401k Plan data: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN plan

SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN
Plan identification number	001

SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST PULMONARY ASSOCIATES, LLP has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWEST PULMONARY ASSOCIATES, LLP

Employer identification number (EIN): 751803691

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 KENNEY WEINMEISTER 2019-05-10 KENNEY WEINMEISTER 2019-05-10
001 2018-01-01 KENNEY WEINMEISTER 2020-10-09
001 2017-01-01 KATHERINE JOHNSTON 2018-07-27 KATHERINE JOHNSTON 2018-07-27
001 2016-01-01 SAMANTHA SELBY-KARNEY 2017-08-23 SAMANTHA SELBY-KARNEY 2017-08-23
001 2015-01-01 KENNEY WEINMEISTER 2016-07-25 KENNEY WEINMEISTER 2016-07-25
001 2014-01-01 JOSEPH VIROSLAV 2015-02-27 JOSEPH VIROSLAV 2015-02-27
001 2013-01-01 JOSEPH VIROSLAV 2014-03-18 JOSEPH VIROSLAV 2014-03-18
001 2012-01-01 JOSEPH VIROSLAV 2013-03-05 JOSEPH VIROSLAV 2013-03-05
001 2011-01-01 JOSEPH VIROSLAV 2012-03-07 JOSEPH VIROSLAV 2012-03-07
001 2010-01-01 JOSEPH VIROSLAV, M.D. 2011-04-01 JOSEPH VIROSLAV, M.D. 2011-04-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	KENNEY WEINMEISTER	2019-05-10	KENNEY WEINMEISTER	2019-05-10
001	2018-01-01	KENNEY WEINMEISTER	2020-10-09
001	2017-01-01	KATHERINE JOHNSTON	2018-07-27	KATHERINE JOHNSTON	2018-07-27
001	2016-01-01	SAMANTHA SELBY-KARNEY	2017-08-23	SAMANTHA SELBY-KARNEY	2017-08-23
001	2015-01-01	KENNEY WEINMEISTER	2016-07-25	KENNEY WEINMEISTER	2016-07-25
001	2014-01-01	JOSEPH VIROSLAV	2015-02-27	JOSEPH VIROSLAV	2015-02-27
001	2013-01-01	JOSEPH VIROSLAV	2014-03-18	JOSEPH VIROSLAV	2014-03-18
001	2012-01-01	JOSEPH VIROSLAV	2013-03-05	JOSEPH VIROSLAV	2013-03-05
001	2011-01-01	JOSEPH VIROSLAV	2012-03-07	JOSEPH VIROSLAV	2012-03-07
001	2010-01-01	JOSEPH VIROSLAV, M.D.	2011-04-01	JOSEPH VIROSLAV, M.D.	2011-04-01

Plan Statistics for SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 99
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 99
Number of participants with account balances 2020-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 62
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 75
Total of all active and inactive participants 2019-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 137
Number of participants with account balances 2019-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1

Measure	Date	Value
2021: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	99
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	99
Number of participants with account balances	2020-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	62
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	75
Total of all active and inactive participants	2019-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	137
Number of participants with account balances	2019-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1

Financial Data on SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2021 : SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,825,521
Total of all expenses incurred	2021-12-31	$23,959,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$23,920,913
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$540,782
Value of total assets at end of year	2021-12-31	$0
Value of total assets at beginning of year	2021-12-31	$20,134,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$38,953
Total interest from all sources	2021-12-31	$19
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$74,053
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$948
Participant contributions at end of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-20,134,345
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$20,134,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$20,133,397
Interest on participant loans	2021-12-31	$19
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,284,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$466,729
Employer contributions (assets) at end of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$23,920,913
Contract administrator fees	2021-12-31	$38,953
Did the plan have assets held for investment	2021-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2021-12-31	752783674
2020 : SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$2,863,148
Total of all expenses incurred	2020-12-31	$2,427,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,411,732
Expenses. Certain deemed distributions of participant loans	2020-12-31	$10,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,171,977
Value of total assets at end of year	2020-12-31	$20,134,345
Value of total assets at beginning of year	2020-12-31	$19,698,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$4,676
Total interest from all sources	2020-12-31	$419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$180,063
Participant contributions at end of year	2020-12-31	$948
Participant contributions at beginning of year	2020-12-31	$17,352
Participant contributions at beginning of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$1,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$435,853
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$20,134,345
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$19,698,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$20,133,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$19,681,140
Interest on participant loans	2020-12-31	$419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,690,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$991,914
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,411,732
Contract administrator fees	2020-12-31	$2,748
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2020-12-31	752783674
2019 : SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$4,709,277
Total of all expenses incurred	2019-12-31	$3,208,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,204,674
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$831,371
Value of total assets at end of year	2019-12-31	$19,698,492
Value of total assets at beginning of year	2019-12-31	$18,197,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,393
Total interest from all sources	2019-12-31	$1,029
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$3,393
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$209,525
Participant contributions at end of year	2019-12-31	$17,352
Participant contributions at beginning of year	2019-12-31	$24,171
Participant contributions at end of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$37,423
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,501,210
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$19,698,492
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$18,197,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$19,681,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$17,760,152
Interest on participant loans	2019-12-31	$1,029
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,876,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$584,423
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$412,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,204,674
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2019-12-31	752783674

Form 5500 Responses for SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN

2021: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SOUTHWEST PULMONARY ASSOCIATES 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTHWEST PULMONARY ASSOCIATES, LLP
Employer identification number (EIN):	751803691
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)