401k Plan data: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN plan

CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan Name	CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN
Plan identification number	001

CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPITAL SOUTHWEST CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL SOUTHWEST CORPORATION

Employer identification number (EIN): 751072796

NAIC Classification: 523900

Additional information about CAPITAL SOUTHWEST CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1961-04-19

Company Identification Number: 0017385700

Legal Registered Office Address: 8333 DOUGLAS AVE STE 1100

DALLAS
United States of America (USA)
75225

More information about CAPITAL SOUTHWEST CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2014-04-01 KELLY TACKE
001 2013-04-01 KELLY TACKE
001 2012-04-01 TRACY MORRIS
001 2011-04-01 TRACY MORRIS
001 2009-04-01 TRACY MORRIS
001 2009-04-01 TRACY MORRIS
001 2009-04-01 TRACY MORRIS

Plan Statistics for CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN

Measure Date Value
2023: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 27
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 22
Total of all active and inactive participants 2023-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 49
Number of participants with account balances 2023-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 25
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 23
Total of all active and inactive participants 2022-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 48
Number of participants with account balances 2022-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 25
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 20
Total of all active and inactive participants 2021-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 45
Number of participants with account balances 2021-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 22
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 24
Total of all active and inactive participants 2020-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 46
Number of participants with account balances 2020-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2014: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 635
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 397
Number of retired or separated participants receiving benefits 2014-04-01 103
Number of other retired or separated participants entitled to future benefits 2014-04-01 182
Total of all active and inactive participants 2014-04-01 682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 0
Total participants 2014-04-01 682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 35
2013: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 607
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 365
Number of retired or separated participants receiving benefits 2013-04-01 98
Number of other retired or separated participants entitled to future benefits 2013-04-01 172
Total of all active and inactive participants 2013-04-01 635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 24
2012: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 519
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 327
Number of retired or separated participants receiving benefits 2012-04-01 85
Number of other retired or separated participants entitled to future benefits 2012-04-01 135
Total of all active and inactive participants 2012-04-01 547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 547
Number of participants with account balances 2012-04-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 0
2011: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 518
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 307
Number of retired or separated participants receiving benefits 2011-04-01 81
Number of other retired or separated participants entitled to future benefits 2011-04-01 131
Total of all active and inactive participants 2011-04-01 519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 519
Number of participants with account balances 2011-04-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2009: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 493
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 292
Number of retired or separated participants receiving benefits 2009-04-01 69
Number of other retired or separated participants entitled to future benefits 2009-04-01 132
Total of all active and inactive participants 2009-04-01 493
Total participants 2009-04-01 493

Measure	Date	Value
2023: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	27
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	22
Total of all active and inactive participants	2023-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	49
Number of participants with account balances	2023-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	25
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	23
Total of all active and inactive participants	2022-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	48
Number of participants with account balances	2022-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	25
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	20
Total of all active and inactive participants	2021-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	45
Number of participants with account balances	2021-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	22
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	24
Total of all active and inactive participants	2020-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	46
Number of participants with account balances	2020-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2014: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	635
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	397
Number of retired or separated participants receiving benefits	2014-04-01	103
Number of other retired or separated participants entitled to future benefits	2014-04-01	182
Total of all active and inactive participants	2014-04-01	682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	0
Total participants	2014-04-01	682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	35
2013: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	607
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	365
Number of retired or separated participants receiving benefits	2013-04-01	98
Number of other retired or separated participants entitled to future benefits	2013-04-01	172
Total of all active and inactive participants	2013-04-01	635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	24
2012: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	519
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	327
Number of retired or separated participants receiving benefits	2012-04-01	85
Number of other retired or separated participants entitled to future benefits	2012-04-01	135
Total of all active and inactive participants	2012-04-01	547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	547
Number of participants with account balances	2012-04-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	0
2011: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	518
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	307
Number of retired or separated participants receiving benefits	2011-04-01	81
Number of other retired or separated participants entitled to future benefits	2011-04-01	131
Total of all active and inactive participants	2011-04-01	519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	519
Number of participants with account balances	2011-04-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2009: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	493
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	292
Number of retired or separated participants receiving benefits	2009-04-01	69
Number of other retired or separated participants entitled to future benefits	2009-04-01	132
Total of all active and inactive participants	2009-04-01	493
Total participants	2009-04-01	493

