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ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 401k Plan overview

Plan NameROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN
Plan identification number 002

ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT E. MORGAN, D.D.S. has sponsored the creation of one or more 401k plans.

Company Name:ROBERT E. MORGAN, D.D.S.
Employer identification number (EIN):751719601
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01ROBERT MORGAN2016-09-15 ROBERT MORGAN2016-09-15
0022014-01-01ROBERT MORGAN2015-07-27 ROBERT MORGAN2015-07-27
0022013-01-01ROBERT MORGAN2014-07-23 ROBERT MORGAN2014-07-23
0022012-01-01ROBERT MORGAN2013-10-09
0022011-01-01ROBERT MORGAN2012-10-12
0022010-01-01ROBERT MORGAN2011-10-11
0022009-01-01ROBERT MORGAN

Plan Statistics for ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN

401k plan membership statisitcs for ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN

Measure Date Value
2022: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2022 401k membership
Market value of plan assets2022-12-319,319,279
Acturial value of plan assets2022-12-319,319,279
Funding target for retired participants and beneficiaries receiving payment2022-12-310
Number of terminated vested participants2022-12-3122
Fundng target for terminated vested participants2022-12-31175,309
Active participant vested funding target2022-12-315,868,256
Number of active participants2022-12-3122
Total funding liabilities for active participants2022-12-315,868,256
Total participant count2022-12-3144
Total funding target for all participants2022-12-316,043,565
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31256,505
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31256,505
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31320,246
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-310
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
2021: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2021 401k membership
Market value of plan assets2021-12-317,464,631
Acturial value of plan assets2021-12-317,464,631
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-3119
Fundng target for terminated vested participants2021-12-31145,429
Active participant vested funding target2021-12-315,809,782
Number of active participants2021-12-3125
Total funding liabilities for active participants2021-12-315,809,782
Total participant count2021-12-3144
Total funding target for all participants2021-12-315,955,211
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31219,949
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31219,949
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31256,505
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-310
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2020 401k membership
Market value of plan assets2020-12-316,407,329
Acturial value of plan assets2020-12-316,407,329
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-3116
Fundng target for terminated vested participants2020-12-3194,334
Active participant vested funding target2020-12-315,497,783
Number of active participants2020-12-3136
Total funding liabilities for active participants2020-12-315,514,433
Total participant count2020-12-3152
Total funding target for all participants2020-12-315,608,767
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31221,563
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-3153,818
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31167,745
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31219,949
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31236,916
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2019 401k membership
Market value of plan assets2019-12-314,651,664
Acturial value of plan assets2019-12-314,651,664
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-3112
Fundng target for terminated vested participants2019-12-3159,187
Active participant vested funding target2019-12-315,026,803
Number of active participants2019-12-3135
Total funding liabilities for active participants2019-12-315,038,544
Total participant count2019-12-3147
Total funding target for all participants2019-12-315,097,731
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31174,628
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31174,628
Present value of excess contributions2019-12-3147,902
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3150,628
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-3150,628
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31221,563
Total employer contributions2019-12-31290,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31275,686
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31199,767
Net shortfall amortization installment of oustanding balance2019-12-31667,630
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31329,504
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-3153,818
Additional cash requirement2019-12-31275,686
Contributions allocatedtoward minimum required contributions for current year2019-12-31275,686
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2018 401k membership
Market value of plan assets2018-12-314,448,702
Acturial value of plan assets2018-12-314,448,702
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-3112
Fundng target for terminated vested participants2018-12-3142,120
Active participant vested funding target2018-12-314,429,996
Number of active participants2018-12-3137
Total funding liabilities for active participants2018-12-314,437,553
Total participant count2018-12-3149
Total funding target for all participants2018-12-314,479,673
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31380,353
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-31231,960
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31148,393
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31174,628
Total employer contributions2018-12-31300,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31291,385
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31195,481
Net shortfall amortization installment of oustanding balance2018-12-31205,599
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31243,483
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31243,483
Contributions allocatedtoward minimum required contributions for current year2018-12-31291,385
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2017 401k membership
Market value of plan assets2017-12-313,580,999
Acturial value of plan assets2017-12-313,580,999
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-317
Fundng target for terminated vested participants2017-12-3129,718
Active participant vested funding target2017-12-313,615,732
Number of active participants2017-12-3135
Total funding liabilities for active participants2017-12-313,617,928
Total participant count2017-12-3142
Total funding target for all participants2017-12-313,647,646
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31623,340
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-31250,025
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-31373,315
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31380,353
Total employer contributions2017-12-31225,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31218,183
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31366,564
Net shortfall amortization installment of oustanding balance2017-12-31447,000
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31444,805
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-31226,622
Additional cash requirement2017-12-31218,183
Contributions allocatedtoward minimum required contributions for current year2017-12-31218,183
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2016 401k membership
Market value of plan assets2016-12-313,389,654
Acturial value of plan assets2016-12-313,389,654
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-318
Fundng target for terminated vested participants2016-12-3140,901
Active participant vested funding target2016-12-313,087,455
Number of active participants2016-12-3133
Total funding liabilities for active participants2016-12-313,087,455
Total participant count2016-12-3141
Total funding target for all participants2016-12-313,128,356
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31751,504
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-31751,504
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-3197,954
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-31623,340
Total employer contributions2016-12-31150,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31141,533
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31357,198
Net shortfall amortization installment of oustanding balance2016-12-31203,415
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31391,558
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-31250,025
Additional cash requirement2016-12-31141,533
Contributions allocatedtoward minimum required contributions for current year2016-12-31141,533
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2009: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0143
Total number of active participants reported on line 7a of the Form 55002009-01-0140
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0140
Total participants2009-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN

Measure Date Value
2009 : ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN

2009: ROBERT E. MORGAN, D.D.S. NEW COMPARABILITY CASH BALANCE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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