401k Plan data: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT plan

SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 401k Plan overview

Plan Name	SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT
Plan identification number	003

SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST ORAL AND MAXILLOFACIAL SU GERY, P.A. has sponsored the creation of one or more 401k plans.

Company Name: SOUTHWEST ORAL AND MAXILLOFACIAL SU GERY, P.A.

Employer identification number (EIN): 752469407

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01 H. O'DELL MARSHALL, D.D.S. 2021-07-02
003 2019-01-01 H. O'DELL MARSHALL, D.D.S. 2020-09-30
003 2018-01-01 H. O'DELL MARSHALL, D.D.S. 2019-10-11
003 2017-01-01 H. O'DELL MARSHALL, D.D.S. 2018-10-12
003 2016-01-01 H. O'DELL MARSHALL, D.D.S. 2017-10-10
003 2015-01-01 H. O'DELL MARSHALL, D.D.S. 2016-10-13
003 2014-01-01 H. O'DELL MARSHALL, D.D.S. 2015-07-08
003 2013-01-01 H. O'DELL MARSHALL, D.D.S. 2014-09-10
003 2012-01-01 H. ODELL MARSHALL, D.D.S. 2013-08-20
003 2011-01-01 H. ODELL MARSHALL, D.D.S. 2012-09-27
003 2010-01-01 H. ODELL MARSHALL, D.D.S. 2011-09-02 H. ODELL MARSHALL, D.D.S. 2011-09-02

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2020-01-01	H. O'DELL MARSHALL, D.D.S.	2021-07-02
003	2019-01-01	H. O'DELL MARSHALL, D.D.S.	2020-09-30
003	2018-01-01	H. O'DELL MARSHALL, D.D.S.	2019-10-11
003	2017-01-01	H. O'DELL MARSHALL, D.D.S.	2018-10-12
003	2016-01-01	H. O'DELL MARSHALL, D.D.S.	2017-10-10
003	2015-01-01	H. O'DELL MARSHALL, D.D.S.	2016-10-13
003	2014-01-01	H. O'DELL MARSHALL, D.D.S.	2015-07-08
003	2013-01-01	H. O'DELL MARSHALL, D.D.S.	2014-09-10
003	2012-01-01	H. ODELL MARSHALL, D.D.S.	2013-08-20
003	2011-01-01	H. ODELL MARSHALL, D.D.S.	2012-09-27
003	2010-01-01	H. ODELL MARSHALL, D.D.S.	2011-09-02	H. ODELL MARSHALL, D.D.S.	2011-09-02

Plan Statistics for SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT

401k plan membership statisitcs for SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT

Measure Date Value
2018: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2018 401k membership
Market value of plan assets 2018-12-31 2,617,640
Acturial value of plan assets 2018-12-31 2,617,640
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 5
Fundng target for terminated vested participants 2018-12-31 24,538
Active participant vested funding target 2018-12-31 1,927,453
Number of active participants 2018-12-31 10
Total funding liabilities for active participants 2018-12-31 1,927,453
Total participant count 2018-12-31 15
Total funding target for all participants 2018-12-31 1,951,991
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 133,997
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 141,715
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 10,121
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 9,851
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 596,841
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 9,851
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2017 401k membership
Market value of plan assets 2017-12-31 2,172,389
Acturial value of plan assets 2017-12-31 2,172,389
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 5
Fundng target for terminated vested participants 2017-12-31 26,029
Active participant vested funding target 2017-12-31 1,754,277
Number of active participants 2017-12-31 7
Total funding liabilities for active participants 2017-12-31 1,756,258
Total participant count 2017-12-31 12
Total funding target for all participants 2017-12-31 1,782,287
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 139,880
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 148,217
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 140,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 133,997
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 85,826
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 133,997
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2016 401k membership
Market value of plan assets 2016-12-31 1,887,349
Acturial value of plan assets 2016-12-31 1,887,349
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 1,606,395
Number of active participants 2016-12-31 11
Total funding liabilities for active participants 2016-12-31 1,608,133
Total participant count 2016-12-31 11
Total funding target for all participants 2016-12-31 1,608,133
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 147,480
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 156,565
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 146,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 139,880
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 178,410
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 0
Additional cash requirement 2016-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 139,880
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2018 401k membership
Market value of plan assets	2018-12-31	2,617,640
Acturial value of plan assets	2018-12-31	2,617,640
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	5
Fundng target for terminated vested participants	2018-12-31	24,538
Active participant vested funding target	2018-12-31	1,927,453
Number of active participants	2018-12-31	10
Total funding liabilities for active participants	2018-12-31	1,927,453
Total participant count	2018-12-31	15
Total funding target for all participants	2018-12-31	1,951,991
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	133,997
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	141,715
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	10,121
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	9,851
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	596,841
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	9,851
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2017 401k membership
Market value of plan assets	2017-12-31	2,172,389
Acturial value of plan assets	2017-12-31	2,172,389
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	5
Fundng target for terminated vested participants	2017-12-31	26,029
Active participant vested funding target	2017-12-31	1,754,277
Number of active participants	2017-12-31	7
Total funding liabilities for active participants	2017-12-31	1,756,258
Total participant count	2017-12-31	12
Total funding target for all participants	2017-12-31	1,782,287
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	139,880
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	148,217
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	140,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	133,997
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	85,826
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	133,997
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: SOUTHWEST ORAL & MAXILLOFACIAL SURGERY, P.A. DEFINED BENEFIT 2016 401k membership
Market value of plan assets	2016-12-31	1,887,349
Acturial value of plan assets	2016-12-31	1,887,349
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	1,606,395
Number of active participants	2016-12-31	11
Total funding liabilities for active participants	2016-12-31	1,608,133
Total participant count	2016-12-31	11
Total funding target for all participants	2016-12-31	1,608,133
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	147,480
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	156,565
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	146,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	139,880
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	178,410
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	0
Additional cash requirement	2016-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	139,880
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	SOUTHWEST ORAL AND MAXILLOFACIAL SU GERY, P.A.
Employer identification number (EIN):	752469407
NAIC Classification:	621210
NAIC Description:	Offices of Dentists