Financial Data on CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN

Measure	Date	Value
2023 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$2,086,575
Expenses. Total of all expenses incurred	2023-12-31	$179,011
Benefits paid (including direct rollovers)	2023-12-31	$141,757
Total plan assets at end of year	2023-12-31	$7,196,638
Total plan assets at beginning of year	2023-12-31	$5,289,074
Value of fidelity bond covering the plan	2023-12-31	$600,000
Total contributions received or receivable from participants	2023-12-31	$405,152
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$122,474
Other income received	2023-12-31	$1,338,952
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$1,907,564
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$7,196,638
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$5,289,074
Assets. Value of participant loans	2023-12-31	$18,749
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2023-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2023-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2023-12-31	$9,179
Assets. Value of employer securities	2023-12-31	$217,464
Total contributions received or receivable from employer(s)	2023-12-31	$219,997
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$37,254
2022 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-271,986
Expenses. Total of all expenses incurred	2022-12-31	$184,646
Benefits paid (including direct rollovers)	2022-12-31	$151,048
Total plan assets at end of year	2022-12-31	$5,289,074
Total plan assets at beginning of year	2022-12-31	$5,745,706
Value of fidelity bond covering the plan	2022-12-31	$600,000
Total contributions received or receivable from participants	2022-12-31	$352,424
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$204,017
Other income received	2022-12-31	$-1,029,640
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-456,632
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$5,289,074
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$5,745,706
Assets. Value of participant loans	2022-12-31	$19,013
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2022-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2022-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-12-31	$9,179
Assets. Value of employer securities	2022-12-31	$415,522
Total contributions received or receivable from employer(s)	2022-12-31	$201,213
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$33,598
2021 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$1,486,376
Expenses. Total of all expenses incurred	2021-12-31	$808,859
Benefits paid (including direct rollovers)	2021-12-31	$773,445
Total plan assets at end of year	2021-12-31	$5,745,706
Total plan assets at beginning of year	2021-12-31	$5,068,189
Value of fidelity bond covering the plan	2021-12-31	$600,000
Total contributions received or receivable from participants	2021-12-31	$326,847
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$46,162
Other income received	2021-12-31	$940,268
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$677,517
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$5,745,706
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$5,068,189
Assets. Value of participant loans	2021-12-31	$19,270
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2021-12-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2021-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2021-12-31	$9,179
Assets. Value of employer securities	2021-12-31	$472,196
Total contributions received or receivable from employer(s)	2021-12-31	$173,099
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$35,414
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$74,136
Total unrealized appreciation/depreciation of assets	2020-12-31	$74,136
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$2,469,422
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,254,333
Total loss/gain on sale of assets	2020-12-31	$-99,016
Total of all expenses incurred	2020-12-31	$625,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$594,176
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$498,255
Value of total assets at end of year	2020-12-31	$5,068,189
Value of total assets at beginning of year	2020-12-31	$6,908,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$31,429
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$2,438
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$51,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$31,738
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$600,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$293,876
Participant contributions at end of year	2020-12-31	$19,510
Participant contributions at beginning of year	2020-12-31	$81,470
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$7,917
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$39,333
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$628,728
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,068,189
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,908,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$13,499
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,510,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,347,968
Value of interest in pooled separate accounts at end of year	2020-12-31	$64,549
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$221,696
Interest on participant loans	2020-12-31	$2,438
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$2,068,074
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,638,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$433,039
Net investment gain/loss from pooled separate accounts	2020-12-31	$-5,158
Net investment gain or loss from common/collective trusts	2020-12-31	$299,494
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$385,786
Assets. Invements in employer securities at beginning of year	2020-12-31	$585,151
Contributions received in cash from employer	2020-12-31	$165,046
Employer contributions (assets) at end of year	2020-12-31	$19,472
Employer contributions (assets) at beginning of year	2020-12-31	$26,470
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$19,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$594,176
Contract administrator fees	2020-12-31	$17,930
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$193,892
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$292,908
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN	2020-12-31	390859910
2015 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-03-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-03-31	$-9,023,564
