year2017-12-31$34,762
Participant contributions at beginning of year2017-12-31$43,606
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$97,766
Other income not declared elsewhere2017-12-31$439
Administrative expenses (other) incurred2017-12-31$16,686
Total non interest bearing cash at end of year2017-12-31$1
Total non interest bearing cash at beginning of year2017-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,711,110
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,553,682
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,618,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,518,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,574,769
Interest on participant loans2017-12-31$1,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,456,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$12,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$576,492
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN2017-12-31752919818
2016 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,406,373
Total transfer of assets from this plan2016-12-31$485,433
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,674,746
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$48,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$33,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$604,194
Value of total assets at end of year2016-12-31$9,618,376
Value of total assets at beginning of year2016-12-31$6,070,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,759
Total interest from all sources2016-12-31$1,147
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$160,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$160,206
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$590,008
Participant contributions at end of year2016-12-31$43,606
Participant contributions at beginning of year2016-12-31$80,767
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other income not declared elsewhere2016-12-31$21,669
Administrative expenses (other) incurred2016-12-31$14,759
Total non interest bearing cash at end of year2016-12-31$1
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,626,687
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,618,376
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,070,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,574,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,989,982
Interest on participant loans2016-12-31$1,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$887,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$14,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$33,300
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN2016-12-31752919818
2015 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$1,120,741
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$536,088
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$778,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$766,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$605,344
Value of total assets at end of year2015-12-31$6,070,749
Value of total assets at beginning of year2015-12-31$7,434,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,136
Total interest from all sources2015-12-31$3,964
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$85,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$85,341
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$528,957
Participant contributions at end of year2015-12-31$80,767
Participant contributions at beginning of year2015-12-31$100,028
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$62,891
Other income not declared elsewhere2015-12-31$5
Administrative expenses (other) incurred2015-12-31$12,136
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$32
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-242,728
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,070,749
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,434,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,989,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,334,158
Interest on participant loans2015-12-31$3,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-158,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$13,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$766,680
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN, LLC
Accountancy firm EIN2015-12-31414074674
2014 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$1
Total transfer of assets from this plan2014-12-31$181,917
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,581,985
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$410,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$398,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,131,265
Value of total assets at end of year2014-12-31$7,434,218
Value of total assets at beginning of year2014-12-31$6,444,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,137
Total interest from all sources2014-12-31$3,406
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$463,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$463,339
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$574,106
Participant contributions at end of year2014-12-31$100,028
Participant contributions at beginning of year2014-12-31$93,905
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$543,999
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,000
Other income not declared elsewhere2014-12-31$13
Administrative expenses (other) incurred2014-12-31$12,137
Total non interest bearing cash at end of year2014-12-31$32
Total non interest bearing cash at beginning of year2014-12-31$290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,171,827
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,434,218
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,444,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,334,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,347,112
Interest on participant loans2014-12-31$3,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-16,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$13,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$398,021
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON LARSON ALLEN, LLC
Accountancy firm EIN2014-12-31410746749
2013 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$274,741
Total transfer of assets from this plan2013-12-31$244,313
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,993,945
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,639,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,627,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$963,367
Value of total assets at end of year2013-12-31$6,444,307
Value of total assets at beginning of year2013-12-31$7,059,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,100
Total interest from all sources2013-12-31$3,477
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$211,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$211,743
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$601,905
Participant contributions at end of year2013-12-31$93,905
Participant contributions at beginning of year2013-12-31$50,267
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$359,313
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,000
Other income not declared elsewhere2013-12-31$12,936
Administrative expenses (other) incurred2013-12-31$12,100
Total non interest bearing cash at end of year2013-12-31$290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-645,574
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,444,307
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,059,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,347,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,013,758
Interest on participant loans2013-12-31$3,331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,995,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,995,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$146
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$802,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,627,419
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,045,799
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,045,799
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2013-12-31410746749
2012 : S & P ASSOCIATES 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-6
Total unrealized appreciation/depreciation of assets2012-12-31$-6
Total transfer of assets to this plan2012-12-31$3,033,865
Total transfer of assets from this plan2012-12-31$326,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$977,168
Total loss/gain on sale of assets2012-12-31$96
Total of all expenses incurred2012-12-31$114,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$106,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$511,267
Value of total assets at end of year2012-12-31$7,059,453
Value of total assets at beginning of year2012-12-31$3,488,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,545
Total interest from all sources2012-12-31$2,232
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$160,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$160,471
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$501,321
Participant contributions at end of year2012-12-31$50,267
Participant contributions at beginning of year2012-12-31$50,059
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$8,916
Other income not declared elsewhere2012-12-31$-69
Administrative expenses (other) incurred2012-12-31$7,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$862,674
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,059,453
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,488,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,013,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,438,869
Interest on participant loans2012-12-31$2,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,995,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$303,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$106,949
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$605,924
Aggregate carrying amount (costs) on sale of assets2012-12-31$605,828
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2012-12-31410746749

Form 5500 Responses for S & P ASSOCIATES 401(K) SAVINGS PLAN

2018: S & P ASSOCIATES 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: S & P ASSOCIATES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: S & P ASSOCIATES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: S & P ASSOCIATES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: S & P ASSOCIATES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: S & P ASSOCIATES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: S & P ASSOCIATES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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