Total unrealized appreciation/depreciation of assets	2015-03-31	$-9,023,564
Total transfer of assets to this plan	2015-03-31	$0
Total transfer of assets from this plan	2015-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Expenses. Interest paid	2015-03-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-03-31	$0
Total income from all sources (including contributions)	2015-03-31	$2,979,111
Total loss/gain on sale of assets	2015-03-31	$10,862,080
Total of all expenses incurred	2015-03-31	$1,505,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$1,213,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$0
Value of total assets at end of year	2015-03-31	$61,710,202
Value of total assets at beginning of year	2015-03-31	$60,236,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$291,376
Total income from rents	2015-03-31	$0
Total interest from all sources	2015-03-31	$186,283
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$315,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-03-31	$165,575
Administrative expenses professional fees incurred	2015-03-31	$110,405
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-03-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-03-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-03-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-03-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-03-31	$20,557
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-03-31	$53,984
Other income not declared elsewhere	2015-03-31	$-211,331
Administrative expenses (other) incurred	2015-03-31	$173,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Income. Non cash contributions	2015-03-31	$0
Value of net income/loss	2015-03-31	$1,473,892
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$61,710,202
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$60,236,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Assets. partnership/joint venture interests at end of year	2015-03-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-03-31	$192,730
Investment advisory and management fees	2015-03-31	$7,546
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-03-31	$9,927,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-03-31	$16,707,360
Interest on participant loans	2015-03-31	$0
Income. Interest from loans (other than to participants)	2015-03-31	$0
Interest earned on other investments	2015-03-31	$0
Income. Interest from US Government securities	2015-03-31	$132,965
Income. Interest from corporate debt instruments	2015-03-31	$52,969
Value of interest in common/collective trusts at end of year	2015-03-31	$33,031,535
Value of interest in common/collective trusts at beginning of year	2015-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-03-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-03-31	$2,765,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-03-31	$2,765,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-03-31	$349
Expenses. Payments to insurance carriers foe the provision of benefits	2015-03-31	$0
Asset value of US Government securities at end of year	2015-03-31	$0
Asset value of US Government securities at beginning of year	2015-03-31	$5,079,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-03-31	$146,984
Net investment gain/loss from pooled separate accounts	2015-03-31	$0
Net investment gain or loss from common/collective trusts	2015-03-31	$703,053
Net gain/loss from 103.12 investment entities	2015-03-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Contributions received in cash from employer	2015-03-31	$0
Income. Dividends from preferred stock	2015-03-31	$0
Income. Dividends from common stock	2015-03-31	$150,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$1,213,843
Asset. Corporate debt instrument debt (other) at end of year	2015-03-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-03-31	$2,108,653
Contract administrator fees	2015-03-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-03-31	$18,730,358
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-03-31	$33,328,255
Did the plan have assets held for investment	2015-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	No
Aggregate proceeds on sale of assets	2015-03-31	$24,411,615
Aggregate carrying amount (costs) on sale of assets	2015-03-31	$13,549,535
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	GRANT THORNTON LLP
Accountancy firm EIN	2015-03-31	366055558
2014 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-03-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-03-31	$7,124,571
Total unrealized appreciation/depreciation of assets	2014-03-31	$7,124,571
Total transfer of assets to this plan	2014-03-31	$0
Total transfer of assets from this plan	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Expenses. Interest paid	2014-03-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-03-31	$0
Total income from all sources (including contributions)	2014-03-31	$10,350,550
Total loss/gain on sale of assets	2014-03-31	$-34,214
Total of all expenses incurred	2014-03-31	$1,100,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$945,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$0
Value of total assets at end of year	2014-03-31	$60,236,310
Value of total assets at beginning of year	2014-03-31	$50,985,774
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$155,008
Total income from rents	2014-03-31	$0
Total interest from all sources	2014-03-31	$297,461
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$445,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-03-31	$220,635
Administrative expenses professional fees incurred	2014-03-31	$133,734
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Contributions received from participants	2014-03-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-03-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-03-31	$181,622
Income. Received or receivable in cash from other sources (including rollovers)	2014-03-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-03-31	$53,984
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-03-31	$55,338
Other income not declared elsewhere	2014-03-31	$-527,345
Administrative expenses (other) incurred	2014-03-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Income. Non cash contributions	2014-03-31	$0
Value of net income/loss	2014-03-31	$9,250,536
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$60,236,310
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$50,985,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Assets. partnership/joint venture interests at end of year	2014-03-31	$192,730
Investment advisory and management fees	2014-03-31	$21,274
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-03-31	$16,707,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-03-31	$13,443,333
Interest on participant loans	2014-03-31	$0
Income. Interest from loans (other than to participants)	2014-03-31	$0
Interest earned on other investments	2014-03-31	$0
Income. Interest from US Government securities	2014-03-31	$194,259
Income. Interest from corporate debt instruments	2014-03-31	$102,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-03-31	$2,765,449
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-03-31	$3,409,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-03-31	$3,409,301
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-03-31	$305
Asset value of US Government securities at end of year	2014-03-31	$5,079,879
Asset value of US Government securities at beginning of year	2014-03-31	$5,195,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-03-31	$3,045,012
Net investment gain/loss from pooled separate accounts	2014-03-31	$0
Net investment gain or loss from common/collective trusts	2014-03-31	$0
Net gain/loss from 103.12 investment entities	2014-03-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	No
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Assets. Invements in employer securities at beginning of year	2014-03-31	$10,136,560
Contributions received in cash from employer	2014-03-31	$0
Income. Dividends from preferred stock	2014-03-31	$0
Income. Dividends from common stock	2014-03-31	$224,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$945,006
Asset. Corporate debt instrument debt (other) at end of year	2014-03-31	$2,108,653
Asset. Corporate debt instrument debt (other) at beginning of year	2014-03-31	$2,179,441
Contract administrator fees	2014-03-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-03-31	$33,328,255
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-03-31	$16,384,818
Did the plan have assets held for investment	2014-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	No
Aggregate proceeds on sale of assets	2014-03-31	$1,354,075
Aggregate carrying amount (costs) on sale of assets	2014-03-31	$1,388,289
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-03-31	366055558
2013 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-03-31	$6,910,806
Total unrealized appreciation/depreciation of assets	2013-03-31	$6,910,806
Total income from all sources (including contributions)	2013-03-31	$9,514,552
Total loss/gain on sale of assets	2013-03-31	$-10,887
Total of all expenses incurred	2013-03-31	$947,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-03-31	$810,600
Value of total assets at end of year	2013-03-31	$50,985,774
Value of total assets at beginning of year	2013-03-31	$42,418,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-03-31	$136,886
Total interest from all sources	2013-03-31	$294,791
Total dividends received (eg from common stock, registered investment company shares)	2013-03-31	$2,311,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-03-31	No
Was this plan covered by a fidelity bond	2013-03-31	Yes
Value of fidelity bond cover	2013-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-03-31	No
Assets. Other investments not covered elsewhere at end of year	2013-03-31	$181,622
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-03-31	$55,338
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-03-31	$54,887
Other income not declared elsewhere	2013-03-31	$7,959
Administrative expenses (other) incurred	2013-03-31	$119,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Value of net income/loss	2013-03-31	$8,567,066
Value of net assets at end of year (total assets less liabilities)	2013-03-31	$50,985,774
Value of net assets at beginning of year (total assets less liabilities)	2013-03-31	$42,418,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-03-31	No
Were any leases to which the plan was party in default or uncollectible	2013-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-03-31	$13,443,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-03-31	$11,444,196
Interest earned on other investments	2013-03-31	$2,420
Income. Interest from US Government securities	2013-03-31	$198,841
Income. Interest from corporate debt instruments	2013-03-31	$93,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-03-31	$3,409,301
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-03-31	$2,409,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-03-31	$2,409,067
Asset value of US Government securities at end of year	2013-03-31	$5,195,361
Asset value of US Government securities at beginning of year	2013-03-31	$5,143,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-03-31	No
Was there a failure to transmit to the plan any participant contributions	2013-03-31	No
Has the plan failed to provide any benefit when due under the plan	2013-03-31	No
Assets. Invements in employer securities at end of year	2013-03-31	$10,136,560
Assets. Invements in employer securities at beginning of year	2013-03-31	$8,334,015
Income. Dividends from common stock	2013-03-31	$2,311,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-03-31	$810,600
Asset. Corporate debt instrument debt (other) at end of year	2013-03-31	$2,179,441
Asset. Corporate debt instrument debt (other) at beginning of year	2013-03-31	$1,902,902
Contract administrator fees	2013-03-31	$17,425
Assets. Corporate common stocks other than exployer securities at end of year	2013-03-31	$16,384,818
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-03-31	$13,129,913
Did the plan have assets held for investment	2013-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-03-31	No
Aggregate proceeds on sale of assets	2013-03-31	$3,325,775
Aggregate carrying amount (costs) on sale of assets	2013-03-31	$3,336,662
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-03-31	Disclaimer
Accountancy firm name	2013-03-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-03-31	366055558
2012 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-03-31	$1,998,681
Total unrealized appreciation/depreciation of assets	2012-03-31	$1,998,681
Total income from all sources (including contributions)	2012-03-31	$3,333,695
Total loss/gain on sale of assets	2012-03-31	$37,760
Total of all expenses incurred	2012-03-31	$885,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$777,518
Value of total assets at end of year	2012-03-31	$42,418,707
Value of total assets at beginning of year	2012-03-31	$39,970,771
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$108,240
Total interest from all sources	2012-03-31	$299,975
Total dividends received (eg from common stock, registered investment company shares)	2012-03-31	$420,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	No
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-03-31	$54,887
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-03-31	$59,255
Other income not declared elsewhere	2012-03-31	$577,229
Administrative expenses (other) incurred	2012-03-31	$92,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$2,447,937
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$42,418,707
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$39,970,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-03-31	$11,444,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-03-31	$11,733,120
Interest earned on other investments	2012-03-31	$-2,072
Income. Interest from US Government securities	2012-03-31	$211,688
Income. Interest from corporate debt instruments	2012-03-31	$90,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-03-31	$2,409,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-03-31	$2,413,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-03-31	$2,413,724
Asset value of US Government securities at end of year	2012-03-31	$5,143,727
Asset value of US Government securities at beginning of year	2012-03-31	$4,929,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	No
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Assets. Invements in employer securities at end of year	2012-03-31	$8,334,015
Assets. Invements in employer securities at beginning of year	2012-03-31	$8,067,820
Income. Dividends from common stock	2012-03-31	$420,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$777,518
Asset. Corporate debt instrument debt (other) at end of year	2012-03-31	$1,902,902
Asset. Corporate debt instrument debt (other) at beginning of year	2012-03-31	$1,771,981
Contract administrator fees	2012-03-31	$16,027
Assets. Corporate common stocks other than exployer securities at end of year	2012-03-31	$13,129,913
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-03-31	$10,994,925
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Aggregate proceeds on sale of assets	2012-03-31	$3,175,730
Aggregate carrying amount (costs) on sale of assets	2012-03-31	$3,137,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	WEAVER LLP
Accountancy firm EIN	2012-03-31	750786316
2011 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-03-31	$3,508,723
Total unrealized appreciation/depreciation of assets	2011-03-31	$3,508,723
Total income from all sources (including contributions)	2011-03-31	$4,121,719
Total loss/gain on sale of assets	2011-03-31	$8,504
Total of all expenses incurred	2011-03-31	$823,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$715,326
Value of total assets at end of year	2011-03-31	$39,970,771
Value of total assets at beginning of year	2011-03-31	$36,672,110
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$107,733
Total interest from all sources	2011-03-31	$297,429
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$282,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-03-31	$59,255
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-03-31	$58,358
Other income not declared elsewhere	2011-03-31	$24,956
Administrative expenses (other) incurred	2011-03-31	$89,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$3,298,660
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$39,970,771
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$36,672,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-03-31	$11,733,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-03-31	$10,044,082
Interest earned on other investments	2011-03-31	$2,591
Income. Interest from US Government securities	2011-03-31	$196,410
Income. Interest from corporate debt instruments	2011-03-31	$98,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-03-31	$2,413,724
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-03-31	$3,427,448
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-03-31	$3,427,448
Asset value of US Government securities at end of year	2011-03-31	$4,929,946
Asset value of US Government securities at beginning of year	2011-03-31	$4,108,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Assets. Invements in employer securities at end of year	2011-03-31	$8,067,820
Assets. Invements in employer securities at beginning of year	2011-03-31	$8,010,527
Income. Dividends from common stock	2011-03-31	$282,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$715,326
Asset. Corporate debt instrument debt (other) at end of year	2011-03-31	$1,771,981
Asset. Corporate debt instrument debt (other) at beginning of year	2011-03-31	$1,878,165
Contract administrator fees	2011-03-31	$18,223
Assets. Corporate common stocks other than exployer securities at end of year	2011-03-31	$10,994,925
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-03-31	$9,145,058
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Aggregate proceeds on sale of assets	2011-03-31	$6,702,059
Aggregate carrying amount (costs) on sale of assets	2011-03-31	$6,693,555
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	WEAVER LLP
Accountancy firm EIN	2011-03-31	750786316

Form 5500 Responses for CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN

2023: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2009: CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462829

Policy instance

Insurance contract or identification number	462829
Number of Individuals Covered	49
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462829

Policy instance

Insurance contract or identification number	462829
Number of Individuals Covered	48
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462829

Policy instance

Insurance contract or identification number	462829
Number of Individuals Covered	45
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462829

Policy instance

Insurance contract or identification number	462829
Number of Individuals Covered	46
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	CAPITAL SOUTHWEST CORPORATION
Employer identification number (EIN):	751072796
NAIC Classification:	523900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1961-04-19
Company Identification Number:	0017385700
Legal Registered Office Address:	8333 DOUGLAS AVE STE 1100 DALLAS United States of America (USA) 75225